BHSOAC
AssessingAdultMentalHealthNeedsInCA Chis
Read the report at Behavioral Health Services Oversight & Accountability Commission ↗
6/18/2012
Mental Health Services Oversight and
Accountability Commission Meeting
Assessing Adult Mental Health Needs in
California: Using the California Health
Interview Survey (CHIS)
SSe rgii o AAg uiill ar-GGaxiiolla , MM DD, PPhhDD
Professor of Clinical Internal Medicine
Director, Center for Reducing Health Disparities
Sacramento, CA
July 28, 2011
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AAsssseessssiinngg AAdduulltt MMeennttaall HHeeaalltthh NNeeeeddss iinn
CCaalliiffoorrnniiaa:: UUssiinngg tthhee CCaalliiffoorrnniiaa HHeeaalltthh
IInntteerrvviieeww SSuurrvveeyy ((CCHHIISS))
• RReeppoorrtt pprreeppaarreedd ffoorr tthhee MMeennttaall HHeeaalltthh SSeerrvviicceess
Oversight and Accountability Commission (MHSOAC)
• Based on a contract with the UC Davis Center for
Reducing Health Disparities
• Prepared in collaboration with the California Health
IInntteerrvviieeww SSuurrvveeyy DDiirreeccttoorr aanndd ssttaaffff , UUCCLLAA CCeenntteerr ffoorr
Health Policy Research
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SSeevveerree PPssyycchhoollooggiiccaall DDiissttrreessss ((SSPPDD))
• SPD is based on the Kessler-6
• Series of questions about the frequency of feelings over
o the past 30 days (SPD 30-day)
o the worst month in the past year (SPD 12-mos)
• Individual items are scored to provide an index, with
range (0, 24) with K6 > 13 indicating SPD
• SPD provides a robust estimate of the population with
severe mentt all iilllln ess ((SSMMII)) wiitthhiin a populla ttii on
• Is a non-specific, general indicator of psychological
distress
3 Source: Grant,, 2011
Six Items in KKeesssslleerr 66 ((KK66)), Adults 18 and
over, K6 > 13, N = 4,010, CHIS 2007
In the past 12 months, about All of Most of Some of A little Not at
how often did you…… the time the time the time of the all
time
%% %% %% %% %%
Feel nervous 30.8 42.6 19.9 4.4 2.3
Feel hopeless 22.0 39.8 30.7 5.9 1.6
Feel restless 30.1 35.2 25.7 6.5 2.6
Feel depressed 19.4 35.9 34.8 7.3 2.6
Feel everything is an effort 31.3 38.1 24.0 4.8 1.8
Feel worthless 17.0 26.6 34.4 12.0 10.0
4 Source: Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
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Conceptual Model for Assessing
Mental Health Need in CA: CHIS 2007
All Adults
N = 26,769,450
No Psychological Distress
Serious Psychological Distress
(K6 < 13)
(K6 > 13)
DSTRS12 = 2
DSTRS12 = 1
N = 24,482,848
N = 2,286,602
**No Mental Health Need**
At least Moderate impairment in at No Impairment
least ONE Domain (IMPAIR2 < 1)
(IMPAIR2 > 1) N = 62,202
N = 2,224,400 **Serious Psychological Distress, no
**Mental Health Need** impairment **
Source: CHIS 2007
5 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
Level of impairment from SShheeeehhaann
DDiissaabbiilliittyy SSccaallee, Adults 18 and over, K6
score > 13, N = 4,010, CHIS 2007
Did your emotions interfere a lot, some, Severe Moderate No
or not at all with your… (a lot) (some) Impairment
(not at all)
% % %
Performance at work* 44.0 37.1 18.8
Household chores 49.5 33.4 17.0
Social life 57.6 32.0 10.5
RRellattiionshhiip wiitthh ffamiilly andd ffriiendds 4488 .66 3399 .33 1122 .11
*Note: Performance at work is only asked of adults, age 18 – 70.
6 Source: Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
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Conceptual Model for Assessing
Mental Health Need in CA: CHIS 2007
All Adults
N = 26,769,450
No Psychological Distress
Serious Psychological Distress
(K6 < 13)
(K6 > 13)
DSTRS12 = 2
DSTRS12 = 1
N = 24,482,848
N = 2,286,602
**No Mental Health Need**
At least Moderate impairment in at No Impairment
least ONE Domain
(IMPAIR2 < 1)
(IMPAIR2 >1)
N = 62,202
N = 2,224,400
**Serious Psychological Distress, no
**Mental Health Need** impairment **
Source: CHIS 2007
7 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
Rates of Mental Health Need by
Poverty Level, CHIS 2007*
11.3%
0‐99% FPL
10.6%
100‐199%
200‐299% 9.7%
Statewide
8.3%
> 300%
6.5%
*I ACdojunsfitdeedn fcoer Iangteer avnald sex
Source: CHIS 2007
8 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
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Rates of Mental Health Need by
Insurance Type, CHIS 2007*
10.0%
Public (Non Medicare) 10%
Uninsured
Statewide 8.3%
Medicare
Private 7.8%
7.0%
I Confidence Interval
* Adjusted for age and sex
Source: CHIS 2007
9 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
Rates of Mental Health Need by
Race/Ethnicity, CHIS 2007*
American Indian/
Alaskan Native
15.3%
Other
12.6%
African American
9.2%
White 8.5%
8.3%
Latino
8.3%
Statewide
5.6%
Asian Only
I Confidence Interval
* ASdojuursctee:d C fHoIrS a 2g0e0 a7nd sex
10 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
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Rates of Mental Health Need by Nativity
Status for Latino and Asian, CHIS 2007*
10.8%
U.S. Born Latino
8.3%
Statewide
Latino Born Abroad 6.7%
Asian Born Abroad
5.7%
U.S. Born Asian
3.7%
I Confidence Interval
* Adjusted for age and sex
Source: CHIS 2007
11 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
LLaanngguuaaggeess SSppookkeenn iinn HHHH AAmmoonngg
SSPPDD 1122--mmooss,, CCHHIISS 22000077
Spanish only Asian
3 oonnllyy
6
English &
Asian 7%
19
64%
English &
English
Spanish
only
Source: CHIS 2007
12 Source: Grant, 2011
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Mental Health Need
and Co-morbidity
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Rates of Current Smokers and Binge
Drinkers by Mental Health Need, CHIS 2007*
35
30
25
20
15 30.1% 29.3%
24.3%
10
1133 .00%%
5
0
Smokers w MHN Smokers wo MHN Binge Drinkers w MHN Binge Drinkers wo MHN
I Confidence Interval
* Adjusted for age and sex
Source: CHIS 2007
14 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
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MMeennttaall HHeeaalltthh TTrreeaattmmeenntt
MMeeaassuurreess
15
MMeennttaall HHeeaalltthh TTrreeaattmmeenntt
MMeeaassuurreess (((( RRxx))))
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MMeennttaall HHeeaalltthh TTrreeaattmmeenntt FFiinnddiinnggss
• Among those identified as having a mental health
nneeeedd,, aabboouutt hhaallff ((4499..66%%)) rreeppoorrtteedd tthhaatt tthheeyy rreecceeiivveedd
treatment by either a primary care physician or
mental health professional, while the other half
(50.4%) reported that they did not receive needed
treatment.
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Mental Health Need by Treatment
Source, CHIS 2007*
60
50
40 17.2%
30 43.9%
20
32.2%
10
6.7%
0
AAn y TTr eattm entt ((PPCCPP or MMentta ll HHealltthh NNo TTr eattm entt
Professional)
Daily Rx No Daily Rx
I Confidence Interval
* Adjusted for age and sex
Source: CHIS 2007
18 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
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DDiissccuussssiioonn ooff CCHHIISS MMeennttaall HHeeaalltthh FFiinnddiinnggss
• Findings are preliminary and need further
analysis
• In California, mental health status (as measured
by SPD) differs by age, gender, income,
insurance, and race/ethnicity and nativity, and
other factors … but
o Serious psychological distress (PSD) is in large part a
ffuunnccttiioonn ooff eeccoonnoommiicc ppoossiittiioonn
• Latino immigrants
• Single parents with children
o Economic status is important, but just one of many
factors associated with mental health outcomes
19 Source: Modified from Grant, 2011
MMeennttaall HHeeaalltthh NNeeeedd
• The concept of need is fundamental to understanding,
planning and tracking mental health services in
California.
• Those with a “mental health need” are those with
serious psychological distress (K6 > 13) and at least a
moderate level of impairment in one or more domains
(SDS > 1).
• Those without a mental health need are all others who
do not meet this threshold of combined symptoms
and impairment
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Prevalence of Mental Health Need by
Race/Ethnicity, Adults 18 and over, CHIS 2007
30%
25%
20%
15%
10%
8.3% 16.7%
14.9%
12.3% 13.0%
5% 9.0% 7.9% 8.0% 10.6% 9.6% 8.5% 66.00%% 66..99%%
0%
Latino White African American American Indian/Alaskan Asian Native Hawaiian/
I Confidence Interval Native Pa M cif u ic lt i I - s R la a n c d ia e l rs/
Unadjusted Adjusted (Age, Gender, Income, Education) All Adults, California
Source: CHIS 2007
21 Source: Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
Prevalence of Mental Health Need by
Nativity Status for Latino and Asian,
Adults 18 and over, CHIS 2007
16%
14%
12%
10%
8.3%
8%
6% 11.7%
9.7%
44%%
6.9% 6.5% 6.4% 6.8% 5.8% 6.2%
2%
0%
US Born Latino Latino Born Abroad US Born Asian Asian Born Abroad
I SCoounrfcidee: nCceH IInSt e2r0va0l7
Unadjusted Adjusted (Age, Gender, Income, Education) All Adults, California
22 Source: Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
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MMeett aanndd UUnnmmeett NNeeeedd
• Met need is defined as the proportion of people
with a disorder who see a health professional.
• The concept of unmet need is of critical
importance in assessing whether or not people
with mental health needs are accessing and
receiving adequate mental health services.
• Unmet need is the proportion of people who
meet a threshold for problems with their mental
health, emotions, nerves, or use of alcohol or
drugs and did not received minimally adequate
treatment (MAT).
23 Source: Andrews, 2000; Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
MMiinniimmaallllyy AAddeeqquuaattee TTrreeaattmmeenntt ((MMAATT))
• Minimally Adequate Treatment (MAT) is based on
evidence-based guidelines for the treatment of a
serious mental illness (SMI).
• Evidence-based MAT includes either 1) four or
more visits with a health professional and at
least two months of prescribed medication, or 2)
eight visits of psychotherapy lasting at least
tthhiirrttyy mmiinnuutteess..
• CHIS doesn’t capture the duration of prescription
medication use nor the duration of
psychotherapy sessions.
24 Source: Grant, Padilla-Frausto, Aydin, Streja, Aguilar-Gaxiola, Caldwell, 2011
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MMeett aanndd UUnnmmeett NNeeeedd
Mental Health Treatment
Met Unmet
Unmet Need
t t
deeN
htlaeH
Met Need
Need
25
latneM
Un-Need Met Un-Need Unmet Un-Need
DDiissccuussssiioonn ((22))
• Improving mental health in California’s increasingly
diverse population will require diverse approaches
andd serii ous consiidde ratii on off ff actors suchh as:
o Language
o Culture
o Stigma and discrimination
o Health insurance coverage
o Comprehensive resources to address economic and other
sources of stressors:
• Job training
• Housing
• Parenting and childcare resources
• Other
26 Source: Modified from Grant, 2011
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DDiissccuussssiioonn aanndd RReeccoommmmeennddaattiioonn
• MHSA and healthcare reform provide new opportunities
to address and improve mental health services and
outtcomes, andd tto ddo so more effffiic iienttlly
• Data and evidence can and should be part of the
decision-making process
o CHIS
o DMH and Medi-Cal administrative data
o County data (CSI)
o Hospitalization and law enforcement data
o California Behavioral Health Services Needs Assessment
27 Source: Modified from Grant, 2011; BHSNA, 2011
Recommendations for an Enhanced
CHIS Mental Health Survey
Purpose: to obtain an accurate “Baseline” assessment
ooff mmeennttaall hheeaalltthh sseerrvviicceess nneeeedd aanndd ttrreeaattmmeenntt uuttiilliizzaattiioonn
in California.
1. Incorporate a follow-back study to validate the
estimates of SMI/SPD and calibrate the cut point of
the K-6 in a state-wide population (rather than the
national population).
aa. TToo bbee ddoonnee wwiitthh aa rraannddoomm ssaammppllee ooff CCHHIISS rreessppoonnddeennttss
who scored moderate to high on the K6 scale (SPD) using
a diagnostic interview tool like the WHO-CIDI.
28 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
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Recommendations for an Enhanced
CHIS Mental Health Survey (2)
2. Increase the CHIS sample size for low-income persons
by oversampling households with incomes below 200%
off tthhe ffe dde rall povertty lle vell.
a. A subset of randomly selected telephone numbers (stratified by region, gender,
age, and race/ethnicity) from the Medi-Cal database would also be included in the
enhanced survey.
3. Increase CHIS sample size for key subpopulations such
as diverse race/ethnicity/nativity subpopulations, the
iinnssttiittuuttiioonnaalliizzeedd, tthhee hhoommeelleessss , eettcc . CCHHIISS iiss aa hhoouusseehhoolldd
survey and does not capture the prevalence of mental
health needs among those who live in group quarters
(e.g. nursing homes, dormitories, residential treatment
centers, prisons, etc.), or homeless.
29 Source: Padilla-Frausto, Grant, Aguilar-Gaxiola, 2011
CCoonncclluussiioonn
• California policy makers, decision makers,
consumers and their families, providers, researchers
need to know:
o Who needs ((pprreevvaalleennccee)) and receives ((ccuurrrreenntt uusseerrss))
services?
o How much of this need is met ((mmeett nneeeedd)) and how much
need is unmet ((uunnmmeett nneeeedd))?
o What are the gaps? What changes will the health system
need to implement in order ttoo iimmpprroovvee aacccceessss ttoo and
tthhee qquuaalliittyy aanndd eeffffeeccttiivveenneessss ooff ccaarree?
• What should the service population look like?
30 Source: Modified from BHSNA Work Plan, 2011
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Acknowledgements
David Grant, Ph.D.
Imelda Padilla-Frausto,, MPH
May Aydin, Ph.D.
Leanne Streja, PhD
Julia Caldwell, MPH
Estelle Geraghty, MD, MS, MPH/CPH
Marbella Sala
UC Davis, Center for Reducing Health Disparities
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