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Santa Barbara School Districts Report

child development department and programs review

Fiscal Crisis and Management Assistance Team · santabarbaraschoolsfinalrepo · Other · 2010-07-09 · Santa Barbara School Districts

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Santa Barbara School Districts Child Development Programs Review July 9, 2010 Joel D. Montero Chief Executive Officer July 9, 2010 J. Brian Sarvis, Ed.D., Superintendent Santa Barbara School Districts 720 Santa Barbara Street Santa Barbara, CA 93101 Dear Superintendent Sarvis: In April 2010, the Santa Barbara School Districts and the Fiscal Crisis and Management Assistance Team (FCMAT) entered into an agreement to provide a review of the district’s child care programs. Specifically, the agreement states that FCMAT will perform the following: 1. Analyze the organizational structure of the child development department, including the number of programs, size and complexity of programs, and the administrative, instruc- tional and support personnel required for an efficient operational program. 2. Assess the alignment of the district’s child development programs, including Home Instruction for Parents of Preschool Youngsters (HIPPY), Cal-SAFE, After School Education and Safety (ASES), and the school-age child development program that also offers after-school care, and make recommendations. 3. Evaluate the revenue sources of the various child development programs and make recommendations to enhance revenues or provide alternative funding sources. 4. Assess the expenditure patterns of the various child development programs and make recommendations to reduce expenses. 5. Prepare a cost center analysis of the various child development programs for each site that depicts the estimated revenues and expenses and the break-even point for each program to operatewithout any contributions from the general fund. 6. Review the child development program’s multiyear fiscal solvency plan and recommend anychanges necessary to improve the plan. 7. Evaluate the current child development facilities including building capacities, and make recommendations. 8. Evaluate work flow processes and communication efficiencies between the child devel- opment program and the business and personnel departments. 9. Analyze the hours of site operation and employment calendars of site staff, including the yearround staff, and make recommendations to reduce positions, if any. FCMAT Joel D. Montero, Chief Executive Officer . . 1300 17th Street - CITY CENTRE, Bakersfield, CA 93 . 301-4533 Telephone 661-6 . 36-4611 Fax 661-63 . 6-4647 422 Petaluma Blvd North, Suite. C, Petaluma, CA 94952 Telephone: 707-775-2850 Fax: 707-775-2854 www.fcmat.org Administrative Agent: Christine L. Frazier - Office of Kern County Superintendent of Schools 10. Review the job descriptions of the coordinator, administrator and head teacher to assess leadership requirements of the program’s organizational structure. 11. Analyze the memorandum of understanding with Child Nutrition Services and make recommendations to decrease expenses, if any. 12. Review the Santa Barbara Teachers’ Association (SBTA) contractual agreement, including the salary schedule placements, to determine if the alignment with completed education levels is equitable for all staff This report contains the study team’s findings and recommendations. FCMAT appreciates the opportunity to serve the Santa Barbara School Districts and extends its thanks to all the staff members for their cooperation and assistance during fieldwork. Sincerely, Joel D. Montero Chief Executive Officer i TABLE OF CONTENTS Table of Contents Foreword ...........................................................................................................iii Introduction .....................................................................................................1 Executive Summary .......................................................................................3 Organizational Structure .............................................................................7 Program Alignment .....................................................................................19 Revenue Enhancement ..............................................................................26 Expenditure Reduction ..............................................................................31 Multiyear Fiscal Solvency Plan .................................................................49 Hours of Site Operation and Employment Calendars .....................53 Job Descriptions ...........................................................................................57 Review of Documents ................................................................................59 Additional Considerations .........................................................................63 Appendices ....................................................................................................65 santa barbara school districts ii TABLE OF CONTENTS Fiscal crisis & ManageMent assistance teaM iii FOREWORD Foreword FCMAT Background The Fiscal Crisis and Management Assistance Team (FCMAT) was created by legislation in accordance with Assembly Bill 1200 in 1992 as a service to assist local educational agencies in complying with fiscal accountability standards. AB 1200 was established from a need to ensure that local educational agencies throughout California were adequately prepared to meet and sustain their financial obligations. AB 1200 is also a statewide plan for county offices of education and school districts to work together on a local level to improve fiscal procedures and accountability standards. The legislation expanded the role of the county office in monitoring school districts under certain fiscal constraints to ensure these districts could meet their financial commitments on a multiyear basis. AB 2756 provides specific responsibilities to FCMAT with regard to districts that have received emergency state loans. These include comprehensive assessments in five major operational areas and periodic reports that identify the district’s progress on the improvement plans. Since 1992, FCMAT has been engaged to perform nearly 700 reviews for local educational agencies, including school districts, county offices of education, charter schools and community colleges. Services range from fiscal crisis intervention to management review and assistance. FCMAT also provides professional development training. The Kern County Superintendent of Schools is the administrative agent for FCMAT. The agency is guided under the leadership of Joel D. Montero, Chief Executive Officer, with funding derived through appropriations in the state budget and a modest fee schedule for charges to requesting agencies. Total Number of Studies....................711 Total Number of Districts in CA ..........982 Management Assistance.............................675 (94.9%). (94.9%) Fiscal Crisis/Emergency ................................36 (5 (94.9%)..1%) Note: Some districts had multiple studies. Districts (7) that have received emergency loans from the state. (Rev. 7/30/08) Study Agreements by Fiscal Year 80 70 60 50 40 30 20 10 0 92/93 93/94 94/95 (94.9%). 95 (94.9%)./96 96/97 97/98 98/99 99/00 00/01 01/02 02/03 03/04 04/05 (94.9%). 05 (94.9%)./06 06/07 07/08 08/09 Projected santa barbara school districts seidutS fo rebmuN Fiscal crisis & ManageMent assistance teaM 1 INTRODUCTION Introduction Background The Santa Barbara School Districts are the primary public school districts that serve the city of Santa Barbara and surrounding metropolitan areas from Goleta to Montecito. The two districts consist of an elementary district with an enrollment of 5,791 students and a secondary district with an enrollment of 9,905 students. One administrative system and one school board govern both districts, with the elementary school district in basic-aid status and secondary district approaching basic-aid status, the combined general fund revenue is approximately $117 million. The secondary district receives funding based on serving students from Goleta, Santa Barbara, and Montecito, while the elementary district only receives funding based on serving students from the Santa Barbara area. Throughout most of this report, FCMAT will refer to the entities as a single district. The Santa Barbara Elementary School District serves a diverse student population that is 65.7% Hispanic and 27.5% white, and 39.6% of all students are English learners as compared to the county average of 30%. In addition, 45.6% of students are eligible for free and reduced priced meals as compared to the county average of 46.3%, and 68.4% are eligible for compensatory education as compared to 58.7% countywide. The Santa Barbara Secondary District serves a student population that is 46.8% Hispanic and 43.6% white with 18.2% of students English learners, 26.9% eligible for free and reduced price meals and 36.7% in compensatory education. The Santa Barbara Elementary District API for 2009 was 773. Six of the 14 elementary, alterna- tive and charter schools scored at or above the statewide performance target of 800 in 2009. The Santa Barbara Secondary District 2009 API was 786 and two of 13 middle and high schools scored at or above the statewide performance target of 800 in 2009. In March 2010, the Santa Barbara School Districts requested that FCMAT review the districts’ Child Development programs and services. The study agreement specifies that FCMAT will perform the following: 1. Analyze the organizational structure of the child development department, including the number of programs, size and complexity of programs, and the administrative, instructional and support personnel required for an efficient opera- tional program. 2. Assess the alignment of the district’s child development programs, including Home Instruction for Parents of Preschool Youngsters (HIPPY), Cal-SAFE, After School Education and Safety (ASES), and the school-age child development program that also offers after-school care, and make recommendations. 3. Evaluate the revenue sources of the various child development programs and make recommendations to enhance revenues or provide alternative funding sources. 4. Assess the expenditure patterns of the various child development programs and make recommendations to reduce expenses. 5. Prepare a cost center analysis of the various child development programs for each site that depicts the estimated revenues and expenses and the break-even point for each program to operatewithout any contributions from the general fund. santa barbara school districts 2 INTRODUCTION 6. Review the child development program’s multiyear fiscal solvency plan and recom- mend anychanges necessary to improve the plan. 7. Evaluate the current child development facilities including building capacities, and make recommendations. 8. Evaluate work flow processes and communication efficiencies between the child development program and the business and personnel departments. 9. Analyze the hours of site operation and employment calendars of site staff, including the yearround staff, and make recommendations to reduce positions, if any. 10. Review the job descriptions of the coordinator, administrator and head teacher to assess leadership requirements of the program’s organizational structure. 11. Analyze the memorandum of understanding with Child Nutrition Services and make recommendations to decrease expenses, if any. 12. Review the Santa Barbara Teachers’ Association (SBTA) contractual agreement, including the salary schedule placements, to determine if the alignment with completed education levels is equitable for all staff Study Team The study team was composed of the following members: Mary Barlow Shelley Northrop* FCMAT Deputy Administrative Officer Coordinator Health Services Bakersfield, CA Kern County Superintendent of Schools Bakersfield, CA John Von Flue FCMAT Fiscal Intervention Specialist Cynthia Ruiz* Bakersfield, CA Director Early Childhood Services Kern County Superintendent of Schools Leonel Martínez Bakersfield, CA FCMAT Public Information Specialist Bakersfield, CA Steve Sanders* Administrator Division of Child Development and Family Services & Museum Education Kern County Superintendent of Schools Bakersfield, CA *As members of this study team, these consultants were not representing their employers but were working solely as independent contractors for FCMAT. Study Guidelines FCMAT visited the district on May 18-20 2010 the FCMAT team to conduct interviews, visit sites, and review documents. This report is the result of that effort. Fiscal crisis & ManageMent assistance teaM 3 EXECUTIVE SUMMARY Executive Summary The Santa Barbara School Districts consist of two legally separate school districts: an elementary district and a secondary district. The Santa Barbara elementary and secondary districts are among the few remaining California school districts that are legally separate but share a common governing board and administration. The broad scope of this study provided the Fiscal Crisis and Management Assistance Team (FCMAT) the opportunity to provide in-depth analysis of all critical aspects of the Santa Barbara School Districts’ Child Development Program. Santa Barbara School Districts has a long history of commitment to early childhood develop- ment programs. The district clearly views preschool and related services as critical programs that will provide a true impact on students’ academic achievement and long-term success. The community relies on the district for much-needed academic-based preschool and child care services. The child development programs have expanded over several years into a collection of programs for young children that meet the requirements of grant and state funding options, but do not necessarily meet the needs of the children they serve. The child development programs lack strategic direction because they have operated independently from the district’s strategic plan for instructional learning. Although the number and type of programs offered to the community are commendable, given the substantial district investment in early childhood development and school-age child care, measurable results of the programs are not evident or documented. The department appears to be trying to bundle the various child development programs with minimal direction from district leaders. District goals for the child development program need to be developed and clearly articulated to the various departments that play key roles to ensure the overall efficiencies and success of the program. When the child development program director retired in September 2003, the Santa Barbara district determined that it would not fill the position and that program responsibili- School Districts ties would be divided between two coordinator positions. Neither coordinator had has a long history the programmatic or technical experience at the director level managing budgets, of commitment to program compliance, and personnel matters. This organizational change has resulted in systemic organizational problems including poor communication, lack of consis- early childhood tent budget development and management, inadequate monitoring of staffing ratios, development and disorganized program management. The dual coordinator model has not been programs. effective for the district either fiscally or administratively. The program lacks systems and processes and procedures to adequately monitor and manage personnel, budgets, and program goals. The fiscal and personnel aspects of operating the child development programs are disconnected from the district, yet it is critical that these functions be considered in tandem with all district operations. The district prides itself on being the primary early childhood education provider for Santa Barbara County, yet these programs are operated largely outside of district oversight. Given the sweeping reforms of AB 2759 and the fiscal impact of the California state budget crisis on program operations, the district should reinstate fiscal and personnel oversight. The Child Development Program’s organization lacks clarity and does not distinguish staff roles and their assigned responsibilities. There is no clear understanding among most district staff members as to the chain of command and lines of authority of the two coordinator positions that share the leadership role of the child development programs. Having dual coordinators creates confusion among district employees about the specific responsibilities of each coordinator and santa barbara school districts 4 EXECUTIVE SUMMARY reduces the accountability of program staff. It is also an inefficient leadership model because both coordinators conduct business and attend meetings in tandem, when one person would sometimes be adequate. FCMAT analyzed the organizational structure of the Child Development Program Department and made staffing ratio recommendations for administrative, clerical, and instructional program support. In addition, FCMAT developed an organizational chart with appropriate reporting structures for all management, support and instructional positions in the department. Many of the job descriptions provided to FCMAT were dated and do not align with the California Department of Education matrix. Current district education requirements exceed the California Commission on Teacher Credentialing (CCTC) minimum qualifications. The district should balance the fiscal and program impacts to hire the most highly qualified and educated staff with the limited budget provided by the CDE to operate the program. CCTC guidance on minimum qualifications for teachers and instructional staff along with the CDE matrix should be used when developing new job descriptions for the child development department. Because the program employs experienced and highly qualified certificated staff, the commensurate salary exceeds the average of comparable programs. The program is overstaffed based on the Title 5 staffing ratios. The hours of operation, employee calendar and work schedule, and policies on hiring substitutes have resulted in more staff members than necessary to operate the CSPP and CCTR programs. Planned personnel reductions were not implemented, adding to the fiscal shortfall. In addition, the classrooms are underenrolled, and the district should apply to increase the enrollment in each preschool classroom to 24 rather than 21. Preschools and child care centers operate on variable hours depending on the site. The district should align the hours of center and preschool operation districtwide and align the employee work schedule with student attendance. Fewer students are usually in attendance in the early morning hours or late in the afternoon and therefore fewer staff members are needed during this period. The district should implement the parent participation requirement in the CSPP half-day programs, and increase the enrollment from 20 children to 24 to generate maximum reimbursement. Title 5 staffing ratios and guidance with regard to adult- to-child ratios are included in this report to assist the district in determining staffing levels of the various programs it operates. The organization charts, job descriptions, and salary schedules of comparison districts were provided for reference. The ASES, CalSAFE and HIPPY programs function outside the child development program and are operating within budget. In this report, FCMAT makes recommendations for potential sources to increase revenue for these programs such as MAA and LEA billing, grants and part- nerships. FCMAT also recommends areas to reduce program expenditures such as improving internal controls with regard to cash management. Other areas to reduce expense include a review of the memorandums of understanding (MOUs) with partner agencies, proper accounting and reporting of meals with nutrition services, and a potential reduction in staff. The ASES program and the general child care school-age after-school program (CCTR) duplicate services at some school sites and should be strategically aligned. The district has the opportunity to maximize the slots available to students by coordinating the operation of these two programs. CCTR funding is volatile, and the district should review the school-age child care program and determine if students can be served through ASES. FCMAT has also provided recommenda- tions for improved communication and coordination between the two departments, including the shared development of curriculum and supplemental material to improve student academic outcomes. ASES and CCTR school-age child care should have educational goals that are aligned with district goals. Fiscal crisis & ManageMent assistance teaM 5 EXECUTIVE SUMMARY FCMAT reviewed the types of programs operating at each site and the number of classrooms utilized. Classrooms are underutilized and the associated maintenance of classrooms could be reduced by optimizing utilization. There is an opportunity to consolidate programs into classrooms by slightly shifting the hours of operation and better coordination. There may be an opportunity to relocate some of the isolated off-site programs to a school site to integrate services with the school age program and provide more direct oversight. The Child Development Division has been effective in securing renovation grants from the CDE; however, these grants are used for capital projects and do not add revenue for operations. There is lack of communication between the child development programs and the Personnel Department. Decisions that affect personnel should be acted on quickly and according to all collective bargaining agreement contracts and applicable laws. The coordinators are not familiar with the collective bargaining agreements for the certificated and classified staff and have made personnel decisions outside the district’s policies and agreements. The district office will need to be more engaged in oversight for the fiscal and personnel aspects of the child development programs. Fiscal accountability is critical to sustaining this program for the Santa Barbara community and to engender trust with potential grantors. This report also contains recommen- dations about restoring program fiscal and personnel oversight to the district. santa barbara school districts 6 EXECUTIVE SUMMARY Fiscal crisis & ManageMent assistance teaM 7 ORGANIZATIONAL STRUCTURE Findings and Recommendations Organizational Structure The Santa Barbara School District’s Child Development Department, Home Instruction for Parents of Preschool Youngsters (HIPPY), California School Age Families Education (CalSAFE), and the After School Education (ASES) programs operate under the direction of the associate superintendent of education. Two coordinators lead the Child Development Department and divide their responsibilities by program. A document titled The Child Development Program Coordinator Job Description and Duties dated 2009-2010 was provided to the team by one of the coordinators. This document states that the coordinator supervises 14 after-school classrooms on several sites HIPPY, CalSAFE and Mobile Waterford staff in addition to the clerical, certifi- cated and classified staff that support the preschools and child care centers, totaling approxi- mately 100 employees. The existing child development program organizational structure includes two coordinators, three head teachers, and six administrative support staff housed in the business office: 2 FTE senior office assistants, a secretary, a business office coordinator, an administrative secretary, and a substitute caller. California State Preschool (CSPP) and General Child Care (CCTR) program staff include 40 (28.50 FTE) teachers, 55 (35.12) FTE assistants, two housekeepers and two custodians. Mobile Waterford staff members are not included in this count. Number and Type of Programs The district’s child development programs operate under two California Department of Education (CDE) contracts: California State Preschool Program (CSPP) and General Child Care and Development (CCTR). According to program enrollment by site, services are provided to approximately 960 children per average month at 14 different school or center sites. The overall enrollment, when at full capacity appears to consist of the following: • CCTR-school age children enrollment 287; of those 19 (approximately 7% of enrollment) are nonsubsidized by the CDE contract. • CCTR PLTK enrollment, 90; of those 88 (approximately 98%) are nonsubsidized. • CCTR –children’s center enrollment 184; of those 4 students are nonsubsidized. • CSPP – State preschool enrollment 389; of those 24 are in the Family Literacy Program Eight preschool sites offer 17 classes and serve 344 children since some sites offer morning and afternoon sessions. Three children’s center sites with nine full-day programs serve a total of 151 children. In addition two Pre K Family Literacy programs at two sites serve 24 children for the full day, and 21 children for a half day. The Family Literacy program was consolidated under AB2759, and the funding was reduced to $2,500 per site. The student count for children served by this program should have been added to the CSPP contract under the new application. It is unclear if the transition was completed in the new application. An Early Years program is located at one site, serving 33 students for the full day. The CD program also offers school-age general child care after school at nine sites, with 13 classrooms serving 356 students. santa barbara school districts 8 ORGANIZATIONAL STRUCTURE Table One – Number and Types of Programs Program Site Rooms Room id Enrollment May 2010 License Enrollment Facility goal Enrollment Opportunity Opportunity Am pm Full day Room availability Preschool Academy 1 112 21 21 20 0 112 - pm School Age Adams 2 F 32 30 2 G 32 30 2 G - am Preschool Adams 2 F 21 20 40 1 H 21 21 0 H - pm School Age Cleveland 2 6 32 22 10 22 32 27 5 Preschool Cleveland 2 6 21 18 20 3 * see note 22 21 20 1 Children center Franklin 4 101 18 18 162 0 102 15 15 0 103 15 15 0 104 18 18 0 School Age Franklin 3 B1 32 25 7 B2 32 24 8 B3 32 26 6 Preschool Franklin 3 B1 21 21 0 B2 21 20 1 B3 21 21 0 Pre-K Fam Lit Franklin 1 32 24 24 8 School Age Harding 1 9A 32 30 2 9A - am Preschool Harding 2 19 21 21 40 0 19 - pm 20 21 20 1 20 - pm Pre-K Fam Lit Harding 1 21 21 21 0 21 - pm Children center Las Flores 1 2 19 19 40 0 Preschool Las Flores 1 1 21 21 21 0 School Age McKinley 1 27 32 29 3 Preschool McKinley 3 27 21 21 40 0 1 21 17 4 1 - pm 2 21 21 0 2 21 20 1 School Age Monroe 1 21 32 30 2 21 - am Children center Parma 4 101 15 15 75 0 102 18 18 0 103 15 15 0 104 18 18 0 School Age Peabody 1 32 22 10 22 21 1 Preschool Peabody 1 21 20 20 1 School Age Roosevelt 1 8 32 30 2 8 - am Fiscal crisis & ManageMent assistance teaM 9 ORGANIZATIONAL STRUCTURE CalSAFE S.B.H.S. 1 31 34 Early years S.B.H.S. 2 1 29 29 0 2 2 2 0 School Age Washington 1 19 32 31 1 19 - am 1032 324 418 206 82 *Cleveland license indicates capacityof 20 The structure of the diverse programs is somewhat fragmented and difficult to distinguish, operate and fiscally manage. The locally developed program names and acronyms used by the program complicate matters as they don’t appear to be in any contract language or they are terms no longer used by the CDE including the following: • SAP (Located in Employee Handbook, makes reference to 5-10 year olds) • FCTR, PLTK, & SPS (Located in the staff list for changes in percentages of funding) Programs are operated with co-mingled students and are multifunded. Some classes operate a 3 hour preschool program in the am and then an after-school school age program with some of the same children in the same room. Some classes offer extended day to 16 of their 20 children enrolled, which is partially paid for by a private grant. The management Administration of the child The management of the child development program does not demonstrate sufficient development technical knowledge of California Department of Education (CDE) regulations and requirements specifically with regard to the California State Preschool Program program does (CSPP) contract and fiscal oversight. AB 2759 created the California State Preschool not demonstrate Program (CSPP). In response to AB2759, districts that operate preschool and child sufficient technical care programs were required to review existing operations of all CDE funded child care and preschool programs and develop a revised plan and application for funding. knowledge Applications were due to the CDE in January 2009. It is unclear whether the child of California development program completed a thorough analysis of all programs to determine Department of the best redesign to meet student need and maximize funding. Many program Education (CDE) names used in organization and staffing charts, parent handbooks, and budget documents refer to programs that were consolidated or eliminated under AB2759. regulations and Because the district serves school-age children, infants and toddlers, both a CCTR requirements and CSPP contract was issued and went into effect July 1, 2009. AB2759 specifically specifically with affects the district in the following areas: regard to the • The CSPP consolidates the five largest center-based programs providing California State services to three- and four-year-old children into one contract. Preschool Program • Agencies with CCTR contracts serving other ages in addition to three- and four-year-olds will have both a CCTR and CSPP contracts. (CSPP) contract and fiscal oversight. • CPKP and CPKF will be consolidated into the CSPP program and will be able to provide services to both three- and four-year-olds and shall continue to provide family literacy services. • CSPP contractors will receive $2,500 per class based on the original number of classes funded by CPKP and/or CPKF contracts. santa barbara school districts 10 ORGANIZATIONAL STRUCTURE • The CSPP contracts will be effective July 1, 2009. • After the initial year of implementation, contractors that continue to hold a CCTR or a CSPP contract may request an amendment based on changes in demographics. Additional information is available at the following Web address: http://www.cde.ca.gov/fg/aa/cd/documents/ppspresentation.ppt With knowledge of the program funding parameters, the district coordinators should be able to maximize funding by managing class size and program participation, and by submitting timely contract amendments. Overstaffing, low class size, and infrequent monitoring of the budget result in an annual year-end budget reconciliation with significant budget transfers. This does not allow sufficient time to make changes to increase the ending balance. At least twice in the past four years, the program had a negative ending fund balance that resulted in a general fund contri- bution from the district. This practice is not the best approach to operating a program of this size and scope. The program lacks systems and processes and procedures to adequately monitor and manage personnel, budgets, and program goals. The fiscal and personnel aspects of operating the CD programs are disconnected from the district, yet it is critical that these functions be consid- ered in tandem with all district operations. The child development organizational chart lacks clarity and does not distinguish staff roles and their assigned responsibilities. There is no clear understanding among most district staff members as to the chain of command and lines of authority of the two coordinators that share the leader- ship role of the child development programs. One coordinator is responsible for all school-age student programs, HIPPY and CalSAFE and the other supervises the preschools. As a result, a site that operates more than one type of contract is managed by more than one coordinator. Having dual coordinators creates confusion among district employees about the specific responsi- bilities of each coordinator and reduces the accountability of program staff. The dual coordinator model has not been fiscally or administratively effective for the district. Support Staff Support staff members for the child development program are all centrally located. Duties for coordinators and support staff are segregated by program rather than site. Support staff travel to sites that operate multiple programs to pick up/drop off forms and assist with parents, children or staff. This creates operational inefficiencies because both coordinators and more than one support staff member frequently travel to a site to pick up or drop off a form or to provide support without communicating with other support staff members. Therefore, a site could have both coordinators and several support staff members providing a service that a single coordinator or support staff member could provide. The lack of support staff members at the sites also places an unnecessary hardship on parents because they have to travel to receive information pertaining to enrollment, recertifications and to pay fees for services. Site staff members have occasionally been unable to contact support staff and or coordinators by phone during emergencies. Some sites have sufficient space to relocate support staff members to various sites, which would allow them to better provide direct communication with parents, and support staff with clerical needs and process payments. Instructional Job Requirements and Staffing Ratios California Department of Education staffing ratios apply to most but not all of the programs operated by the Child Development Department. In some programs, the department has over- Fiscal crisis & ManageMent assistance teaM 11 ORGANIZATIONAL STRUCTURE staffed perhaps due to unstable student attendance (CCTR) and or faulty student enrollment projections. CDE adult to child ratios are as follows: Section 18290 of Title 5 of the California Code of Regulations provides: Contractors shall maintain at least the following minimum ratios in all centers: (A) Infants (birth to 18 months old) - 1:3 adult-child ratio, 1:18 teacher-child ratio. (B) Toddlers (18 months to 36 months old) - 1:4 adult-child ratio, 1:16 teacher-child ratio. (C) Preschool (36 months to enrollment in kindergarten) - 1:8 adult-child ratio, 1:24 teacher-child ratio. (D) Children enrolled in kindergarten through 14 years old - 1:14 adult-child ratio, 1:28 teacher-child ratio. (E) Compliance with these ratios shall be determined based on actual attendance. (2) Section 18291 of Title 5 of the California Code of Regulations provides: (A) Whenever groups of children of two (2) age categories are commingled and the younger age group exceeds fifty percent (50%) of the total number of children present, the ratios for the entire group must meet the ratios required for the younger age group. (B) If the younger age group does not exceed fifty percent (50%) of the total number of the children present, the teacher-child and adult-child ratios shall be computed separately for each group. 101216.4 PRESCHOOL PROGRAM WITH TODDLER COMPONENT (a) Licensees serving preschool-age children may create a special program component for children between the ages of 18 months and 30 months. The provisions of Sections 101151 through 101239.2 shall apply for children over 24 months, except as specified in Sections 101216.4(a)(1) through (6). The provisions of Sections 101351 through 101439.1 shall apply for children between the ages of 18 and 24 months participating in a preschool toddler component, except as specified in Sections 101216.4(a)(1) through (6). (1) Child care centers with an existing preschool program wishing to establish a toddler component shall submit an amended application and obtain approval from the Department. (2) Children in a child care center between the ages of 18 months and 30 months may be placed in the toddler program. A child older than 30 months may participate in the toddler program with written permission from the child’s authorized representative. No child in the toddler program shall be placed in the preschool program before the age of 30 months without written permission from the child’s authorized representative. (3) It shall be permissible for a child whose developmental needs require continuation in a toddler component to remain in the toddler component up to a maximum age of three years. santa barbara school districts 12 ORGANIZATIONAL STRUCTURE (4) A ratio of six children to each teacher shall be maintained for all children in atten- dance in the toddler program. An aide who is participating in on-the-job-training may be substituted for a teacher when directly supervised by a fully qualified teacher. (5) The maximum group size, with two teachers, or one fully qualified teacher and one aide, shall not exceed 12 toddlers. (6) The toddler program shall be conducted in areas physically separate from those used by older or younger children. Space planning and usage for the toddler component shall be governed by the provisions of Section 101438.3. Plans to alternate use of outdoor play space must be approved by the Department. (A) Requirements for physical separation between children in the toddler component and older or younger children need not apply when a planned activity is being conducted. NOTE: Authority cited: Section 1596.81, Health and Safety Code. Reference: Section 1596.955 CSPP half day preschool programs require parent participation. FCMAT recommends that the district staff each CSPP half-day preschool class with one teacher, one preschool aide and one volunteer to achieve the one-to-eight adult-to-child ratio. Teachers who work at off campus sites should attend Title 22 orientation so that they can act as a site supervisor. A small stipend could be provided to the teacher for this added duty. Since there is no parent-participation component, CSPP full-day classes should be staffed with one teacher, one child care assistant and one preschool assistant. This adheres to best practices in the field to ensure student safety and program compliance with adult-to-child ratios. Children’s centers should be staffed according to the same ratio except the infant and toddler programs, which require a one-to-three or one-to-four adult-to-student ratio. Children’s Centers for school age children should follow the Child Care Center General Licensing Requirements 101516.5 Teacher-Child Ratio and Title 5: California Code of Regulations Section 18291, which require one teacher and one aide for every 28 children in attendance and state as follows, “(1) A teacher shall supervise no more than 14 children or with an aide a maximum of 28 children.” These regulations are available at: http://www.dss.cahwnet.gov/ord/entres/getinfo/pdf/ccc7.pdf Staff Qualifications The CDE matrix provides guidance on the minimum CDE requirements for preschool teachers and aides. The district must balance the desire to hire the most highly qualified staff with the program budget provided by the CDE. The district has many highly qualified staff members that serve as preschool teachers and are paid a higher salary than comparable districts and county offices. Personnel costs represent the majority of the budget of any program but this is exacer- bated when salaries exceed the average range. The district should review existing job descriptions for teachers and instructional aides, and more closely align the qualifications and the salary schedule for the child-development positions with the CDE guidelines. FCMAT has provided sample job descriptions in the appendix section of this report Fiscal crisis & ManageMent assistance teaM 13 ORGANIZATIONAL STRUCTURE The minimum qualifications for staff are as follows: 101216.1 TEACHER QUALIFICATIONS AND DUTIES 101216.1 (3) One of the following Child Development Permits issued by the California Commission on Teacher Credentialing: (A) Child Development Associate Teacher Permit; or (B) Child Development Teacher Permit; or (C) Child Development Master Teacher Permit. (D) An aide assisting a fully qualified teacher (as specified in Section 101216.1(c)) in the supervision of up to 18 preschool-age children pursuant to Section 101216.3 shall meet the following requirements: (1) Completion of six postsecondary semester or equivalent quarter units in early childhood education or child development, or (2) Completion of at least two postsecondary semester units or equivalent quarter units in early childhood education or child development each semester or quarter following initial employment, and (3) Continuation in the educational program each semester or quarter until six units have been completed. (b) The licensee may use teacher aides in a teacher-child ratio of one teacher and one aide for every 15 children in attendance. (1) A ratio of one fully qualified teacher (as specified in Section 101216.1(c)) and one aide for every 18 children in attendance in a preschool program is allowed when the aide meets the qualifications specified in Section 101216.2(d). Preschool assistants are generally slightly higher paid than child care assistants because of addi- tional requirements. When an assistant holds an associate teacher permit, the assistant can substi- tute as the preschool teacher in case of teacher absence. This reduces the cost to hire substitute preschool teachers and provide program continuity for the children. The district is held to a higher CDE standard adult-to-child ration for subsidized students. The district has the option of operating nonsubsidized preschool and general child care programs with a lower adult-to-child ratio. Because the district blends nonsubsidized and subsidized students, the lower ratio is not possible. For comparison purposes, FCMAT identified school districts and county offices of education that operate a similar number of programs and serve a comparable number of students. The compar- ison data include the number and type of full-time equivalent (FTE) positions and organizational structure of each program. Data for a comparison of child development department staffing was obtained from five California districts and county offices. The comparison programs surveyed were Bakersfield City School District, Kern County Superintendent of Schools, Imperial County Office of Education, Riverside County Office of Education, and San Luis Obispo County Office of Education. Although comparative information is useful, it should not be considered the only measure of appropriate staffing levels or the organizational structure. The state’s school districts and county offices of education are complex and vary widely in demographics and resources. Careful evalu- ation is recommended because generalizations can be misleading if significant circumstances are not considered. santa barbara school districts 14 ORGANIZATIONAL STRUCTURE FCMAT’s comparison took into account the program configuration and size. The following table lists the organizational staff positions of the comparison districts as reflected in data obtained from the comparison districts. The organization charts, salary schedules, and job descriptions of the surveyed districts and county offices of education are in included in the appendix section of this report. Comparable Program Staffing ADA Director Site Supervisor Teacher Assistant Accountant Secretary Clerk Bakersfield 576 1 coordinator (principal) 24 24 1 2 KCSOS 1,246 1 4 44 63 2 2 4 San Luis Obispo 432 1 1 – titled program 16 1 1 COE coordinator *Imperial 2208 1 2 22 59 3 1 6 Santa Barbara 960 2 coordinators 28.5 35.12 5 1 See appendix for full listing of all positions and titles Most programs have a single director that provides oversight, develops staffing ratios, ensures program compliance, prepares and monitors the program budget, and provides administration of all aspects of program operations. Most programs also have a second-level site supervisor or program coordinator that supervises the daily operations of three to four sites serving approxi- mately 200-350 students. In addition, the director and site supervisors are supported by adminis- trative assistant and clerks depending on the student count. Many programs also staff a full-time accountant or account clerk to manage the budget and work directly with the business office when making adjustments. In larger programs a department supports parent fee collections and program budgets. These positions generally report to the director of the program. Most programs adhere to the staffing formula outlined by Education Code and Title 5 regulations although some hire additional support assistants instead of using parent volunteers. In some cases, numbers were not available from the districts and county offices surveyed, and those cells were intentionally left blank. The Riverside County Office of Education Division of Children and Family Services oversees a wide variety of federal and state funded programs serving young children and families including: Head Start, Early Head Start, California State Preschool Program, Child Development Center- Based Programs, Alternative Payment Program for child care, Resource and Referral, CalWORKs Stages 2 and 3 child care, Court Child Care, Family Child Care Home Education Network (FCCHEN), Resource Lending Libraries, and Special Project Grants such as the Child Care Initiative Project; Growing, Learning, Caring for license-exempt providers; and child care Health and Safety. Similarly Imperial County Office of Education offers expansive services that could not be fully illustrated in the above table. Although these programs are included for comparison purposes throughout the report, because of the size and scope of the program the staffing ratios are not included in this table. The appendices attached to this report provide program informa- tion for reference. The following organizational chart illustrates the changes that FCMAT recommends for the organizational structural of the child development department. Fiscal crisis & ManageMent assistance teaM 15 ORGANIZATIONAL STRUCTURE Associate Superintendent of Education Administrative Assistant Director of Child Development Office Coordinator Site Supervisor Site Supervisor Site Supervisor Sr. Office Assistant Sr. Office Assistant Sr. Office Assistant Cleveland Academy Adams* Franklin* Harding Las Flores** McKinley* Parma** Monroe Peabody Washington Roosevelt SBHS Early Years Classroom Staff Each preschool classroom Each general child care CCTR school age 2:28 adult-child ratio 1 teacher Each CCTR serving infants 1 preschool assistant under 2 years of age 1 parent volunteer for half-day program 1:3 adult-child ratio 1 child care assistant for full-day CSPP only Each CCTR serving toddlers 18-36 months of age 1:4 adult-child ratio * Site supervisor and senior office assistant should be located at the noted site due to student count ** Parma and Las Flores are located off campus as a standalone operation. The teacher should hold Title 22 training as a site supervisor. santa barbara school districts 16 ORGANIZATIONAL STRUCTURE FCMAT recommends that the district reestablish the director of child development program position and eliminate the two coordinator positions. The director job description should align with CCTC and CDE guidance on requirements. By eliminating the two coordinator positions and reestablishing the director position, the district will reduce confusion and better manage operations. The district should create site supervisor positions that are responsible for providing daily operational support to approximately three to four sites. The sites should be divided among supervisor positions based on student count and geographic location to balance the workload. Sites should be clustered to minimize travel between sites. The district should eliminate the head teacher job description and adopt job titles that align with the CDE matrix. The job description for preschool teachers, children’s center teachers, and instructional assistants should be reviewed and revised to meet CDE guidance on qualifications. Each class should be staffed with at least one preschool teacher and one preschool assistant. Full-day CSPP preschool sites should be staffed with one preschool teacher, one preschool assistant, and one child care assistant. Based on this staffing ratio, if the district chose to staff one teacher in every class including school-age general child care, the district would employ the following: • 18 part-time preschool teachers (9) FTE • 14 part-time school age teachers (7) FTE • Two full-time preschool teachers (Early Years and pre-K Family Literacy) • Nine full-time Children’s Center teachers, full day Total of 27 FTE preschool teachers • 18 part-time (3.5 hour) preschool assistants (5.14) • 14 part time (3.5 hour) school age assistants (4) • Two full-time preschool assistants (Early Years and pre-K Family Literacy) • Two full-time child care assistants (Early Literacy and pre-K Family Literacy) • 18 child care assistants Children’s Center full day* Estimated Total of 31.14 assistants *The district should review each children center and determine the age of the children served. This number assumes Children’s Centers serve children 18-36 months of age and must be staffed at a one-to-four ratio. The number of assistants needed would decrease if the children served in the Children’s Centers are older or the program is blended with older children. In either case, the district should refer to Section 18291 of Title 5 of the California Code of Regulations to determine staffing ratios. The district has 40 (28.50) preschool teachers, 55 (35.12) aides, and may need to plan for a reduction in force if staffing adjustments cannot be achieved through attrition. The district needs to negotiate with both bargaining units to address salary schedule placement for any newly developed job descriptions. FCMAT has provided salary schedules by position for comparison districts. Fiscal crisis & ManageMent assistance teaM 17 ORGANIZATIONAL STRUCTURE Recommendations The district should: 1. Eliminate two coordinator positions and hire one director of the child development program. 2. Review and revise the job description for director to reflect the revised organization, chain of command and line of authority. 3. Eliminate the head teacher positions and create three to four site supervisor posi- tions. Sample job descriptions from other programs are in the appendix section of this report. 4. Ensure each site employs a preschool teacher and at least one preschool assistant. Full-day CSPP classes should also staff a child care assistant. 5. Review all business office job descriptions, eliminate redundancy and redistribute duties based on location. 6. Relocate support staff members to the program sites with the highest student count so that there are sufficient personnel to assist with enrollment, recertification, clerical tasks and parent assistance. 7. Assign one administrative support position to the same location as the director to provide the director with support. The accountant should be located at the district offices. 8. Reduce 1 FTE business office staff based on a comparison with similar programs. 9. Review teaching and assistant staffing assignments and redistribute as needed to ensure a student to staff ratio that adheres to Title 5. 10. Update child development job titles so that they are consistent with CCTC: director, site supervisor, master teacher, teacher, associate teacher and assistant. Additional information on the CDE matrix may be obtained at: http://www.child- development.org/cs/cdtc/download/rs/17/Permit%20Matrix%209-07%20SD. pdf?x-r=pcfile_d. 11. Revise the organizational chart so that it displays a clear hierarchy with CDE contracts of CSPP (full day, half day) and CCTR (toddlers, afterschool). 12. Create a separate document for the program staff directory. 13. Clearly identify the program consistent with the CDE terminology in all written documents including the organizational chart, site rosters, and parent handbook. The district should avoid using program-specific acronyms when communicating with the public and other departments. 14. Request technical support from the CDE consultant to review contracts, reporting and budgeting issues. 15. Work with the CDE consultant to decrease enrollment of CCTR program; increase CSPP half day to CSPP full day. This will require amending the CDE contract. 16. Develop a plan to implement a researched-based early childhood education core curriculum that aligns preschool to kindergarten and district school readiness goals. santa barbara school districts 18 ORGANIZATIONAL STRUCTURE Fiscal crisis & ManageMent assistance teaM 19 PROGRAM ALIGNMENT Program Alignment The HIPPY, ASES and CalSAFE programs do not appear to have any tangible alignment to the CDE contractual child development programs. HIPPY, ASES and CalSAFE programs do not share the same funding terms and conditions as CCTR or CSPP, or Title 22 licensing require- ments. The child development coordinators assigned to oversee these programs do not have the expertise and knowledge to oversee such a range of programs and do not provide ongoing support or consistent evaluation. Interviews and site visits indicated that the child development coordinators provide little supervi- sion to HIPPY, CalSAFE and the After School programs. The After School (ASES) director, HIPPY director and CalSAFE coordinator manage their programs effectively, and the programs operate within the budget. HIPPY, CalSAFE and ASES are not aligned or integrated with other child development programs for preschool or school-age children. However, the district should pursue a model that better aligns these programs and provides a continuum of services. HIPPY Program HIPPY is a home-instruction program for the parents of preschool youth. The program is grant-funded, and because of declining budgets, the services that were formerly home-based and offered by several support staff members are now offered at a school site by a single staff member. HIPPY has made staffing adjustments in 2009-2010 and 2010-2011 to accommodate a reduced budget. As of 2010-2011, the director serves in an advisory capacity without a stipend or compensation because the budget is limited. Personnel costs represent the majority of the budget. Personnel costs in a nonprofit-operated program generally are less than a school district. The district should consider shifting the operation of this program to a local nonprofit organization. CalSAFE The district has demonstrated a commitment to pregnant and parenting teens and to facilitating their graduation from high school through support programs such as CalSAFE and child care services. The CalSAFE annual program budget of $360,000 was reduced as a Tier 3 categorical program in 2009. CalSAFE will be in Tier 3 flexibility until 2013, although there is a legislative proposal to move the child development component of CalSAFE to Tier 1 under the CDD umbrella. Moving part of CalSAFE to Tier 1 has advantages and disadvantages. While the child care component would be protected, it would divide the program flexibility. Moving the child care services (from flexibility) to Tier 1 while leaving the student/parent services in (flexibility) Tier 3 would weaken the effectiveness of the comprehensive, integrated CalSAFE model. CalSAFE is not only a child care program, but a comprehensive, integrated, community-linked program for school-age families, and successful outcomes for children depend on successful outcomes for their parents. In 2009-2010 fiscal year, the district exercised categorical flexibility and allocated $252,566 annually to sustain the program, consolidated operations to the Santa Barbara High School site and reduced personnel to operate within the allocated budget. Current personnel include the program coordinator, two credentialed teachers, one FTE classified instructional aide and two substitutes as needed. Staffing levels are consistent with Title 22 and Title 5 staffing ratios of one adult to three infants ( birth to 18 months of age) and one adult to four toddlers ( 18 months and older). santa barbara school districts 20 PROGRAM ALIGNMENT Although the organizational structure shows that the CalSAFE program is under the direction of the coordinator of the child development program, the coordinator assigned to oversee and supervise the CalSAFE program does not participate in budget development or monitor the budget and is not familiar with program’s daily operations, reporting requirements, policies, procedures or protocols. The child development program coordinator assigned to supervise the CalSAFE program does not possess an administrative credential, which is required to perform a certificated employee evaluation. Direct program oversight has been provided by the CalSAFE coordinator and the principal of Santa Barbara High School. Communication between the CalSAFE program coordinator and the principal is effective and positive. The CalSAFE program does not appear to have any significant connection to the child develop- ment program. The programs have dissimilar funding terms, conditions, reporting requirements, and CalSAFE functions independently of the child development program. The CalSAFE program does not encroach on the child development budget. The CalSAFE program offers intervention services to high school students and should The CalSAFE be integrated into the high school alternative education program. The child develop- program does not ment organization chart identifies a head teacher for the CalSAFE program. This appear to have position is not filled and does not fit within the current organizational structure. any significant connection to the After School Education and Safety Program child development The district operates the state funded After School Education and Safety program program. (ASES) through a $698,000 annual contract for five elementary sites and a $135,000 contract for La Cumbre Middle School. This program should continue to function independently of the child development department because the regulations and funding requirements of ASES differ from the child care centers and state preschool. The director of the ASES program is familiar with the state regulations. In 2009-2010 she made programmatic and staffing adjustments when a school site could not meet their projected enrollment and voluntarily reduced the state allocation for after school funding. The director effectively communicates with the business office and personnel department, prepares annual state reports, completes all necessary staff evaluations and makes two annual presentations to the board of education. Organizationally the program director supervises a City Parks and Recreation program coordinator, a curriculum and data coordinator, five healthy start family advocates, six site coordinators and approximately 30 paraprofessional group leaders who work as half employees of the school district and half of parks and recreation. The city parks and recreation coordinator spends approximately 4.5 hours daily at school sites and provides supervision to approximately 30 volunteers and the city parks and recreation group leaders. A district employed curriculum and data coordinator develops curriculum and provides training to site coordinators and group leaders. Each of the five elementary and La Cumbre Middle School sites has a 4.25 hours site coordinator and five 3.5 hour classified paraprofessional group leaders. The site coordinator posi- tion requires a bachelor’s degree and is generally filled by recent college graduates. The middle school site (La Cumbre) has a seven-hour coordinator (200-day contract), and the staff includes three AmeriCorps staff members, several two-hour group leaders, and various volunteers from service organizations including police activities league and YMCA. Fiscal crisis & ManageMent assistance teaM 21 PROGRAM ALIGNMENT Group leaders are hired by both the district and Santa Barbara Parks and Recreation Department. Staff members work at the same school site in the same program under the same set of expecta- tions, but report to different supervisors and are employees of different entities. This creates confusion among some staff members. The sites operate with a 20-to-one student-to-staff ratio through the use of volunteers in addition to the group leaders. There is a lack of coordination between the regular day education program and the ASES program. The ASES program goals are not fully aligned with the district goals for student achievement, and the program does not communicate regularly with the principals and certifi- cated staff at school sites or the child development department that offers after school child care. ASES staff members do not attend training and professional development provided by the school or district, and school safety drills are sometimes not communicated to the ASES coordinators. Regular communication about student progress occurs through handwritten notes at some sites and some teachers at a few sites discuss concerns with after-school staff. Classroom space and access to regular day resources is limited at some sites because of the low perception of the program. Some districts have found that hiring a retired teacher or teacher interested in working part-time as the site coordinator improves communication and the relationship with the regular day program. Credentialed teachers are familiar with the school site and district’s expectations for student behavior and can enforce school and district policies. Credentialed teachers also foster better communication with the regular daytime teaching staff. The alternative is to retain the site coordinator position and assign the ASES curriculum coordinator to establish strong ties with the regular daytime staff by attending staff meetings and communicating program goals. Two areas of operational concern in the ASES program include the cost for the contract with the Family Service Agency and the memorandum of understanding with Santa Barbara City Parks and Recreation for personnel. When the ASES program was initially developed a partner- ship with Parks and Recreation was created to provide program personnel (program leaders) and management of the Parks and Recreation employees in the program. The district pays the Santa Barbara City Parks and Recreation a 12% indirect administrative fee, personnel costs for program leader staff, and the direct costs to support a program coordinator to supervise the Parks and Recreation staff. The district should review the contract with Parks and Recreation and determine if it is more cost effective to employ all program staff members. In addition the district contracts with the Family Service Agency for five FTE family advocates that serve at each of the ASES elementary school sites. Family advocates are responsible for maintaining enrollment data, communications with the parents, and collection of parent fees. The funding for the family advocate positions has been provided through a community action committee grant that has been eliminated in 2010-2011. The director plans to continue to support the positions through blended funding including $9,000 from LEA medical billing, a commitment from participating school sites to allocate $5,000 each for a total of $30,000, and $45,000 from ASES. The remaining balance needed to fully fund those positions must be allocated from other sources. The ASES program and school age centers (CCTR) offer similar services to school age children. Both offer after-school care and assistance with homework and enrichment opportunities. The ASES program is staffed with paraprofessionals, volunteers, and a site coordinator at a 20-to-one student-to-staff ratio. The school age children’s center is staffed with certificated teachers and instructional aides at a higher than necessary student to staff ratio that varies by site. The cost to operate the school age children’s center is higher due to certificated staff salaries and substitute costs. The funding for school age Children’s Centers (CCTR) is unstable, and the district should santa barbara school districts 22 PROGRAM ALIGNMENT consider transitioning eligible students into other programs with stable funding sources such as CSPP and ASES. Because the programs can overlap, the district should develop a plan to better coordinate the services. The plan should include a review of the availability of student slots in the ASES program and school-age children centers at each school site, establish a system to commu- nicate the options and availability to parents, and offer those slots to students who qualify and are on a waiting list. The ASES program curriculum is developed by a credentialed teacher. However it is not aligned with other district programs and should be research-based. Both programs should adopt research-based intervention and enrichment curriculum and instruction supplemental materials. The selection of the materials and training should be conducted by a committee comprised of principals, certificated teachers, child development leadership, and staff representation from both programs. It is essential to have regular day certificated staff engaged in the selection of the materials and training of the after school staff to ensure a smooth transition from daytime to after school extended learning opportunities. In addition, engaging regular day teaching staff with the training of after school staff in ASES and school-age children center programs will provide an opportunity for the staff to form relationships and improve communication. Recommendations The district should: 1. Consider transferring the operation and staff of the HIPPY program to a local nonprofit organization. 2. Transfer program oversight of HIPPY to the newly developed director position of the Child Development Department. 3. Transfer program oversight of CalSAFE to the Santa Barbara High School prin- cipal. 4. Revise the job title of the CalSAFE coordinator to CalSAFE site supervisor, revise the appropriate duties, and provide a stipend for program administration and reporting requirements. 5. Eliminate title of “head teacher” in the CalSAFE program 6. Integrate the CalSAFE program with alternative education 7. Maintain oversight responsibilities of the ASES program with the associate superin- tendent. 8. Align ASES goals for student achievement with the district’s vision. 9. Establish regular meetings of ASES site coordinators and the school site principals to increase and improve communication. 10. Establish regular meetings of the ASES director and child development director to determine where programs are aligned and could benefit from sharing resources such as curriculum and enrichment materials. 11. Develop a process to better coordinate ASES and the children center’s school-age after school services to avoid duplication Fiscal crisis & ManageMent assistance teaM 23 PROGRAM ALIGNMENT 12. Develop a process to communicate options for after school care to parents. 13. Adopt research-based intervention and enrichment curriculum and instruction supplemental materials for use in the ASES and child development programs. 14. Assign coordination of the selection of the materials and training to a committee composed of principals, certificated teachers, child development and ASES director, and staff representation from both programs. 15. Consider revising the ASES site coordinator position to five hours and seek to fill the position with a retired teacher or teacher seeking part-time employment. 16. Review the ASES contract with Santa Barbara City Parks and Recreation to deter- mine whether costs can be contained or it would be more cost-effective to employ all program staff through the district. 17. Review the contract with the Family Services Agency to determine if costs can be contained or if it is more cost effective to employ program staff. 18. During the budget process, establish a written agreement with school sites that specifies the amount of funding committed to support the family advocate position for the next fiscal year. santa barbara school districts 24 PROGRAM ALIGNMENT Fiscal crisis & ManageMent assistance teaM 25 REVENUE ENHANCEMENT Revenue Enhancement The district child development program receives revenues from a long list of grants, parent fees, and local contributions budgeted at $6,110,268 for the 2009-10 fiscal year. Fees represent $413,052 (6.76%) of the total amount and $183,650 (3%) is budgeted to be received from local support and donations. The majority of the program funding is generated by the two CDE contracts for CSPP and CCTR programs. Santa Barbara Schools Child Development Programs Contract # Program Title Project # Local title Resource Period Amount Total Contract CCTR-9314 Child Development Programs 42-6927-00-9 Early Years 5025 2009-10 $ 413,706 CCTR-9314 Child Development Programs 42-6927-00-9 Full Day Child 6060 2009-10 $ 755,941 $ 1,169,647 CSPP-9574 CA State Preschool Program 42-6927-00-9 Parma/Las Flores/ Franklin 6060 2009-10 $ 1,526,947 CSPP-9574 CA State Preschool Program 42-6927-00-9 6055 2009-10 $ 1,188,535 CSPP-9574 CA State Preschool Program 42-6927-00-9 Full day 6050 2009-10 $ 142,247 CSPP-9574 CA State Preschool Program 42-6927-00-9 Half day 6051 2009-10 $ 93,539 $ 2,951,268 CRPM- Facilities Renovation and Repair 42-6927-00-8 Franklin HVAC 6145 2008-09 $ 100,000 8146 $ 100,000 CRPM-7144 Facilities Renovation and Repair 42-6927-00-7 Franklin Roof 6145 2007-10 $ 100,000 $ 100,000 CRPM-9127 Facilities Renovation and Repair 42-6927-00-9 Adams outdoor classroom 6145 2009-10 $ 66,667 5037 2009-10 $ 22,821 5037 2009-10 $ 10,512 $ 100,000 CIMS-9630 Instructional Materials 42-6927-00-9 5035 2009-10 $ 1,781 $ 1,781 CPKS-9095 Prekinder and Family Lit program 42-6927-00-9 6052 2009-10 $ 5,000 $ 5,000 Other Resources: Unrestricted Misc revenues, interest 0000 2009-10 $ 10,500 $ 10,500 santa barbara school districts 26 REVENUE ENHANCEMENT Child Development Fees 5025 2009-10 $ 30,000 $ 30,000 ASES 08-23939- A-OK 6010 2009-10 $ 698,304 6927-EZ 08-23939- A-OK 6010 2009-10 $ 135,000 $ 833,304 6928-EZ Full Day Preschool Fees 6050 2009-10 $ 20,052 $ 20,052 Preschool Fees 6060 2009-10 $ 125,000 $ 125,000 CalSafe flexibility transfers 0802- 2009-10 $ 252,566 $ 252,566 0803 Mobile Waterford Local support 9037 2009-10 $ 141,150 $ 141,150 Child development Fees 9041 2009-10 $ 238,000 Local support 9041 2009-10 $ 32,000 $ 270,000 FCMAT reviewed financial activity reports for fiscal years 2007-08 and 2008-09. The child development program was successful in obtaining financial support from a variety of sources. The district has made contributions to the child development fund from other funding sources, parents have supported program costs through fees for child care services, and the community of Santa Barbara actively supports the child development programs through financial contributions. The primary revenue source for child development programs is enrollment; the maximum reimbursement rate of approximately $23 per day is received when a child is enrolled full-time. Full-time is considered 6.5 to fewer than 10.5 hours of service. CSPP half-day (under four hours) receives a rate of 0.6172, or approximately $22 per child per day. Therefore, conducting a morning and afternoon session in one CSPP class per site would increase revenue and service availability to children prior to entering kindergarten, which was a main goal of the CSPP consolidation. Serving 24 children instead of 21 in each class could increase capacity and possibly reduce the number of classes and the number of staff members. No additional personnel would be required to maintain staff ratios and increase class size. The ratio would be met with the current staffing pattern of one teacher, one assistant and one parent volunteer. The Santa Barbara Preschool Parent Handbook (page three) states that all families are expected to contribute a minimum of three hours of services per month in the classroom. Full-day preschool may not require parent participation; it would be best to increase the enrollment to 24 children with a staff ratio of one teacher and two assistants. Approximately 95 of the CCTR enrollment slots are for nonsubsidized children in the school-age program; these are tuition based family fee programs, which receive no CDE reimbursement. It must be reported as income and is subtracted from contract amount. Although these programs are not required to staff to the Title 5 regulations, the program currently operates nonsubsidized under the same requirements and higher standards as subsidized programs. Fiscal crisis & ManageMent assistance teaM 27 REVENUE ENHANCEMENT The district should review the 2009 application to CDE under AB2759 and make program- matic decisions and adjustments prior to 2010-2011 school year. The CDE should provide an opportunity to make adjustments for the new fiscal year. The program review needs to consider each child’s eligibility and determine the best program for his or her needs that also maximizes district funding. It would be beneficial to work toward reducing the number of students enrolled in the CCTR center based contract and replace those slots with full-day CSPP based on the child’s age and family needs. The district should determine the number of students who will be served in CSPP half-day and full-day, and CCTR eligibility should be checked for three- to four- year-old children who do not qualify for CSPP. The total number of students that will be served in each program should be determined and a contract amendment should be sought if needed. The district should work to reduce the CCTR contract in school-age after-school care program. The adjustment factor for less than 2.5 hours of care is 0.25 and may not be as cost-effective as serving students in the ASES program. The number of ASES slots available at each site should be determined. For sites at full ASES capacity, it may not be feasible to reduce participation in the CCTR children’s center school age program. The district should consult with the CDE regional consultant to complete this review. In 2008-09, the district returned $36,554 in revenues to the CDE for the unearned portion of the contract for child care extended day. The program may not be filling every available slot in the school-age Children’s Centers. The number of students enrolled in each program, their atten- dance, and the staffing for those programs should be reviewed carefully. By carefully monitoring a program site that is not expected to meet the contract, the district can make budget and staffing adjustments during the year to avoid deficit spending in that program. The district should coor- dinate the CCTR school-age children’s center operations with the ASES program to maximize the number of slots available for children and to maximize funding to support both programs. In a review of fiscal years 2007-2008 and 2008-2009 FCMAT identified several instances where checks collected for program fees were returned because of insufficient funds. In addition to the lost revenue in the amount of the check, banks typically charge an additional fee to the receiver’s account that compounds the loss. In 2008-09, the loss of revenue for returned checks totaled $2,277.65 for the preschool and $4,554.00 for the child development local resource or approxi- mately 2% of parent fees collected. This does not account for the additional expense of the bank fees. ASES The ASES program collects parent fees to support operations. Parents who cannot financially meet the obligation are provided a scholarship by United Way, and family advocates collect the parent fees, which should generate $135,000 annually if all parents met this obligation. However, the ASES director estimated that parent fees collected in 2008-2009 were $85,000 or about 60% of the total allowable. ASES allocates funds to provide transportation to students at three school sites. Transportation is costly and many after-school programs do not provide this service. One potential source for additional revenue across all programs is Medi-Cal Administrative Activities (MAA). The MAA program reimburses school districts for the federal share (50%) of certain costs for administering the Medi-Cal program. Those activities include outreach and referral, facilitating the Medi-Cal application, arranging nonemergency/nonmedical transporta- tion, program planning and policy development; and MAA claims coordination. Because of the nature of the family advocate position, these advocates are probably already conducting Medi-Cal administrative activities with families and may be assisting with applications. The district should santa barbara school districts 28 REVENUE ENHANCEMENT review the potential to participate in MAA billing and include the family advocates, site supervi- sors and potentially the director in the time survey. CalSAFE The CalSAFE program is a comprehensive, integrated, community-linked, school-based program for expectant and parenting students and their children. The program provides academic and support services to encourage the students to stay in school, along with child care and develop- mental services for their children. Revenue comes from the California Department of Education. Before 2008-09, these funds were restricted to the CalSAFE program. Prior to 2008-2009 the CalSAFE program funding was generated by the average daily attendance (ADA) of pregnant and parenting students and their children enrolled in the child care program. Program funding is now flexible according to Education Code Section 42605. CalSAFE funding from fiscal years 2008-09 through 2012-13 is based on 2007-08 funding levels, and for 2009- 2010, the district was projected to receive the same amount as in 2007-2008, less approximately 14%. The district contributed $252,566 in flexibility funding to the CalSAFE program. These funds are part of the flexibility provisions and are considered unrestricted. Depending on the fiscal condition of the district’s general fund, the district may choose to reduce or eliminate this support in the future. Although the district cannot enhance revenues in this program, it can seek alternative funding through grants with local, state and federal partners. Identify local health care providers such as Kaiser Permanante who are willing to fund child care centers, teen parenting programs or programs that promote a concept known as Parent and Child Time Together activities. In addi- tion, the district should pursue MAA and LEA medical billing for this program. Many districts hire a consultant to manage the MAA and LEA program, complete billing, audit time surveys and ensure compliance with state and federal regulations. Because the certificated and classified staffs in the CalSAFE program work with parents and children who are likely eligible for services, the time they spend coordinating services, providing counseling for services, assisting with applications, and the other aspects of case management are billable, and the district could recover some of the cost to operate the program. Current and Future Funding Concerns The volatility and uncertainty of local contributions is cause for ongoing concern. Long-term commitment to program funding should be sought, and corresponding exit strategy to contracts and personnel should be considered when accepting funding. The cut made to general child care appropriations in the 2009-10 Budget Act was never applied to the child development contracts by the CDE. The CDE took a one-time option to absorb this cut at the time. However, because this decrease cannot continue to be absorbed, a reduction of approximately 1% should be applied to the 2010-11 CCTR and CSPP contracts. General child care or CCTR program funding is more volatile during the California budget crisis, and the district should work to move programs from the CCTR funding source to CSPP where possible and applicable. The May revise proposes to eliminate all Proposition 98 funding for child care programs commencing in 2010-11. General child care (CCTR) would be cut by 84% from current levels. Additional cuts would also be imposed in the form of reimbursement and eligibility criteria changes. It is anticipated that the state will continue to place a higher priority on the state preschool program than on general child care contracts. Fiscal crisis & ManageMent assistance teaM 29 REVENUE ENHANCEMENT Recommendations The district should: 1. Review and revise the 2010-2011 CDE contract after carefully reviewing 2009-10 Child Development Attendance and Fiscal Reporting & Reimbursement Procedures (Green Book) including the following subject areas: • Adjustment factors • Amendments to the contract • Commingled versus co-located programs • CDFS worksheets to determine service to expenditure relationship 2. Review the following CDE management bulletins: • 08-13; Subject: California State Preschool • 09-22; Subject: Developmentally appropriate child development setting for children who turn three-years old on or before December 2 3. Access the CDE Cal-Safe Program Funding and Fiscal Management website: http://www.cde.ca.gov/fg/aa/ca/calsafe.asp 4. Explore the possibility of applying for First 5 Program funds, which focus on the birth-to-age-five population. This includes pregnant women and children birth to five years of age. 5. Consider partnering with local AFLP and Cal-Learn Programs to provide services for pregnant and parenting teens. 6. Refer parenting teens to Early Head Start programs for child care. 7. Collaborate with the Santa Barbara County Department of Public Health for services to infants and toddlers. 8. Pursue grant funding opportunities with the CDE and CDD. 9. Contact the local Boys & Girls Clubs for grant opportunities. 10. Contact the United Way and Community Foundation of Santa Barbara for grant opportunities. 11. Contact the local Girls Scouts of America for grant opportunities. 12. Develop partnerships with local health-care providers 13. Review the feasibility and potential revenue of participating in MAA billing and include the family advocates, CalSAFE staff, child development staff and the ASES director in the time survey. 14. Maximize grants through student enrollment, attendance, and accurate reporting. 15. Maximize collection of fees from parents. The district should clearly communicate to parents the importance of the fees and the expectation of their contribution to programs where applicable. The district should also follow-up and collect on checks returned with nonsufficient funds, and recover any associated bank fees. santa barbara school districts 30 REVENUE ENHANCEMENT Fiscal crisis & ManageMent assistance teaM 31 EXPENDITURE REDUCTION Expenditure Reduction General Issues The district’s child development programs record direct and indirect expenses related to the child development programs in fund 12. A review of the financial activity reports and a sample of direct costs indicate that expenses are tracked and charged to the appropriate resources in the child development fund. These direct expenditure costs include services, utilities, supplies, custodial, maintenance, payroll, benefits, and retiree expenses. In addition, allowable indirect cost transfers are applied to each resource. One-time grants for instructional materials and facilities appropriately include only one-time expenses. For ongoing grants, the majority of expenditures are composed of salaries and benefits. FCMAT made some recommendations in an earlier section of this report regarding the reorganization of the department, which should result in some reduction in personnel. After reorganizing the program, the district may be able to reduce the staff by following the CDE and Title 5 staffing ratio requirements. As discussed earlier, the program is overstaffed and supports a higher salary schedule than comparable programs. The district employs highly educated child development teachers and assistants; however, state funding does not support salaries at this level. A reduction in expenditures will require negotiation with the bargaining units to align compensation with newly developed job descriptions and educational requirements, Recommendations The district should: 1. Continue tracking all allowable expenses to the appropriate resources. 2. Continue the practice of spending one-time funds on one-time expenditures. 3. Seek opportunities for cost reductions. These include the following: • Reducing the consultant contract for budget development by reassigning the duties to the district staff. • Seeking cost reductions in food services by reducing overages, negotiating cost per meal/snack, changing meal/snack offerings to lower cost alternatives, and seeking competitive sources for food services. • Negotiating contracts that reflect a calendar aligned to the program served so that the program is not paying for unnecessary time, and days and the contract year spans the days of program delivery. • Negotiating the salary schedule to align with the required qualifications for the positions needed. • Staffing at the Title 5 allowed ratio of children to staff. Alternatives should be sought to meet child supervision ratios through part time employment and volunteer parents. santa barbara school districts 32 EXPENDITURE REDUCTION Cost Center Analysis The district operates several child development programs with a variety of funding sources. The district tracks the revenue and expenses in the child development fund 12 using the Standardized Account Code Structure (SACS). This accounting structure can identify transactions in standard- ized format while allowing the district to tailor the tracking to meet local needs. The district identifies funding and expenditure sources by a state-identified resource code and a locally identi- fied management code. With the July 2009 consolidation of funding, all programs intended for preschool children were moved under the California State Preschool Program (CSPP). All child care programs are under the umbrella of General Child Care (CCTR). As a result of the consolidation, several program resources were eliminated. In 2009-10, the district began using management codes CSPP and CCTR to identify the programs. A review of the award letters for programs CSPP and CCTR found that they encompass multiple state resource codes and share state resource codes as well. FCMAT attempted to review the financial records by program using the management code and found that the coding was inconsistent and did not follow programs with fidelity although an earnest attempt was made to transition and correct coding. FCMAT made a further attempt to identify cost centers using position control as salaries and benefits compose the majority of expenditures in the CCTR and CSPP programs. Inconsistencies were found between the position control information, the program directories, and the child development program staff list. The Child Development Programs do not utilize the tracking ability to the school sites so it was not possible to track costs to the site level. FCMAT reviewed the district’s financial activity reports by resource for the current and two prior years. An overview by resource with observations and comments follows: Unrestricted 0000 Unrestricted 12-0000 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8290 $ - $ - $ - $ - Other: 8980 $ - $ - $ (3,596.95) $ - 8699 misc $ 5,000.00 $ 9,068.85 $ 23,964.07 $ 19,299.64 8660 $ 5,500.00 $ 3,772.74 $ 4,860.08 $ - Total revenues: $ 10,500.00 $ 12,841.59 $ 25,227.20 $ 19,299.64 EXPENSES total cert $ - $ - $ - $ - cert hourly* 1120 $ - $ - $ - $ - cert sub* 1140 $ - $ - $ - $ - total class $ - $ - $ - $ - class hourly* xx20/xx50 $ - $ - $ - $ - Fiscal crisis & ManageMent assistance teaM 33 EXPENDITURE REDUCTION total benefit $ - $ - $ 14,004.23 $ (0.01) $ - $ - $ 14,004.23 $ (0.01) Supplies $ 7,100.00 $ $ 9,818.40 $ 11,567.33 (407.68) Services $ 3,400.00 $ 1,842.93 $ 10,515.12 $ 11,117.75 Capital $ - $ - $ - $ - Indirect $ - $ - $ - $ - other $ - $ - $ - $ - Total expenses: $ 10,500.00 $ 1,435.25 $ 34,337.75 $ 22,685.07 *extra time, overtime, and substitute pay included in total $ (9,110.55) $ (3,385.43) The unrestricted resource 0000 use is very limited. Revenue collected from local sources not identified to follow a specific program, interest, and other miscellaneous revenues are found in this resource. In 2008-09, resource 0000 made a contribution of $3,596.95 to other resources in fund 12. Expenditures in the resource are minimal. Early Years 5025 CCTR-9314 EARLY YEARS 5025 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program 8290 $ 413,706.00 $ 378,956.00 $ 413,706.00 $ 415,640.00 award Other: 8673 parent $ 30,000.00 $ 32,261.05 $ 40,167.70 $ 39,577.77 fees 8699 misc $ - $ - $ - $ - Total revenues: $ 443,706.00 $ 411,217.05 $ 453,873.70 $ 455,217.77 EXPENSES total cert $ 141,094.00 $ 125,750.61 $ 169,816.09 $ 116,586.26 cert hourly* 1120 $ 3,000.00 $ 1,844.28 $ 2,746.95 $ 6,155.56 cert sub* 1140 $ 12,000.00 $ 8,320.16 $ 18,406.74 $ - total class $ 176,545.00 $ 161,686.15 $ 144,516.10 $ 181,801.17 class hourly* xx20/xx50 $ 18,800.00 $ 15,801.21 $ 20,659.64 $ 20,972.74 santa barbara school districts 34 EXPENDITURE REDUCTION total benefit $ 88,702.00 $ 81,660.36 $ 101,154.09 $ 114,088.43 $ 406,341.00 $ 369,097.12 $ 415,486.28 $ 412,475.86 Supplies $ 2,034.00 $ 1,280.39 $ 3,283.52 $ 5,592.05 Services $ 14,300.00 $ 10,572.75 $ 12,956.35 $ 16,391.93 Capital $ - $ - $ - $ - Indirect $ 21,031.00 $ 22,147.55 $ 20,757.93 $ - other $ - $ - $ - $ - Total expenses: $ 443,706.00 $ 380,950.26 $ 453,873.70 $ 455,217.77 *extra time, overtime, and substitute pay included in total $ - The Early Years resource 5025 is a CCTR program. The program budget balanced in 2008-09 and, unless the parent fee revenues reduce the reimbursable amount from the award, they appear to be on track to balance in 2009-10. In 2007-08, the resource transferred out expenses to other resources in the amount of $141,799.70 to balance. ASES 6010 ASES 6010 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 135,000.00 $ 121,500.00 $ 132,715.99 $ 154,043.93 Other: 8673 parent fees 8699 misc $ - $ - $ - $ - Total revenues: $ 135,000.00 $ 121,500.00 $ 132,715.99 $ 154,043.93 EXPENSES total cert $ 13,818.00 $ 10,261.45 $ 17,989.78 $ 24,545.77 cert hourly* 1120 $ 3,328.00 $ 2,827.50 $ 1,162.50 $ 20,795.77 admin* 1310 $ 8,440.00 $ 6,503.95 $ 3,515.64 $ 3,750.00 other* 1920 $ 2,050.00 $ 930.00 $ 13,311.64 total class $ 48,550.00 $ 42,745.43 $ 60,998.33 $ 73,783.57 class hourly* xx20/xx50 $ 48,550.00 $ 42,745.43 $ 60,998.33 $ 73,783.57 total benefit $ 12,492.00 $ 10,327.04 $ 12,890.67 $ 9,590.09 $ 74,860.00 $ 63,333.92 $ 91,878.78 $ 107,919.43 Fiscal crisis & ManageMent assistance teaM 35 EXPENDITURE REDUCTION Supplies $ 39,530.00 $ 19,802.95 $ 30,453.20 $ 34,391.03 Services $ 14,500.00 $ 10,476.10 $ 4,064.20 $ 5,015.41 Capital $ - $ - $ - $ - Indirect $ 6,110.00 $ - $ 6,319.81 $ 6,718.06 other $ - $ - $ - $ - Total expenses: $ 135,000.00 $ 93,612.97 $ 132,715.99 $ 154,043.93 * included in total $ - $ - ASES - Elementary - 6010 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 698,304.00 $ 627,154.71 $ 698,304.00 $ 773,194.34 Other: 8673 parent fees $ - $ - $ - $ - 8699 misc $ - $ - $ - $ - Total revenues: $ 698,304.00 $ 627,154.71 $ 698,304.00 $ 773,194.34 EXPENSES total cert $ 17,704.00 $ 9,009.76 $ 34,735.74 $ 119,129.08 cert hourly* 1920 $ - $ - $ 5,377.69 $ 27,116.92 admin* 1310 $ 17,704.00 $ 9,009.76 $ 29,226.99 $ 37,993.38 total class $ 290,993.00 $ 284,797.62 $ 321,843.91 $ 262,224.97 class hourly* xx20/xx50 $ 118,800.00 $ 107,006.20 $ 170,362.40 $ 196,742.98 total benefit $ 102,167.00 $ 70,927.36 $ 73,182.91 $ 96,914.33 $ 410,864.00 $ 364,734.74 $ 429,762.56 $ 478,268.38 Supplies $ 18,456.00 $ 11,162.89 $ 8,227.81 $ 40,469.85 Services $ 244,972.00 $ 157,688.31 $ 231,613.76 $ 225,445.21 Capital $ - $ - $ - $ - Indirect $ 24,012.00 $ - $ 28,699.87 $ 29,010.90 other $ - $ - $ - $ - Total expenses: $ 698,304.00 $ 533,585.94 $ 698,304.00 $ 773,194.34 santa barbara school districts 36 EXPENDITURE REDUCTION *extra time, overtime, and substitute pay included in total $ - The ASES program is funded outside of the CCTR and CSPP programs. The district has two ASES funded programs totaling $833,304. The majority of expenses are for personnel and contracts with the Santa Barbara City Parks and Recreation and the Family Service agency. The encumbrance for the City of Santa Barbara Parks for 2009-10 is $172,735, and the total expen- diture in 2008-09 was $153,095. Expenditures for Family Service were approximately $65,000 in 2008-09, and $45,000 is encumbered for 2009-10. Full Day Preschool 6050 CSPP-9574 Full day preschool 6050 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 142,247.00 $ 102,919.00 $ 125,663.00 $ 111,921.00 Other: 8673 parent fees $ 20,052.00 $ 22,879.60 $ - $ 7,867.76 8699 misc $ - $ - $ - $ - Total revenues: $ 162,299.00 $ 125,798.60 $ 125,663.00 $ 119,788.76 EXPENSES total cert $ 88,275.00 $ 68,834.17 $ 49,357.51 $ 58,818.99 cert hourly* 1120 $ - $ - $ 89.67 $ 177.52 cert sub* 1140 $ 9,000.00 $ 9,714.37 $ 16,580.07 $ 468.00 total class $ 30,754.00 $ 26,967.20 $ 23,880.27 $ 11,520.46 class hourly* xx20/xx50 $ 600.00 $ 281.04 $ 277.07 $ 1,565.34 total benefit $ 23,942.00 $ 21,421.84 $ 18,509.94 $ 15,906.75 $ 142,971.00 $ 117,223.21 $ 91,747.72 $ 86,246.20 Supplies $ 6,205.00 $ 7,944.47 $ 18,544.52 $ 24,809.99 Services $ 5,502.00 $ 4,416.24 $ 9,238.81 $ 5,594.51 Capital $ - $ - $ - $ - Indirect $ 7,621.00 $ - $ 6,131.95 $ 3,138.06 other $ - $ - $ - $ - Total expenses: $ 162,299.00 $ 129,583.92 $ 125,663.00 $ 119,788.76 *extra time, overtime, and substitute pay included in total $ - Fiscal crisis & ManageMent assistance teaM 37 EXPENDITURE REDUCTION The full day preschool 6050 is a CSPP program. The budget reflects a reliance on parent fees to balance the resource in 2009-10. This program has run a balanced budget for years 2007-08 and 2008-09. Half Day Preschool 6051 CSPP-9574 Half day preschool 6051 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 93,539.00 $ 66,892.00 $ - $ - Other: 8673 parent fees $ - $ - $ - $ - 8699 misc $ - $ - $ - $ - Total revenues: $ 93,539.00 $ 66,892.00 $ - $ - EXPENSES total cert $ 30,660.00 $ 28,311.64 $ - $ - cert hourly* 1120 $ - $ - $ - $ - cert sub* 1140 $ 7,478.00 $ 7,483.25 $ - $ - total class $ 10,575.00 $ 13,695.35 $ - class hourly* xx20/xx50 $ 303.00 $ 302.82 $ - $ - total benefit $ 5,308.00 $ 7,876.59 $ - $ 46,543.00 $ 49,883.58 $ - $ - Supplies $ 34,862.00 $ 34,187.67 $ - Food $ 34,862.00 $ 34,187.67 Services $ 7,699.00 $ 5,334.20 $ - $ - Capital $ - $ - $ - $ - Indirect $ 4,435.00 $ - $ - $ - other $ - $ - $ - $ - Total expenses: $ 93,539.00 $ 89,405.45 $ - $ - *extra time, overtime, and substitute pay included in total $ - The half day preschool 6051 is a CSPP program. Fiscal year 2009-10 is the first year the district has tracked this program. Although a balanced budget is planned, classified salaries and benefits, if they continue the current pace, will be over budget a total amount of approximately $7,600 and cause the resource the same in encroachment. santa barbara school districts 38 EXPENDITURE REDUCTION Prekinder and Family Literature program 6052 CPKS-9095 Prekinder and Family Literature program 6052 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 5,000.00 $ 1,290.00 $ 84,999.00 $ 46,661.00 Other: 8673 parent fees $ - $ - $ 13,539.80 $ 8,448.16 8699 misc $ - $ - $ - $ - Total revenues: $ 5,000.00 $ 1,290.00 $ 98,538.80 $ 55,109.16 EXPENSES total cert $ 0.00 $ - $ 40,935.71 $ 11,828.65 cert hourly* 1120 $ - $ - $ 424.83 $ 352.35 cert sub* 1140 $ 0.00 $ - $ - $ 3,399.70 total class $ - $ - $ 24,863.16 $ 18,137.80 class hourly* xx20/xx50 $ - $ - $ 3,503.16 $ 232.20 total benefit $ - $ - $ 22,941.39 $ 15,963.55 $ 0.00 $ - $ 88,740.26 $ 45,930.00 Supplies $ 4,453.00 $ 4,355.42 $ 4,605.00 $ 4,907.73 Services $ 547.00 $ 546.05 $ 395.00 $ - Capital $ - $ - $ - $ - Indirect $ - $ - $ 4,798.54 $ 4,271.43 other $ - $ - $ - $ - Total expenses: $ 5,000.00 $ 4,901.47 $ 98,538.80 $ 55,109.16 *extra time, overtime, and substitute pay included in total $ - The PKFLP program funding has been absorbed by the CSPP consolidation with the exception of $5,000 in funds to support supplies. Fiscal crisis & ManageMent assistance teaM 39 EXPENDITURE REDUCTION State Preschool 6055 CSPP-9574 STATE PRESCHOOL 6055 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 1,188,535.00 $ 856,189.00 $ 1,114,082.54 $ 1,155,243.46 Other: 8673 parent fees $ - $ - $ - $ - 8699 misc $ - $ - $ - $ - Total revenues: $ 1,188,535.00 $ 856,189.00 $ 1,114,082.54 $ 1,155,243.46 EXPENSES total cert $ 512,755.00 $ 472,255.47 $ 527,896.51 $ 507,943.64 cert hourly* 1120 $ 5,000.00 $ 4,078.01 $ 19,118.76 $ 19,537.37 cert sub* 1140 $ 20,499.00 $ 21,744.63 $ 26,671.47 $ 20,321.23 coordinators 1320 $ 90,082.00 $ 82,530.57 $ 84,267.24 $ 81,813.12 total class $ 263,808.00 $ 251,349.50 $ 220,667.22 $ 300,433.02 class hourly* xx20/xx50 $ 15,000.00 $ 15,479.02 $ 13,358.80 $ 41,601.89 total benefit $ 191,177.00 $ 179,472.51 $ 191,822.34 $ 210,036.79 $ 967,740.00 $ 903,077.48 $ 940,386.07 $ 1,018,413.45 Supplies $ 100,928.00 $ 77,460.21 $ 60,016.78 $ 31,097.16 Food $ 86,949.00 $ 68,728.10 $ 34,447.15 $ 14,508.39 Services $ 63,530.00 $ 41,242.88 $ 59,322.57 $ 53,687.81 Capital $ - $ - $ - $ 5,459.50 Indirect $ 56,337.00 $ - $ 54,358.12 $ 46,587.40 other $ - $ - $ - $ - Total expenses: $ 1,188,535.00 $ 1,021,780.57 $ 1,114,083.54 $ 1,155,245.32 *extra time, overtime, and substitute pay included in total $ (1.00) $ (1.86) The State Preschool 6055 is a CSPP program. Resource 6055 essentially balanced for years 2007-08 and 2008-09. Certificated hourly and substitutes budget and costs were reduced for 2009-10 from prior years to balance. Classified salaries peaked in 2007-08 at $300,433 largely due to $40,000 in extra help payroll. For 2009-10, the classified salary expenditure is on course to be approximately $10,000 over the budget of $263,808. Supply budget grew from $31,097 in 2008-09 to $100,928 in the current year. santa barbara school districts 40 EXPENDITURE REDUCTION Preschool 6060 CSPP-9574 Preschool 6060 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8530 $ 2,282,888.00 $ 1,792,440.00 $ 2,282,893.00 $ 2,293,524.00 Other: 8673 parent fees $ 125,000.00 $ 123,551.84 $ 79,971.11 $ 105,715.62 8980 $ - $ - $ 3,596.95 $ - 8911 $ 152,772.74 Total revenues: $ 2,407,888.00 $ 1,915,991.84 $ 2,519,233.80 $ 2,399,239.62 EXPENSES total cert $ 1,024,172.00 $ 1,115,792.33 $ 1,016,399.53 $ 1,012,607.90 cert hourly* 1120 $ 7,633.00 $ 68,709.52 $ 24,566.08 $ 54,879.02 cert sub* 1140 $ 81,620.00 $ 155,936.25 $ 92,434.06 $ 127,370.81 coordinators* 1320 $ 98,162.00 $ 89,225.75 $ 98,160.96 $ 90,536.88 total class $ 651,185.00 $ 669,777.05 $ 693,673.06 $ 643,777.66 class hourly* xx20/xx50 $ 10,000.00 $ 85,881.50 $ 129,897.34 $ 155,492.75 total benefit $ 513,654.00 $ 476,951.97 $ 498,466.49 $ 415,468.49 $ 2,189,011.00 $ 2,262,521.35 $ 2,208,539.08 $ 2,071,854.05 Supplies $ 33,092.00 $ 27,650.32 $ 134,328.61 $ 100,210.47 Services $ 76,253.00 $ 59,257.17 $ 57,554.92 $ 126,334.03 Capital $ - $ - $ - $ - Indirect $ 109,532.00 $ - $ 118,811.19 $ 100,841.07 other $ - $ - $ - $ - Total expenses: $ 2,407,888.00 $ 2,349,428.84 $ 2,519,233.80 $ 2,399,239.62 *extra time, overtime, and substitute pay included in total $ - The preschool 6060 is categorized as a CSPP and a CCTR program. In 2008-09, the program had the largest encroachment in the child development fund. The Fund 12 unrestricted 0000 contributed $3,596.95 and the general fund 01 transferred in $152,772.74 to make this resource balance. For 2009-10, an increase in parent fees of more than $40,000 was budgeted and it appears the district will make that goal. Fiscal crisis & ManageMent assistance teaM 41 EXPENDITURE REDUCTION Expenses are for salaries and benefits will be over budget in the current year. Actuals through June 14, 2010 (payroll for June had not posted at the time information was requested for this report) shows certificated salaries over budget due to an actual versus budget overage in certificated hourly and certificated substitutes. Certificated hourly expenditures are more than $68,700 on a budget of $7,633 while certificated substitutes are $155,936 compared to a budgeted amount of $81,620. Classified salaries are over budget as well with year to date actuals for extra hours at $85,881.50 on a budget of $10,000. Since prior year expenditures for this line were $129,897 and $155,492, it seems unreasonable for the program to set this year’s budget at $10,000 unless major program changes were made. This resource is an on-going concern for the Child Development Program and deserves attention to control costs and reduce encroachment. CalSAFE 0802/0803 CALSAFE 0802/0803 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8590 $ 360,809.00 $ 355,111.00 $ 369,387.94 $ 354,258.04 Other: 8998 flex trans- $ (108,243.00) $ - $ - $ - fer 8699 misc $ - $ - $ 11,470.03 $ 20,645.51 Total revenues: $ 252,566.00 $ 355,111.00 $ 380,857.97 $ 374,903.55 EXPENSES total cert $ 171,019.00 $ 157,910.73 $ 181,599.40 $ 152,769.19 total class $ 5,114.00 $ 2,504.37 $ 77,851.43 $ 111,542.76 total benefit $ 54,872.00 $ 40,202.29 $ 83,127.79 $ 99,806.51 $ 231,005.00 $ 200,617.39 $ 342,578.62 $ 364,118.46 Supplies $ 2,808.00 $ 747.45 $ 1,916.74 $ 9,508.80 Services $ 1,405.00 $ 574.65 $ 1,378.47 $ 2,131.82 Capital $ - $ - $ 17,743.32 $ 17,145.83 Indirect $ - $ - $ - $ - other $ - $ - $ - $ - Total expenses: $ 235,218.00 $ 201,939.49 $ 345,873.83 $ 392,904.91 *extra time, overtime, and substitute pay included in total $ 34,984.14 $ (18,001.36) santa barbara school districts 42 EXPENDITURE REDUCTION Since CalSAFE is a Tier III flexibility categorical, the district can sweep the entire funding for this resource into unrestricted funds. The district is transferring only $108,243 of the $360,809 available funds, leaving the CalSAFE program with $252,566 in funding. Expenditures appear to be in alignment with the budget for current year. HIPPY 9030 HIPPY - 9030 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8290 $ - $ - $ - $ - Other: 8673 parent fees $ - $ - $ - $ - 8699 misc $ 95,721.00 $ 610.59 $ 86,408.21 $ 29,998.47 Total revenues: $ 95,721.00 $ 610.59 $ 86,408.21 $ 29,998.47 EXPENSES total cert $ 81,379.00 $ 2,670.10 $ 43,456.54 $ 42,151.43 cert hourly* xx20 $ - $ - $ - $ - cert sub* xx40 $ - $ - $ - $ - total class $ - $ - $ 65,390.94 $ 68,997.67 class hourly* xx20/xx50 $ - $ - $ 65,390.94 $ 68,997.67 $ - $ - total benefit $ 13,622.00 $ 313.99 $ 15,127.11 $ 14,485.87 $ 95,001.00 $ 2,984.09 $ 123,974.59 $ 125,634.97 Supplies $ 5,312.00 $ 528.63 $ 7,592.95 $ - Services $ - $ - $ - $ 1,332.71 Capital $ - $ - $ - $ - Indirect $ - $ - $ 6,749.41 $ 5,800.17 other $ - $ - $ - $ - Total expenses: $ 100,313.00 $ 3,512.72 $ 138,316.95 $ 132,767.85 *extra time, overtime, and substitute pay included in total $ (51,908.74) $ (102,769.38) HIPPY funding is entirely from local contributions. Past funding has allowed the program to support more than $130,000 in program costs. Current year budgeted revenue is $95,721 and expenditures are $100,313. Receipts as of June 17, amount to only $610.59. Fortunately, expen- ditures have been contained at $3,512.72. Due to the volatility in local funding through dona- Fiscal crisis & ManageMent assistance teaM 43 EXPENDITURE REDUCTION tions, the district should exercise caution when approving an expenditure budget for programs relying on unsecured funds. Mobile Waterford 9037 Mobile Waterford 9037 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8290 $ - $ - $ - $ - Other: 8673 parent fees $ - $ - $ - $ - 8699 misc $ 141,150.00 $ 143,379.38 $ 74,564.53 $ 130,116.50 Total revenues: $ 141,150.00 $ 143,379.38 $ 74,564.53 $ 130,116.50 EXPENSES total cert $ 48,588.00 $ 44,807.07 $ 73,544.20 $ 27,678.66 cert hourly* 1120 $ - $ - $ - $ - cert sub* 1140 $ - $ - $ - $ - total class $ 45,089.00 $ 41,255.73 $ 37,696.80 $ 24,291.48 class hourly* xx20/xx50 $ - $ - $ - $ 151.44 total benefit $ 33,413.00 $ 24,874.90 $ 40,025.32 $ 14,565.35 $ 127,090.00 $ 110,937.70 $ 151,266.32 $ 66,535.49 Supplies $ 3,250.00 $ 3,221.34 $ 31,147.93 $ 14,259.27 Services $ 4,740.00 $ 1,338.20 $ 3,668.93 $ 35,714.57 Capital $ - $ - $ - $ - Indirect $ 6,070.00 $ - $ 8,314.91 $ 4,923.61 other $ - $ - $ - $ - Total expenses: $ 141,150.00 $ 115,497.24 $ 194,398.09 $ 121,432.94 *extra time, overtime, and substitute pay included in total $ (119,833.56) $ 8,683.56 Mobile Waterford is a locally funded grant that has been successful in securing contributions. The grant has received $143,379.38 in funding from local contributors and foundations for the 2009-10 year. Unless the district determines funding is guaranteed to continue, the district should notify staff of the instability of the resource and make decisions to ensure the resource is solvent. santa barbara school districts 44 EXPENDITURE REDUCTION Child Development 9041 Child Development Misc 9041 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8530 $ - $ - $ - $ - Other: 8673 parent fees $ 238,000.00 $ 249,549.06 $ 161,430.88 $ 141,856.68 8699 misc $ 32,000.00 $ 6,691.64 $ 199,595.21 $ (77,227.11) 8660 $ 9,869.00 Total revenues: $ 270,000.00 $ 256,240.70 $ 361,026.09 $ 74,498.57 EXPENSES total cert $ - $ 91,838.45 $ 45,000.00 cert hourly* 1120 $ - $ 3,794.14 $ 29,000.00 cert sub* 1140 $ - $ - $ 38,208.83 $ 16,000.00 total class $ - $ - $ 12,983.47 $ 17,000.00 class hourly* xx20/xx50 $ - $ - $ 1,827.91 $ 17,000.00 total benefit $ - $ 24,286.78 $ 12,498.57 $ - $ - $ 129,108.70 $ 74,498.57 Supplies $ 27,099.00 $ 4,022.89 $ 18,571.95 $ - Services $ 110,901.00 $ 29,480.77 $ 12,353.85 $ - Capital $ - $ - $ - $ - Indirect $ - $ - $ - other $ 113,500.00 $ - $ 180,106.21 - $ - Total expenses: $ 251,500.00 $ 33,503.66 $ 340,140.71 $ 74,498.57 *extra time, overtime, and substitute pay included in total $ 20,885.38 $ - The Child Development resource receives funds from parent fees and local donations. Current year budget for revenues estimates $270,000 of which more than $256,000 has been received. Expenditures are budgeted only for the cost areas of supplies, services, and an interfund transfer payment to pay back prior year encroachment from the child development fund. It appears that the resource will be able to make the $113,500 budgeted repayment. Fiscal crisis & ManageMent assistance teaM 45 EXPENDITURE REDUCTION Childcare Extended Day Care 6080 CHILDCARE EXTENDED DAY CARE 6080 2009-10 2009-10 2008-09 2007-08 REVENUES BUDGET 6/17/10 ACTUALS 6/17/10 Actuals Actuals Program award 8530 $ - $ - $ 98,961.00 $ 146,808.00 Other: 8673 parent fees $ - $ - $ 57,281.92 $ 154,078.34 8699 $ - $ - $ 190,198.21 $ - 8911 $ 110,786.19 $ 4,427.00 Total revenues: $ - $ - $ 457,227.32 $ 305,313.34 EXPENSES total cert $ 0.00 $ 0.00 $ 111,895.74 $ 189,144.05 cert hourly* 1120 $ - $ - $ 28,065.81 $ 11,571.54 cert sub* 1140 $ - $ - $ 18,597.50 $ 19,800.54 coordinators* 1320 $ - $ - $ - $ 4,765.08 total class $ - $ - $ 99,567.91 $ 166,339.66 class hourly* xx20/xx50 $ - $ - $ 29,847.48 $ 41,301.04 total benefit $ - $ - $ 41,053.92 $ 111,022.80 $ 0.00 $ 0.00 $ 252,517.57 $ 466,506.51 Supplies $ - $ - $ 1,318.37 $ 2,081.44 Services $ - $ - $ 163.03 $ 2,647.99 Capital $ - $ - $ - $ - Indirect $ - $ - $ 13,030.14 $ 24,275.61 other $ - $ - $ - $ - Total expenses: $ 0.00 $ 0.00 $ 267,029.11 $ 495,511.55 *extra time, overtime, and substitute pay included in total $ 190,198.21 $ (190,198.21) The extended day care program 6080 known as “latchkey” program was discontinued for 2009- 10. The program had an interfund encroachment in 2008-09 of $110,786.19 due to the repay- ment of a prior year resource encroachment of $190,198.21. Other resources in the child development fund include: santa barbara school districts 46 EXPENDITURE REDUCTION • Instructional materials • Facilities renovation and repair – 2 grants • Orfalea Foundation These resources were developed for a specific and finite intent. The funds are expected to be spent out on budget. Further Observations The Child Development Program does not fully utilize the SACS structure and internal accounting features to track programs consistently for local evaluation purposes. (This is not an audit concern as it appears the resource, object, goal, and function codes are all used appropri- ately.) • Resource 5025 is identified as a CCTR-9314 program; however, the financial activity and budget reports show management codes: CCTR and 4500. • Resource 6060 is identified as a CSPP and a CCTR program; however, the old management code 4500 is found still in use. • Expenses and fee collections are not identifiable by site unless a descriptor is used. Position control (6-18-10) does not match information provided on program directory or in the Child Development Program Changes in funding (revised 4-29-10). • Seven employees were listed on position control but not on the CDP staff list. • Two employees were on staff list but not in position control. Budgets for resources were not compared to prior year and year-to-date actual and adjustments made to update. • Resource 6051 – projected over budget • Resource 6055 – projected over budget • Resource 6060 – projected over budget, unreasonable budgeting based on prior years expenditures, on-going encroachment concern Recommendations The district should: 1. Use SACS coding to identify programs, resources, and sites to maintain accurate and accessible information. 2. Keep position control and staff rosters current. As salaries and benefits compose the majority of most budgets, accurate and timely information is a must to maintain appropriate staffing, accountability, and cost control. 3. Routinely review and monitor budgets and actuals. Budget adjustments should be made to accurately record status and projections. Fiscal crisis & ManageMent assistance teaM 47 EXPENDITURE REDUCTION Note The CDE issued A March 22, 2010 memo regarding SACS structure change for General Child Care and California State Preschool Program indicating that the resource code changes for 2009-10 presented many administrative challenges and further informed that the resource codes for 2010-11 will be resource 6105 for state funded programs and resource 5025 for federal funded programs regardless of CSPP or CCTR programs. santa barbara school districts 48 EXPENDITURE REDUCTION Fiscal crisis & ManageMent assistance teaM 49 MULTIYEAR FISCAL SOLVENCY PLAN Multiyear Fiscal Solvency Plan The child development program’s fiscal solvency plan is more of a collection of areas for reduc- tion in staff instead a true solvency plan. No fiscal staff, including the programs’ consultant, had meaningful input into plan development. The plan can be used to consider the areas for potential reduction in force; however, the district should first determine the goals of the child development program and align program expenditures accordingly. The business office should be involved in the development of a child development program multiyear fiscal solvency plan. Facilities The district has capacity to expand child development program offerings. Classrooms are not enrolled to capacity, and some are used only in the morning or afternoon session. At some sites, several classrooms are used to offer multiple morning sessions, and only one classroom is used for an afternoon session. If one of the morning sessions with comparable program staffing was moved to the afternoon, one fewer classroom would be used, cleaned, and maintained. The program should review the hours of operation at each site and the numbers of classrooms used and consolidate programs where possible, reducing the number of classrooms maintained. In addition, it may be possible to relocate off-site programs to a school site. Most child development program facilities are located at school sites yet operate independently from the school site. Communication between the child development program and the principal at each school site is inconsistent. As a result, some child development programs do not benefit from the programs offered to school-age children, such as assemblies and educational activities. Child development program participation in school safety drills, evacuations, and emergency communications is inconsistent. For classes licensed for fewer than 24 students, the district should submit a request to Community Care Licensing (Title 22, Department of Social Services) to increase capacity on the facility license. Interdepartmental Communication The fiscal and personnel aspects of operating the child development programs are disconnected from the district, yet it is essential for these functions to be considered in tandem with all district operations. The associate superintendent provides broad guidance on budget development and program goals. The program lacks a formal process for developing, monitoring, and revising the budget, and although the business office verifies the calculations and submits reports, budget development and review is disconnected from the district office staff. The child development program has a contract with a retired former district employee to complete budget development, budget monitoring, and state program reports, and recommend fiscal adjustments. Interviews indicated that the program used rollover budgets in the past. In this process, the current-year budget is used to develop the budget for the following year with minimal review of each line item to determine any necessary changes. The dual coordinators do not monitor the budget expendi- tures and revenues monthly and instead rely on the quarterly reconciliation of program revenues and expenditures completed by the contracted former employee. This quarterly reconciliation is not communicated to the appropriate district office staff member, including senior business office staff and the associate superintendent of education. The program operates without a reserve, and this practice has resulted in deficit spending and a district contribution of $263,000 for the 2009-10 fiscal year. The practice of year-end reconciliation has been used for the past four years, and a negative ending fund balance has occurred on at least one other occasion. The district busi- santa barbara school districts 50 MULTIYEAR FISCAL SOLVENCY PLAN ness office provides minimal review of budget assumptions and relies on program coordinators and the consultant to manage the programs to maximize revenue. The district Business Department, child development department director, and management team should be involved in budget development. This would foster a deeper understanding of budgetary issues, and possibly result in fewer budget transfers throughout the year. In the initial stages, implementing such a process will require substantial effort by the Business Department to prepare budget development materials and hold a budget workshop as well as provide help and answer questions about the development process. It would also require an investment in time for the child development director to prepare documents and explain the CSPP and CTTR program funding mechanism so that district-level, business office and program-level staff understand the program. Through this effort, the Business Department and district-level staff can gain a deeper understanding of the regulatory and statutory requirements of the child development program. Accurately projecting employee salary and benefit costs is an essential element in budgeting for expenditures. To help ensure proper staffing levels and budget the proper amounts for salary and benefit costs at all reporting periods, the district should develop staffing formulas for all classifications in the department and site. The formulas should ensure that ratios are within applicable contract guidelines, meet students’ needs, and agree with approved goals and objec- tives, including the goal of fiscal solvency. Staffing levels should be monitored throughout the year to prevent overstaffing. FCMAT has provided CDE-approved adult-to-child ratios for each district-operated program. Miscommunications between the child development programs and the Personnel Miscommunications and Payroll departments resulted in overstaffing in some programs for fiscal year between the 2009-10. There is a definite lack of communication between the child development programs and personnel department. Decisions that affect personnel should be child development acted on quickly and according to all collective bargaining agreement contracts programs and the and applicable laws. The Child Development Department employs a significant Personnel and number of classified and certificated staff. The coordinators are not familiar with Payroll departments the collective bargaining agreements for the certificated and classified staff and have made personnel decisions outside the district’s policies and agreements. In addi- resulted in tion, when reductions in staff were communicated to the Personnel Department, overstaffing in some the Child Development Department did not understand all the steps involved in programs for fiscal processing the reduction or reassigning staffing. The coordinators communicated directly with program staff prior to completing the district process for personnel year 2009-10. changes, further confusing program staff. The Personnel Department should develop a time line and process chart to help the child development senior leader- ship understand the necessary steps involved in staffing decisions, including statutory requirements for layoff processes. Regular meetings of the personnel and the senior leadership of the child development program would facilitate an understanding of the process. The district office should be more engaged in overseeing the fiscal and personnel aspects of the child development programs. Fiscal accountability is critical to sustaining this program for the Santa Barbara community and to engender trust with potential grantors. The child develop- ment program would benefit from hiring a district accountant to provide fiscal support to the program. Budget development and monitoring should occur under the direction of the Business Department and the associate superintendent of educational services. Fiscal crisis & ManageMent assistance teaM 51 MULTIYEAR FISCAL SOLVENCY PLAN The district should transition fiscal tracking and budget monitoring from the outside consultant to an existing district office staff member or hire a district accountant for this purpose. This accountant would be assigned directly to the director of child development and would become familiar with state and federal program guidelines for fiscal accounting in child development programs. The district office should provide support to develop and monitor the budget, and make programmatic adjustments as needed when expenditures are projected to exceed revenues. If budget reductions are needed, the district should have the capability to ensure that adjustments are implemented timely to capitalize on potential budget savings. Clear lines of authority and accountability should be articulated for program leadership. Recommendations The district should: 1. Develop a systematic process for program monitoring that includes program requirement and reporting time lines and a check-off sheet that aligns contracts to CDE program requirements. 2. Consider terminating the contract with the outside consultant and returning the fiscal oversight of child development programs to the district business office staff to track budgeting, monthly budget monitoring, fiscal reporting to CDE, contracts, etc. 3. Consider hiring one FTE accountant to fiscally support child development contracts. 4. Appoint a senior member of the cabinet or designee to learn the detailed fiscal and regulatory operational functions of the program and how to balance the desire to serve the community with the resources. 5. Develop a process and time line for personnel actions and communicate that process with child development and other departments. santa barbara school districts 52 MULTIYEAR FISCAL SOLVENCY PLAN Fiscal crisis & ManageMent assistance teaM 53 HOURS OF SITE OPERATION AND EMPLOYMENT CALENDARS Hours of Site Operation & Employment Calendars The negotiated certificated employee calendar does not align with the CCTR program calendar. According to the funding application calendar, the Santa Barbara Child Development CCTR program operates on an annual 245 day service calendar. The Santa Barbara Teachers Association collective bargaining agreement, article IV section 1, identifies salary schedules I. Schedule II lists salaries for the child development certificated personnel programs and schedule indicates 225 working days per calendar year. Article IV Section 2 identifies adjusted calendars for the preschool and CalSAFE programs. Specifically, the agreement adjusts the compensation at a rate of 187 days for preschool program employees and 185 days for the CalSAFE employees. The CBA does not address the additional service days as required for the CCTR program. However the salary schedule for CCTR is based on a 225-day contract. The paid service days of employees should reflect program needs. Inefficiencies occur when employees are paid for more days than necessary and program inconsistencies occur when employees are not available to fulfill program needs. The programs do not operate uniform hours districtwide. Each preschool site operates a slightly differently depending on program offerings. Most district preschool sites operate from 8 a.m. to 11 a.m., and some sites with an afternoon class operate from 12:30 p.m. to 4:30 p.m. Children attend class for three hours, and classified and certificated staff members work 3 1/2 or 4 hours. CCTR sites, referred to as Children Centers, open at 7 a.m. and close at 5 p.m. or 5:30 p.m., although the website indicates closure is at 5:30 p.m. or 6 p.m.. The CalSAFE program operates from 7 a.m. to 4 p.m. at the Santa Barbara High School site. Certificated CalSAFE program staff members are under a standard eight-hour, 185 day contract. Two long-term substitute teachers work daily and up to five hours each at the CalSAFE program depending on attendance. As of May 19, 2010 all CalSAFE staff members are funded through a combination of Santa Barbara Secondary District Resource 0803 CalSAFE Child Care and Development Service Budget, and Resource 0802 CalSAFE Support Services Budget. Teacher work calendars vary depending on the program they serve, which is consistent with other programs surveyed. A contract typically provides for a specific number of workdays and the certificated staff member schedules the off-duty days. Typically no paid vacation days are offered with this type of contract; however, staff members are paid for holidays. The Child Development Department employs aides for either nine months or 12 months depending on the program they serve. The Children’s Center CCTR is staffed with 12-month certificated and classified staff. The preschool CSPP is generally staffed with nine-month certifi- cated and classified staff. Hours for classified staff range from 3, 3.5, 4, 4.75, 5, 7 and 8 hours daily. Certificated hours range from 4, 4.5, 4.75, 6 and 8 hours daily. There is no uniformity with the number of hours assigned for certificated or classified staff by site, program, or position. This is not typical of comparison programs or best practices. The district employs part-time classified and certificated staff to operate programs. In some cases, part-time staff members hold two positions and become eligible for benefits, which significantly increase the cost of operations to both programs. The district should consider implementing a policy that restricts the ability of programs to hire existing part-time staff members if it results santa barbara school districts 54 HOURS OF SITE OPERATION AND EMPLOYMENT CALENDARS in eligibility for benefits. The senior district administration should approve any proposal to hire existing staff members under this restriction. A business office review of the affected program budgets should be completed before district approval. The program contacts and hires a substitute or assigns additional hours to staff when the teacher or assistant is absent in any classroom. Additional hours and substitute costs exceeded the budgeted amount in 2009-2010 by more than $150,000. If a preschool assistant holds an asso- ciate teacher permit, the assistant can substitute as the teacher for the day. The child care assistant or other assistant in the classroom would then serve as the assistant. In the case of absence, the CDE permits the student to staff ratio to be adjusted for a period of two hours of the day as follows: (3) Section 18292 of Title 5 of the California Code of Regulations provides: Except as otherwise provided in this Division or Title 22 California Code of Regulations, Community Care Licensing Standards the program may exceed teacher-child and adult-child ratios prescribed by Section 18290 by fifteen percent (15%) for a period of time not to exceed one hundred twenty (120) minutes in any one day. In addition, on sites where several preschool classes operate, it is possible to combine students for a short period of time to meet student-to-staff ratios. Student attendance is typically low at the beginning and end of the day, and it may be possible to staff fewer assistants during those periods. The hours of the classified and certificated staff should be aligned with student attendance and district need rather than hours of operation. Staff hours should be staggered appropriately. Organization Preschool Teacher Preschool teacher Children’s Center Site Supervisor II Director Aides CSPP full day Santa Barbara 187 185 225 N/A Vacant 9 or 12 month Bakersfield City 182 N/A N/A 223 206 KCSOS 182 230* 230 224 180/230 San Luis Obispo 178 247 184 215 178 Imperial COE 187 187 185/231 231 180 Riverside COE 185 210 223 180 * Teachers work a 230 day contract and schedule 17 off duty days. Recommendations The district should: 1. Review program hours of operation and student attendance at the beginning and end of the day when it is typically low. 2. Stagger staff shifts according to student attendance rather than hours of operation. 3. Hire substitutes when the ratios cannot be met by combining some children into another class. 4. Align hours of operation across programs districtwide to meet needs of parents and students. Fiscal crisis & ManageMent assistance teaM 55 HOURS OF SITE OPERATION AND EMPLOYMENT CALENDARS 5. Revise teacher contracts to provide a specific number of work days and require the staff to schedule off-duty days. 6. Revise job description to include hours and number of days. 7. Negotiate employment calendars and salary schedules for child development certifi- cated personnel that aligns with the needs of the programs they serve. 8. Develop a policy to require district office approval before hiring staff if the addi- tional hours/position would result in eligibility for benefits. santa barbara school districts 56 HOURS OF SITE OPERATION AND EMPLOYMENT CALENDARS Fiscal crisis & ManageMent assistance teaM 57 JOB DESCRIPTIONS Job Descriptions The job descriptions of the coordinator, administrator and head teacher were reviewed to assess the leadership requirements of the program’s organizational structure. The coordinator, administrator and head teacher job descriptions are dated and should be revised. The coordina- tor’s job description was last revised in 1990-91, and the head teacher’s on February 4, 1976. The job descriptions lists programs that no longer exist such as PACE. The job description for coordinator requires that the applicant hold a California elementary credential, which is not a state requirement. The term “head teacher” is outdated and not linked to the CDE matrix. The job descriptions should align qualifications with the CCTC and CDE matrix. The job descrip- tion should specify duties with regard to supervision, evaluation, and management of personnel, budget, and operations. The CCTC preschool teacher education requirement is to hold a chil- dren’s center permit; which requires 24 general and 16 child development units. The children’s center permit is not a teaching credential. Some job descriptions reviewed by FCMAT were actually job announcements. Although announcements provide information about the qualifications and responsibilities, they do not generally provide a full account of all duties and requirements. In the appendix section of this report, FCMAT has provided samples of job descriptions from other programs as a guide. Recommendations The district should: 1. Eliminate the coordinator and head teacher job description. 2. Develop a job description for site supervisor, align it to matrix and include a site supervisor permit as minimum requirement. Additional education should be added as deemed necessary by the district. 3. Revise teacher job description to include education such as an associate of arts degree, and align the salary schedule to begin at the associate of arts degree rather than a bachelor of arts degree. 4. Assign the site supervisor to several sites based on proximity to reduce travel. santa barbara school districts 58 JOB DESCRIPTIONS Fiscal crisis & ManageMent assistance teaM 59 REVIEW OF DOCUMENTS Review of Documents Child Nutrition Services Memorandum of Understanding The agreement between the Santa Barbara School Districts’ Nutrition Services and the Child Development Program for the 2009-10 fiscal year provides for the services of preparing, deliv- ering, and billing/claiming for reimbursement breakfasts, lunches, and snacks. The agreement specifies a base reimbursement totaling $17,675 to include the cost of delivery ($13,900) and a variety of services ($3,775) to be handled by nutrition services. The agreement also calls for the payment for meals and snacks at the government rate less the reimbursement rate on the National School Lunch Program. In addition to a variety of safety and reporting requirements, the Child Development Program is responsible for communications with the Child Nutrition Services, including requesting an accurate number of meals each day, entering data into the point-of-sale (POS) systems, and processing all free and reduced price meal applications. In reviewing the worksheet for costs, FCMAT found that the year-to-date costs (through April 30) to the Child Development Program total $99,552 for nonreimbursable meals and overages, $24,394 for reimbursable meals paid, and $3,072 for reimbursable meals reduced. The March 2010 invoice for nonreimbursable meals and overages totals $4,461.92 and details the difference between meals sent by nutrition services and the number of meals entered into the POS for tracking and reimbursement purposes. The differences reported on the March invoice indicate a total overage of 385 breakfasts, 420 lunches, and 3403 snacks that were prepared and delivered but were not claimable for reimbursement through the National School Lunch Program. This difference can be attributed to an overorder of meals, errors and missing entries in the POS system, or nonreimbursable meals and snacks. ‘ Recommendations The district should: 1. Ensure child development services minimizes overages and unreimbursed meals by notifying nutrition services each day of attendance and accurately identifying the number of meals and snacks needed. 2. Accurately record meals served in the POS system for submission to the National School Lunch program. 3. Seek lower-cost alternatives. 4. Negotiate rates with nutrition services to provide services at lower cost, specifically reviewing delivery charges since most meals are served on school campuses. 5. Develop a request for proposals for nutrition services and seek proposals from alternative sources. 6. Explore options for lower-cost meals and snacks to include items available at co-op pricing and items requiring little or no preparation labor. santa barbara school districts 60 REVIEW OF DOCUMENTS Santa Barbara Teachers’Association Contract Most of the district’s classified staff and certificated staff members have acquired more training and certifications than the average preschool or child care provider in the state. It is commend- able that so many of the certificated staff hold master’s degrees and have completed advanced work. However, the funding for child development programs cannot sustain the salaries advanced credentials generally warrant. Job descriptions for classified and certificated staff and salary schedules have not been reviewed in recent years. The district should complete a comparison with similar districts. FCMAT has provided sample job descriptions in the appendix section of this report. The terms of some staffing positions are not consistent with those of the California Commission on Teacher Credentialing (CCTC) for child development programs. The district should update and revise the following job titles to be consistent with the CCTC: director, site supervisor, master teacher, teacher, associate teacher and assistant. Additional information on the CDE matrix may be obtained at the following Web address: http://www.childdevelopment.org/cs/cdtc/download/rs/17/Permit%20Matrix%209-07%20SD. pdf?x-r=pcfile_d Wages for Preschool Assistants and Teachers Under Subtitle Show Hourly and Daily Preschool Teacher Assistant Preschool Teacher Organization Entry Level Mid Range Top Entry Level Mid Range Top Top (11 to 12 years) (5 years) (8 + years) Santa Barbara $11.69 $12.63 $14.30 153.26 202.65 $254.44 $309.93 BA BA + 30 BA + 45 units (23 years) Bakersfield City $12.09 $14.71 $19.67 145.55 176.40 232.06 $232.06 (8 AA 24 units BA years) KCSOS $10.49 $11.49 $13.24 133.94 162.23 186.55 $211.28 (21 years) Imperial COE $9.32 $11.32 $13.76 $103.57 $124.56 $150.12 $206.76 (24 years) Riverside COE $11.85 $13.21 $15.88 142.99 177.50 207.14 $206.76 BA BA + 60 San Luis Obispo $10.06 N/A $12.83 $115.97 $139.11 $146.72 $156.77 40 units BA (14 years) • Some organizations offer longevity bonuses at 17-25 years of service, and those are not included in this comparison. • Teachers’ daily hours vary by district: Bakersfield 7.25 hours, KCSOS 8 hours, Imperial 7 hours, San Luis Obispo 5 hours, • All districts and county offices require teachers to hold a children’s center permit • The level of education required varies by district and county office but tends to have entry level positions with associate of arts degrees and children’s center permit. • Based on the preschool teacher assistant position on the Santa Barbara Salary Schedule Range 16 for Instructional Assistant Child Development Programs. Fiscal crisis & ManageMent assistance teaM 61 REVIEW OF DOCUMENTS • Santa Barbara’s top daily rate of pay for teachers with 23 years of service and a bachelor’s degree plus 45 units is $309.93. All other comparison organization top salaries are significantly less. The nearest salary is 75% of Santa Barbara’s top salary. The salary schedules of the comparison districts are included in the appendix section of this report for comparison purposes. The educational requirements are dissimilar and should be used as a reference when developing new salary schedules once the district aligns the educational requirements with the CDE matrix guidelines. Recommendations The district should: 1. Consider implementing a lower first step that begins with a children’s center teacher permit and an associate of arts degree rather than a bachelor’s degree. 2. Align salaries to the CCTC permit matrix and hire teachers with permits. 3. Place higher-educated staff members in the CSPP program because there is a required core educational component 4. Develop new job descriptions that align the qualifications with the CCTC and CDE matrix. Salary schedule placement should be adjusted accordingly. 5. Fill the newly developed positions when hiring new staff members. 6. Consider a lower first step that begins with a children’s center teacher permit and an associate of arts degree rather than a bachelor of arts degree for CalSAFE staff members without a bachelor of arts degree/teaching credential. 7. Negotiate with the Santa Barbara Teachers Association to reduce the salary schedule, particularly the top pay, and align salaries more closely with program funding and comparable districts. santa barbara school districts 62 REVIEW OF DOCUMENTS Fiscal crisis & ManageMent assistance teaM 63 ADDITIONAL CONSIDERATIONS Additional Considerations Internal Controls District ASES staff members and child development staff members collect parent fees monthly. ASES program fees range from $85,000 to $135,000 annually. Family advocates collect funds from parents in the form of cash and checks. A lock box is located at each site, and the family advocate transports the funding to the director days later. Child development support staff members collect parent fees monthly in the form of cash and checks. Sequential receipts are given to parents, and funds are counted, logged, and locked up at the site in a cash box located in a filing cabinet in a locked and alarmed room. The money is then given to the coordinator for reconciliation and delivery to the district for deposit. Child care fees are paid at the sites and business office. Although child development business office personnel are assigned a site, they assist each other by picking up fees from sites for one another. Collections are made from sites over a three-day period, and no receipts are provided at the sites. Collections are returned to the business office, 721 E. Cota Street, logged by the same person who made the collection, secured in a cash box in a file cabinet then forwarded several days later to the district office for deposit. No verification process or receipt is produced when funds are delivered to the district office. Days later, a reconciliation and copy of the deposit is received from the business office to confirm receipt. The system does not have an explicit standard operating practice that specifies the responsibilities of individuals and the process for collection, receipt, transport, security, and reconciliation of funds. The amounts collected in the ASES program may vary and cannot be reconciled except by tracking the receipt back to the parent contribution. The system leaves the district and employees vulnerable to fraud, theft, and at minimum, accusations of such actions. Cash handling procedures should be reviewed by the district internal auditor, and procedures should be adjusted or developed to meet standard internal controls. Proper standard internal controls contain processes and procedures that protect the district, staff, and payer. These controls include a system of checks and balances that ensure the security of funds from collec- tion to deposit. Key components of essential controls include: a segregation of duties, chain of custody tracking, document tracking using a prenumbered system, cash handling and storing security, and timely reconciliation. The district Board Policy 3400 Internal Controls/Fraud Prevention states as follows: The Board expects Board members, employees, consultants, vendors, contractors, and other parties maintaining a business relationship with the district to act with integrity and due dili- gence in dealings involving the district’s assets and fiscal resources. The Superintendent or designee shall develop internal controls that aid in the preven- tion and detection of fraud, financial impropriety, or irregularity within the district. These internal controls may include, but are not limited to, segregating employee duties relating to authorization, custody of assets, and recording or reporting of transactions; providing detailed, written job descriptions explaining the segregation of functions; adopting an integrated financial system; conducting background checks on business office employees; and requiring continuous in-service training for business office staff on the importance of fraud prevention. santa barbara school districts 64 ADDITIONAL CONSIDERATIONS Recommendations The district should: 1. Provide for the secure handling of cash, checks, and other monetary instruments received by the district through the establishment of internal controls. 2. Ensure internal controls include a system of checks and balances that ensure the security of funds from collection to deposit. Key components of essential controls include proper transaction documentation, separation of duties, chain of custody tracking, amount verification, document tracking using a prenumbered system, cash handling and storing security, and timely reconciliation. 3. Provide training on new policies to all personnel handling cash and parent fees. 4. Consider having the district internal auditor complete an annual audit of cash handling procedures and periodic random audits to ensure compliance. Fiscal crisis & ManageMent assistance teaM 65 APPENDICES Appendices A. Organizational Charts B. Job Descriptions C. Salary Schedules D. Study Agreement santa barbara school districts 66 APPENDICES Fiscal crisis & ManageMent assistance teaM secivreS lanoitacudE tnednetnirepuS tnatsissA hcihcnapuZ ainotnA CSIC 61-P eettimmoC stcejorP/mulucirruC aitrosnoC 9 noigeR troppuS PORVI II tnatsissA evitartsinimdA zerreituG neeliE 9246-213 repeekkooB azodroC alesiraM 0456-213 tnatsissA laicrelC )%05( zoriuQ aidualC 9216-213 II tsipyT krelC ligriV anasuS 3646-213 tnatlusnoC eciruaM yduJ 9246-213 eciffO noitaulavE & stnarG troppuS rehcaeT weN noitacudE tnargiM noitacudE & eraC ylraE troppuS loohcS & mulucirruC smargorP rotanidrooC rotanidrooC rotceriD roineS 2 sopmaC nauJ namenohcS annoD droffoK ardnaS rotceriD roineS 3746-213 5166-213 1546-213 ollitsaC .E leahciM nosraeP ybbeD tnatsissA lacirelC 1346-213 8256-213 51 ollirraC ettevI tsylanA hcraeseR 7556-213 7 ollirraC esoJ tnarG ELPPA / lanoisseforP araP 1166-213 )%05( zeugirdoR alieK reganaM margorP 8756-213 oremoR iroL tnatsissA lacirelC 4516-213 )%05( sasoR anA 8016-213 1 1 troppuS loohcS & mulucirruC rotceriD yratnemelE rotceriD yradnoceS rotceriD yradnoceS rotceriD yratnemelE nosrekciD inoT setaB niboR enaL ysteB rialcniS eimaJ 1916-213 4166-213 4116-213 4746-213 6 5 4 3 2 2 rotceriD yratnemelE rialcniS eimaJ 4746-213 aleuznelaV 743BA smailliW TSRIF gnidaeR ylraE ssenidaeR loohcS rotanidrooC rotanidrooC rotanidrooC )%04( edraleV-zelleT amesarI rialcniS eimaJ ennaitarG ettedO 1016-213 4746-213 5946-213 nosnoM yaK yraM tnatsissA lacirelC 2756-213 )%05( agaetrA aiciteL tnatsissA lacirelC 9556-213 lavodnaS adnerB 9556-213 rotanidrooC ikswotslO irreT 3266-213 sogruB ardnaS 7226-213 tnatsissA lacirelC ruhtrA yecatS 3846-213 3 2 rotceriD yradnoceS enaL ysteB 4116-213 pU-raeG 61-P DIVA rotanidrooC rotanidrooC rotanidrooC enaL ysteB somaR reivaJ klaF-setnavreC lebasI 4116-213 0916-213 6716-213 tnatsissA lacirelC tnatsissA lacirelC tnatsissA lacirelC laeR nimraK )%05( nesneJ yecatS )%05( smailliW eiraM 0226-213 7716-213 6166-213 raliugA alraK 1226-213 tsilaicepS troppuS tnedutS allinabaC esineD 8166-213 tnatsissA lacirelC )%05( auczemA eilseL 6166-213 tsilaicepS troppuS tnedutS nozaM lirpA 7056-213 tnatsissA lacirelC )%05( smailliW eiraM 3356-213 hcaoC troppuS tnedutS zelaznoG anecuzA 7056-213 zaiD siuL esoJ 7056-213 edardnA nimzaY 7056-213 zeaP airaM 8166-213 ecnoP eikcaJ 8166-213 II setnavreC odrarevE 8166-213 scitamehtaM AAECI rotanidrooC rotanidrooC EP )%05( allinatniuQ ordeP somaR reivaJ 5446-213 0916-213 tnatsissA lacirelC )%05( laeL leuqaR 7126-213 4 2 rotceriD yradnoceS setaB niboR 4166-213 troppuS tnatsissA lacirelC )%05( odeclaS nnyL 1756-213 AIEQ troppuS loohcS scitamehtaM rotanidrooC rotanidrooC woN arbeglA/PSMaC -rotanidrooC rasaeC yoJ rasaeC yoJ setaB niboR 5226-213 5226-213 4166-213 tnatsissA lacirelC tnatsissA lacirelC )%05( reloM nirE )%05( odeclaS nnyL 1856-213 1756-213 rotanidrooC ageV afniN 0856-213 tnatsissA lacirelC )%05( laeL leuqaR 7126-213 ecneicS laicoS yrotsiH gnidaeR yradnoceS secivreS renraeL hsilgnE rotanidrooC rotanidrooC rotanidrooC airoS elehciM sneviG anaeuQ nosaM htebazilE 6566-213 0846-213 3126-213 tnatsissA lacirelC tnatsissA lacirelC tnatsissA lacirelC )%05( nesneJ yecatS )%05( auczemA eilseL )%05( agaetrA aiciteL 7716-213 6166-213 2746-213 5 2 rotceriD yratnemelE nosrekciD inoT 1916-213 strA gnimrofreP & lausiV troppuS loohcS gnidaeR yratnemelE rotceriD tcejorP - tnarG ASU rotanidrooC rotanidrooC sopmaC iroL niuglO atipuL nosrekciD inoT 4316-213 2916-213 1916-213 zeugirdoR alieK tnatsissA lacirelC tnatsissA lacirelC 8756-213 )%05( zoriuQ aidualC )%05( azodneM acinoM tnatsissA lacirelC 9216-213 6066-213 )%05( azodneM acinoM 6066-213 )%05( sasoR anA 8016-213 ELPPA stnevE cimedacA rotanidrooC reganaM stnevE cimedacA zeugirdoR alieK )%06( edraleV-zelleT amesarI 8756-213 1016-213 tnatsissA lacirelC )%05( sasoR anA 8016-213 6 1 noitacudE & eraC ylraE smargorP rotceriD roineS ollitsaC .E leahciM 1346-213 maeT pihsredaeL troppuS krelC SDC zednanreH anitsenrE 1346-213 margorP tratS daeH ylraE secivreS lacsiF gninnnalP eraC dlihC lacoL tnemyaP eraC dlihC evitanretlA smargorP larrefeR dna ecruoseR sretneC tnempoleveD dlihC smargorP rotanidrooC SHE reganaM lacsiF tsilaicepS licnuoC gninnalP ECE reganaM larrefeR & ecruoseR II reganaM SDC noitisop nepO zehcnaS ammE sggiR iroL reganaM margorP tnemyaP SDC aicraG-yesseV rehtaeH aidereH nemraC 6946-213 4066-213 anagaM ettevI 8856-213 7646-213 tsilaicepS PECE naicinhceT eciffO 1846-213 tsilaicepS PECE I reganaM SDC noitisop nepO zerdneleM aniG hceT margorP tnemyaP onaC acynoM adamuhA yraM 9116-213 ziradnemrA anairdA 3066-213 7446-213 n n a o ic i i t n is h o ce p T n e e c p if O fO repeekkooB SDC 0716-213 tsinoitpeceR SDC krelC sdroceR & ecnadnettA serolF ainigriV ottereV adnyL etihW ahtraM otoS lebiralC 1716-213 1066-213 4456-213 6256-213 etrauD aniroC 41 8616-213 tsilaicepS PECE tnatsissA eciffO naicinhceT SDC aginuZ anaiD odaicerP acnalB 1456-213 6646-213 arerreH adniL asoR 2456-213 tsilaicepS PECE 8 odiclaS ahtraM zemaG amroN 4126-213 0116-213 nidreV aztiraM 9016-213 ellezarF derF 1146-213 anuL adnerB 6846-213 razalaS anairaM 5456-213 nayR adnerB 4266-213 zeuqajoD acinoreV 7416-213 zonuM airaM 8416-213 sairF alesI 3456-213 ollijurT ahtraM 3916-213 tsinoitpeceR zepoL hteloP 2446-213 II tnatsissA ygolonhceT anerotsaC asoR 8556-213 7 7 sretneC tnempoleveD dlihC II reganaM SDC aidereH nemraC 7646-213 I reganaM SDC adamuhA yraM 7446-213 krelC sdroceR & ecnadnettA otoS lebiralC 6256-213 tnatsissA eciffO odaicerP acnalB 6646-213 retneC lairepmI sretneC yelwarB sretneC ortneC lE 11 01 9 retneC ocixelaC retneC ellivtloH 31 21 8 8 sretneC ortneC lE sgniK elttiL srekaenS elttiL srennurdaoR elttiL noisulcnI ledoM loohcserP ortneC lE - worG oT mooR loohcserP sU "R" sdiK 01 porP rosivrepuS etiS rosivrepuS etiS rosivrepuS etiS rosivrepuS etiS rosivrepuS etiS dooW anasuS somaR haraS zenitraM adamuhA airaM noitacudE laicepS doohdlihC ylraE zedneM asilE somaR lehcaR 0970-284 5438-353 1520-073 rehcaeT 9782-253 4466-213 ediA lanoitcurtsnI ediA lanoitcurtnI ediA lanoitcurtsnI gnillatS ahsaT ediA lanoitcurtsnI ediA lanoitcurtsnI 4466-073 siroN anaxoR ojuarA htebazilE odelboR anilegnavE zenemiJ aruaL ayoH aL eD aniloraC 0970-284 5438-353 1520-073 ediA lanoitcurtsnI 9782-253 4446-213 ocnarF ailemaC zemaG airaM aciraG asereT edrevalliV aryaM zeugirdoR ayeriM onecirB avlasoR 0970-284 5438-353 1520-073 4466-073 9782-253 4446-213 odaravlA anitsirhC ageV aletsE zeuqsaV nelraM zenitraM nemraC zenitraM airolG 0970-284 1520-073 4466-073 9782-253 4446-213 adenatsaC ibuR amlA zeuqsaV aniloraC odaravlA anitsirhC adejO aryaM 1520-073 4466-073 9782-213 4446-213 zeugirdoR asiL oraC airotciV 4466-073 9782-213 9 8 sretneC yelwarB yelwarB - worG oT mooR loohcserP etatS III sU "R" sdiK rosivrepuS etiS rosivrepuS etiS ateirruM ycnaN setnavreC htebazilE 6550-153 3026-443 ediA lanoitcurtsnI ediA lanoitcurtsnI zeuqzaV .E alegnA zerauJ aihtnyC 6550-153 3026-443 nartleB anaiD xileF aicuL 6550-153 3026-443 odanoroC eninaJ anoroC aroD 6550-153 3026-443 zepoL htebazilE noitisop nepO 6550-153 01 8 retneC lairepmI sregiT elttiL rosivrepuS etiS zereP ennovI 0468-553 tnatsissA lanoitcurtsnI ohcamaC esineD 0468-553 atsitaB anelE 0468-553 aditraP airelaV 0468-553 zeuqirnE adnaloY 0468-553 11 8 retneC ellivtloH sgnikiV elttiL rosivrepuS etiS yabiraG esineD 0192-653 tnatsissA lanoitcurtsnI seyeR acisseJ 0192-653 oraC airotciV 0192-653 naruD eisoR 0192-653 azonipsE ablasoR 0192-653 zevlaG airaM 0192-253 21 8 retneC ocixelaC rosivrepuS etiS noitisop nepO tnatsissA lanoitcurtsnI noitisop nepO noitisop nepO noitisop nepO noitisop nepO 31 7 margorP tratS daeH ylraE rotanidrooC SHE noitisop nepO tsilaicepS PECE noitisop nepO naicinhceT eciffO noitisop nepO ocixelaC - tratS daeH ylraE ortneC lE - tratS daeH ylraE rosivrepuS etiS rosivrepuS etiS noitisop nepO noitisop nepO tnatsissA lanoitcurtsnI tnatsissA lanoitcurtsnI noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO noitisop nepO 41 1 noitacudE tnargiM rotceriD roineS droffoK ardnaS 1546-213 troppuS maeT pihsredaeL I tnatsissA evitartsinimdA nitraM adnaloY 0546-213 troppuS naicinhceT eciffO nojerreH siuL 1546-213 ssenlleW ainrofilaC / arotomorP tratS nevE ataD tnedutS deifinU ocixelaC secivreS lacsiF & cimedacA( secivreS troppuS & YSO ,R&DI( secivreS troppuS )stnevE tneraP )noitacudE evitanretlA rotanidrooC arotomorP reganaM margorP reganaM margorP PEM tnatsissA lanoitcurtsnI reganaM lacsiF )%05( setnoM edlitaM )%05( setnoM edlitaM otoS leunaM ajotnaP adnaloY azodneM alecraM stnevE tneraP & cimedacA noitacudE evitanretlA & YSO ,R&DI 6856-213 6856-213 5546-213 0893-867 8546-213 rosivrepuS rosivrepuS raliugA lehcaR anatnaS nomaR aoreugiF lebasI 81 71 0893-867 5746-213 9446-213 namzuG alletsE 0893-867 61 zehcnaS aneladgaM 0893-867 51 51 & YSO ,R&DI( secivreS troppuS )noitacudE evitanretlA noitacudE evitanretlA & YSO ,R&DI rosivrepuS aoreugiF lebasI 9446-213 lanoigeR nosiaiL ytinummoC zereP ennovY 4546-213 ocehcaP epuL 1546-213 xileF adimrA 6546-213 oremoR odrareG 6546-213 noitisop nepO serolF acebeR 7546-213 zelaznoG anilegnavE 4756-213 noitisop nepO 61 51 tratS nevE reganaM margorP )%05( setnoM edlitaM 6856-213 SEEM ocixelaC SEEM rosivrepuS etiS tnatsissA lanoitcurtsnI zenitraM acsicnarF nilgnA acilegnA 1194 x 8883-867 6856-213 ziparA adnileC tnatsissA lanoitcurtsnI 6856-213 xileV asilE oteuC asereT 6856-213 6856-213 lagirdaM ronoeL 6856-213 lividneM airolG 6856-213 serroT arivlE 6856-213 areV asilE 6856-213 ollitsaC ailevE 6856-213 71 51 ssenlleW ainrofilaC / arotomorP rotanidrooC arotomorP )%05( setnoM edlitaM 6856-213 sarotomorP arotomorP zerreituG .B zuL 6856-213 zedlaV htebazilE 6856-213 adartsE acilegnA 6856-213 zemoG aiciteL 6856-213 81 Riverside County Office Of Education Permit Teacher -State Preschool Riverside County Office of Education P.O. Box 868 Riverside, CA 92502 Permit Teacher – State Preschool Division of Children and Family Services Job Purpose: Employees in this classification work under general supervision within a framework of established policies and procedures. Employees are responsible for the physical and emotional well being of the children attending the State Preschool Program and therefore, must utilize proper early childhood education practices and techniques. Application Procedure: You must apply on-line via our Web site at www.rcoe.us. For your convenience, you can access the Internet application site from any location. The applicant is responsible for assuring that Personnel receive the online submission of their application before the deadline date. Applicants must be sure they are submitting a complete application packet with all required documents. Incomplete application packets will not be considered. For questions, you can contact Personnel Services, Riverside County Office of Education, 3958 Twelfth Street, Riverside, CA 92501, (951) 826-6666. Selection Process: Applications will be screened for satisfaction of minimum qualification standards. Those applicants evidencing the best qualifications will be invited for a panel interview evaluation. The interview panel will provide the Division Head with the top candidates for final selection. All candidates will be notified via e-mail following final selection. Fringe Benefits: Employee and dependant health, dental and vision insurance up to the cap amount; and employee fully paid life insurance. Functions: Instructs and supervises preschool children in all early childhood curriculum areas; observes children’s behavior, determines individual needs, and attends to the emotional, instructional, nutritional and health needs of the child; instructs and assists children in good health and nutrition habits; assists in the planning an implementation of the nutritional program; observes the physical condition of the children, reporting possible health problems, and taking appropriate action in the case of accident or injury; assist in creating and maintaining a safe and stimulating instructional environment; supervises children in outdoor activities, including authorized field trips and play on recreational equipment; plans and implements an individualized educational program based on each child’s needs; prepares and implements daily lesson plans based upon sound early childhood concepts; develops and maintains effective working relationships with support staff, parents, community agency personnel, and volunteers; assist in maintaining records through newsletters, correspondence, meetings, etc., maintains cleanliness and order of the center as required by operation standards and activities of the program; participates in on-going professional growth activities such as in service workshops, conferences, and college classes; participates effectively in all staff meetings. JOB REQUIREMENTS - MINIMUM QUALIFICATIONS SKILLS, KNOWLEDGE, AND ABILITIES SKILLS are required to perform multiple technical tasks with a need to occasionally upgrade skills in order to meet changing job conditions. Specific skills required to satisfactorily perform the functions of the job include: skill to instruct students in assigned areas of Head Start and career development; to effectively plan, develop, and implement programs related to the assignment; skills to effectively communicate orally and in writing; and to understand and interpret laws and regulations. KNOWLEDGE of early childhood education principles and practices; thorough knowledge and understanding of child development including the needs of State Preschool children; knowledge of approved and effective techniques of child supervision; knowledge of basic first aid methods; knowledge of licensing regulations; knowledge of State Preschool guidelines. ABILITY to recognize and effectively respond to the various physical, intellectual, and emotional needs of preschool children; ability to effectively supervise preschool children in various activities; ability to serve as an effective role model; ability to meet the physical requirements of lifting and carrying preschool children and equipment; ability to maintain composure under emergency situations and administer first aid for minor injuries and/or accidents; ability to establish and maintain effective working relationships with children, parents, and staff; ability to recognize child abuse and neglect and to report all findings. Bilingual ability highly desirable. RESPONSIBILITIES: Under general supervision, plans and participates in the care, instruction, and supervision of children in a State Preschool Program; to assist in the day to day operation of the center and perform other job related duties as required, i.e., parent involvement. WORKING ENVIRONMENT: Occasional to frequent moving of preschool equipment (cots, tables, chairs, etc.), lifting of infant to preschool age children, frequent stooping, bending, squatting and kneeling, frequent gross motor activities with children, both indoors and outdoors. The majority of time is spent in active experiences, either sitting in small chairs or on the floor, or walking, skipping, bending, kneeling, twisting, or reaching. Normal lifting would not exceed a 40-50 lb. child or 20-25 lb. equipment item. 60-70% of the work day is standing or walking and 30-40% is sitting (often on child-sized chairs or on the floor). EXPERIENCE: Completion of 175 days of experience in an instructional capacity in a childcare and development program, working at least three hours per day within the last four years is required and must be verified. (This experience may include paid and/or volunteer work). EDUCATION: Bachelor's degree from an accredited college/university is required. A Bachelor degree in Early Childhood Education or closely related field is preferred. CERTIFICATES: Possession of or ability to obtain, prior to employment, a valid California children’s center/child development permit authorizing instruction in a Child Development Center Program. (Refer to Commission on Teacher Credentialing pamphlet for: Child Development Teacher Permit. You must provide evidence of qualifying for required permit/credential with your application materials. NOTE: Requirements to obtain a Child Development Teacher Permit is: a. Completion of twenty-four semester units of course work in early childhood education/child development including at least one course in each of following core areas: Forty (40) semester units of college course work from an accredited college, relating to Early Childhood Education are required as listed: · Child/human growth and development; · Child, family and community, or child and family relations; · Program/curriculum, AND b. Sixteen diversified semester units in general education (i.e. at least one course in each of the following areas: Humanities and/or Fine Arts, Social Sciences, Math and/or Science, and English/Language Arts). NOTE: ALL COLLEGE TRANSCRIPTS MUST ACCOMPANY APPLICATION. (Transcripts need not be official during the screening process). LICENSES: Valid California Driver’s License CLEARANCES: Fingerprint Clearance, TB Clearance SPECIAL REQUIREMENTS: Must obtain and maintain a valid food handler’s permit. This organization complies with the following policies and practices This organization is an Equal Opportunity Employer and does not discriminate on the basis of race, color, national origin, creed, age, gender or disability. This organization complies with the Americans with Disabilities Act. Persons who may need some accommodation in the hiring process should contact the personnel office. This organization is a drug free and tobacco free workplace. Candidates shall be required to submit proof of U.S. Citizenship or legal U.S. residence if hired. Minimum age limit is (a) 18 or (b) 16 with either a work permit, high school diploma, or High School Certificate of Proficiency. 7/06 an Riverside County Office Of Education Instructional Assistant, Head Start/State Preschool/Center Based INSTRUCTIONAL ASST., HEAD START/STATE PRESCHOOL/CENTER BASED Purpose Statement: The job of Instructional Assistant - Head Start/State Preschool/Center Based is done for the purpose/s of assisting in the supervision and instruction of preschool aged children (3 - 5+ years old); performing classroom clerical tasks; assisting children in meeting health care needs and developing children’s daily living skills. Functions: ·Assists with the implementation of emergency procedures and first aid for the purpose of meeting immediate health care and safety needs of children. ·Assists other personnel as maybe required (e.g. site staff) for the purpose of supporting them in the completion of their work activities. ·May occasionally assist preschool aged children (e.g. feeding, changing diapers, toileting, etc.) for the purpose of providing appropriate care to children and maintaining a clean and orderly classroom environment. ·Assists teacher for the purpose of gathering student observation and assessment information. ·Cleans work areas (e.g. changing tables, cribs, sinks, linens, food service areas, etc.) for the purpose of maintaining a sanitary environment. ·Facilitates sign-in procedures at the site (e.g. receives and delivers children directly from/to parents or designee) for the purpose of ensuring safety of children and meeting program requirements. ·Maintains child care facilities for the purpose of ensuring a sanitary and safe environment for preschool aged children. ·May assist in food service (e.g. receive, set up/serve meals and snacks) for the purpose of meeting the nutritional needs of children. ·May oversee parent volunteers for the purpose of assisting them in their duties and maintaining records related to their attendance ·Organizes indoor/outdoor, quiet/active play activities appropriate to age group for the purpose of actively participating with children on scheduled hours and days. ·Performs record keeping and clerical functions (e.g. scheduling, copying, etc.) for the purpose of supporting the teacher and/or administrator in providing necessary records/materials. Job Requirements - Minimum Qualifications: Skills, Knowledge and Abilities SKILLS are required to perform multiple non-technical tasks with an occasional need to upgrade skills due to changing job conditions. Specific skills required to satisfactorily perform the functions of the job include: Communicate effectively with young children, parents and staff. Read, write, and speak English at a level sufficient for successful job performance. KNOWLEDGE is required to perform basic math; interpret written procedures, write routine documents and speak clearly; and analyze situations to define issues and draw conclusions. Specific knowledge required to satisfactorily perform the functions of the job includes: Knowledge of effective child guidance practices and principles. General knowledge of child growth and development, children, families and communities and program/curriculum used in early childhood education. Knowledge of classroom health and safety regulations. ABILITY is required to schedule activities; gather, collate, and/or classify data; and use basic job related equipment. Flexibility is required to work with others; analyze data utilizing defined and similar processes; and operate equipment using standard methods of operation. Ability is also required to work with a diversity of individuals; work with data of similar types and/or purposes; and utilize job related equipment. In working with others, some problem solving is required to analyze issues, create plans of action and reach solutions; with data it is limited; and with equipment it is limited. Specific abilities required to satisfactorily perform the functions of the job include: Communicate effectively with young children, parents, and staff. Effectively follow written and oral instructions. Maintain effectiveness in stressful situations. Learn effective and appropriate techniques and practices utilized in early childhood education. Responsibility: Responsibilities include: working under standardized instructions and/or routines; providing information and/or advising other persons; and operating within a defined budget and/or financial guidelines. Utilization of resources from other work units may be required to perform the job's functions. There is an opportunity to impact the Organization’s services. Working Environment: The usual and customary methods of performing the job's functions requires the following physical demands: significant lifting and carrying up to 50 pounds, pushing and/or pulling; some climbing and balancing; significant stooping, kneeling, crouching and/or crawling; significant reaching, handling, fingering and/or feeling. Generally the job requires 45% sitting, 30% walking and 25% standing. The job is performed under minimal temperature variations, a generally hazard free environment, and in a clean atmosphere. Experience: Job related experience is desired. Education: Targeted job related education that meets organization’s prerequisite requirements. Graduation from high school or equivalent. Completion of six (6) semester units of early childhood/child development education from a regionally accredited college or university or completion of ROP Child Care Program. NOTE: Level 2 Instructional Assistants assigned to work with infants must have three (3) units of early childhood/child development and three (3) units of infant/toddler education from a regionally accredited college or university. Required Testing: Offer of employment is contingent upon successful passing of a physical examination. Certificates & Licenses: Valid California Driver’s License Continuing Educ. / Training: None required. Clearances: Fingerprint Clearance and TB Clearance Approved 07/03/07 Imperial County Office of Education Certificated-- Child Development Site Supervisors Salary Schedule 2007-08 4.00% Increase 07-08 0.00% Increase 08-09 231 DAYS/8 HOUR DAY STEP ANNUAL MONTHLY DAILY HOURLY 1 YEAR A $ 23,925.00 $ 1,993.75 $ 103.57 $ 12.95 2 YEARS B $ 25,043.00 $ 2,086.92 $ 108.41 $ 13.55 3 YEARS C $ 26,093.00 $ 2,174.42 $ 112.96 $ 14.12 4 YEARS D $ 27,468.00 $ 2,289.00 $ 118.91 $ 14.86 5 YEARS E $ 28,774.00 $ 2,397.83 $ 124.56 $ 15.57 6 YEARS F $ 30,144.00 $ 2,512.00 $ 130.49 $ 16.31 7 YEARS G $ 31,576.00 $ 2,631.33 $ 136.69 $ 17.09 8 YEARS H $ 33,089.00 $ 2,757.42 $ 143.24 $ 17.91 11 YEARS I $ 34,678.00 $ 2,889.83 $ 150.12 $ 18.77 14 YEARS J $ 36,346.00 $ 3,028.83 $ 157.34 $ 19.67 17 YEARS K $ 38,095.00 $ 3,174.58 $ 164.91 $ 20.61 20 YEARS L $ 39,921.00 $ 3,326.75 $ 172.82 $ 21.60 24 YEARS M $ 41,917.00 $ 3,493.08 $ 181.46 $ 22.68 5/22/2008/PAGE 1 FISCAL CRISIS & MANAGEMENT ASSISTANCE TEAM STUDY AGREEMENT March 30, 2010 The FISCAL CRISIS AND MANAGEMENT ASSISTANCE TEAM (FCMAT), hereinafter referred to as the Team, and the Santa Barbara School Districts, hereinafter referred to as the District, mutually agree as follows: 1. BASIS OF AGREEMENT The Team provides a variety of services to school districts and county offices of education upon request. The District has requested that the Team provide for the assignment of professionals to study specific aspects of the Santa Barbara School Districts operations. These professionals may include staff of the Team, County Offices of Education, the California State Department of Education, school districts, or private contractors. All work shall be performed in accordance with the terms and conditions of this Agreement. 2. SCOPE OF THE WORK A. Scope and Objectives of the Study The scope and objectives of this study are to: The district’s child development program has been deficit spending for the last two fiscal years. In the 2008-09 fiscal year, the program ending the year with a $263,000 negative fund balance. The child development program has prepared a fiscal recovery plan and multi-year financial projection that provides a framework to restore the program's fiscal solvency. The District is requesting the FCMAT Team to utilize best practices and comparable data from districts operating similar child development programs and provide recommendations for improvement in the following areas: 1. Analyze the organizational structure of the child development department, including the number of programs, size and complexity of programs, and the administrative, instructional and support personnel required for an efficient operational program 1 2. Assess the alignment of district's child development programs, including Home Instructional Program for Preschool Youth (HIPPY), Cal-Safe, After School Education and Safety (ASES) program and the school-age child development program that also offers afterschool care and make recommendations 3. Evaluate the revenue sources of the various child development programs and make recommendations to enhance revenues or provide alternative funding sources 4. Assess the expenditure patterns of the various child development programs and make recommendation to reduce expenses 5. Prepare a cost center analysis of the various child development programs for each site that depicts the estimated revenues and expenses and the break even point for each program to operate without any contributions from the General Fund 6. Review the child development program’s Multi-Year fiscal solvency plan and recommend any changes necessary to improve the plan 7. Evaluate the current child development facilities including building capacities and make recommendations 8. Evaluate work flow processes and communication efficiencies between the child development program, business and personnel departments 9. Analyze the hours of site operation and the employment calendars of site staff, including the year round staff and make recommendations to reduce positions, if any 10. Review the job descriptions of the Coordinator, Administrator and Head Teacher to assess leadership requirements of the program's organizational structure 11. Analyze the Memorandum of Understanding with the Child Nutrition Services and make recommendations to decrease expenses, if any 12. Review the Santa Barbara Teacher's Association (SBTA) contractual agreement including the salary schedule placements to determine if the alignment with completed education levels is equitable for all staff. B. Services and Products to be Provided 1) Orientation Meeting - The Team will conduct an orientation session at the School District to brief District management and supervisory personnel on the procedures of the Team and on the purpose and schedule of the study 2) On-site Review - The Team will conduct an on-site review at the District office and at school sites if necessary 3) Exit Report - The Team will hold an exit meeting at the conclusion of the 2 on-site review to inform the District of significant findings and recommendations to that point 4) Exit Letter - The Team will issue an exit letter approximately 10 days after the exit meeting detailing significant findings and recommendations to date and memorializing the topics discussed in the exit meeting 5) Draft Reports - Sufficient copies of a preliminary draft report will be delivered to the District administration for review and comment 6) Final Report - Sufficient copies of the final study report will be delivered to the District administration following completion of the review 7) Follow-Up Support – Six months after the completion of the study, FCMAT will return to the District, if requested, to confirm the District’s progress in implementing the recommendations included in the report, at no cost. Status of the recommendations will be documented to the District in a FCMAT Management Letter 3. PROJECT PERSONNEL The study team will be supervised by Anthony L. Bridges, Deputy Executive Officer, Fiscal Crisis and Management Assistance Team, Kern County Superintendent of Schools Office. The study team may also include: A. Mary Barlow FCMAT Deputy Administrative Officer B. FCMAT Fiscal Consultant C. FCMAT Fiscal Consultant Other equally qualified consultants will be substituted in the event one of the above noted individuals is unable to participate in the study. 3 4. PROJECT COSTS The cost for studies requested pursuant to E.C. 42127.8(d)(1) shall be: A. $500.00 per day for each Team Member while on site, conducting fieldwork at other locations, preparing and presenting reports, or participating in meetings. B. All out-of-pocket expenses, including travel, meals, lodging, etc. The District will be billed for the daily rate and expenses of the independent consultant, only. The District will be invoiced at actual costs, with 50% of the estimated cost due following the completion of the on-site review and the remaining amount due upon acceptance of the final report by the District. Based on the elements noted in section 2 A, the total cost of the study is estimated at $18,500. C. Any change to the scope will affect the estimate of total cost. Payments for FCMAT services are payable to Kern County Superintendent of Schools - Administrative Agent. 5. RESPONSIBILITIES OF THE DISTRICT A. The District will provide office and conference room space while on-site reviews are in progress. B. The District will provide the following (if requested): 1) A map of the local area 2) Existing policies, regulations and prior reports addressing the study request 3) Current organizational charts 4) Current and four (4) prior year's audit reports 5) Any documents requested on a supplemental listing C. The District Administration will review a preliminary draft copy of the study. Any comments regarding the accuracy of the data presented in the report or the practicability of the recommendations will be reviewed with the Team prior to completion of the final report. Pursuant to EC 45125.1(c), representatives of FCMAT will have limited contact with District pupils. The District shall take appropriate steps to comply with EC 45125.1(c). 4 6. PROJECT SCHEDULE The following schedule outlines the planned completion dates for key study milestones: Orientation: to be determined Staff Interviews: to be determined Exit Interviews: to be determined Preliminary Report Submitted: to be determined Final Report Submitted: to be determined Board Presentation: to be determined Follow-Up Support: If requested 7. CONTACT PERSON Name of contact person: Eric D. Smith, Deputy Superintendent Telephone: (805) 963-4338 FAX: (805) 963-5685 E-Mail: esmith@sbsdk12.org J. Brian Sarvis, Superintendent. Date Santa Barbara School Districts March 30, 2010 Anthony L. Bridges, Deputy Executive Officer Date Fiscal Crisis and Management Assistance Team In keeping with the provisions of AB1200, the County Superintendent will be notified of this agreement between the District and FCMAT and will receive a copy of the final report. 5