LAFCO
SOI Circle Oaks County Water District 2007
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LOCAL AGENCY FORMATION COMMISSION OF NAPA COUNTY
CIRCLE OAKS COUNTY WATER DISTRICT
SPHERE OF INFLUENCE REVIEW
Final Report
June 2007
Prepared by:
LAFCO of Napa County
Committed to serving the citizens and government agencies of its
jurisdiction by encouraging the preservation of agricultural lands and
open-space and coordinating the efficient delivery of municipal services.
Jack Gingles, Chair, City Member
Brad Wagenknecht, Vice-Chair, County Member
Bill Dodd, Commissioner, County Member
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Cindy Coffey, Alternate Commissioner, City Member al is
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Mark Luce, Alternate Commissioner, County Member o io
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Gregory Rodeno, Alternate Commissioner, Public Member
Keene Simonds, Executive Officer
Jackie Gong, Commission Counsel NapaCounty
Tracy Geraghty, Analyst
Kathy Mabry, Commission Secretary
Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
INTRODUCTION
Local Agency Formation Commissions
Local Agency Formation Commissions (LAFCOs) were established in 1963 and are
responsible for administering California Government Code §56000 et seq., which is now
known as the Cortese-Knox-Hertzberg Local Government Reorganization Act of 2000.
LAFCOs are delegated regulatory and planning responsibilities to encourage the orderly
formation and development of local governmental agencies and services, preserve
agricultural and open-space lands, and to discourage urban sprawl. Duties include
regulating governmental boundary changes through annexations or detachments,
approving or disapproving city incorporations, and forming, consolidating, or dissolving
special districts. LAFCOs are also responsible for conducting studies that address a
range of service and governance issues to inform and direct regional planning activities
and objectives. LAFCOs are located in all 58 counties in California.
Spheres of Influence
Among LAFCO’s primary planning responsibilities is the determination of a sphere of
influence for each city and special district under its jurisdiction.1 California Government
Code §56076 defines a sphere as “a plan for the probable physical boundaries and service
area of a local agency, as determined by the commission.” LAFCO establishes, amends,
and updates spheres to indicate to local agencies and property owners that, at some future
date, a specific area will likely require the services provided by the subject agency. The
sphere determination also indicates the agency LAFCO believes to be best positioned to
serve the subject area. LAFCO is required to review each agency’s sphere by January 1,
2008 and every five years thereafter as necessary.
In establishing, amending, or updating a city or special district’s sphere, LAFCO is
required to consider and prepare written statements addressing four specific planning
factors. These planning factors, which are enumerated under California Government
Code §56425(e), are intended to capture the legislative intent of the sphere determination
with regard to promoting the logical and orderly development of each local agency.
These planning factors are:
• The present and planned land uses in the area, including agricultural and open-
space lands.
• The present and probable need for public facilities and services in the area.
• The present capacity of public facilities and adequacy of public services that the
agency provides or is authorized to provide.
• The existence of any social or economic communities of interest in the area if the
commission determines that they are relevant to the agency.
1 LAFCOs have been required to determine spheres for cities and special districts since 1972.
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
In addition, when reviewing a sphere for a special district, LAFCO must also do the
following:
• Require the special district to file a written statement with the Commission
specifying the functions or classes of services it provides.
• Establish the nature, location, and extent of any functions or classes of services
provided by the existing special district.
Beginning in 2001, to help inform the sphere review process, LAFCO is responsible for
preparing a municipal service review. A municipal service review can take on many
different forms, including a review of a single agency, or a review of several agencies
that provide a similar service, such as sewer, water, or fire protection. The municipal
service review culminates in the preparation of written determinations that address nine
specific factors enumerated under California Government Code §56430. The municipal
service review is a prerequisite to updating an agency’s sphere and may also lead LAFCO
to take other actions under its authority.
Circle Oaks County Water District
Between 2004 and 2006, LAFCO of Napa County completed two countywide municipal
service reviews on public water and sewer service providers. Both municipal service
reviews included evaluations of the level and range of water and sewer services provided
by the Circle Oaks County Water District. Both municipal service reviews culminated in
the Commission adopting written determinations regarding the adequacy of the District’s
water and sewer services pursuant to California Government Code §56430. 2
Drawing from information collected as part of the above-mentioned municipal service
reviews, this report represents the sphere review of the District under California
Government Code §56425. The report considers whether changes to the sphere are
warranted to plan the orderly development of the District in a manner that supports the
provisions of California Government Code and the policies of the Commission.
2 LAFCO Resolutions 04-19 and 06-08.
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
OVERVIEW
The Circle Oaks County Water District (COCWD) was formed in 1962 to provide water
and sewer services to Circle Oaks, a planned residential community in southeast Napa
County. Initial development plans for Circle Oaks included the construction of
approximately 2,200 residential units. However, due to changes in land use policies and
market conditions, development in Circle Oaks has been limited to a single 340-lot
residential subdivision referred to as “Unit One.” More recently, between September
2000 and April 2007, development in Circle Oaks was prohibited as a result of two
separate COCWD moratoriums on new water and sewer service connections.3
COCWD is organized as an independent special Circle Oaks County Water District
district under the authority of Division 12 of the
Date Formed 1962
California Water Code. It is governed by an
District Type: Independent
elected five-member board of directors that
California Water Code
serve staggered four-year terms. Elections are Enabling Legislation
§30000-33901
based on a registered-voter system. COCWD is Sewer
Services Provided
staffed by one part-time general manager Water
appointed by the Board. An engineering firm is contracted to operate COCWD’s sewer
and water systems. COCWD currently serves 189 developed single-family residences
with an estimated resident population of 486.4
Sphere of Influence
COCWD’s sphere was adopted by LAFCO in 1985. LAFCO designated the sphere to
include all residential parcels in or adjacent to Unit One and certain common open-space
areas owned by the Circle Oaks Homes Association. Excluded from the sphere were
parcels in COCWD non-contiguous to Unit One or owned by the District and the site of its
water and sewer service facilities. Outlying common open-space areas owned by the Circle
Oaks Homes Association in COCWD were also excluded from the sphere. There have
been no changes to the sphere since its adoption in 1985.5 A map depicting the sphere is
provided in Attachment One.
Land Use Factors
COCWD is under the land use authority of the County of Napa. The County designates
land located within and adjacent to COCWD as Agriculture, Watershed and Open Space.
The County General Plan specifies the intent of this designation as:
3 The moratorium on new water service connections was adopted by COCWD in September 2000 and lifted in
December 2006. The moratorium on new sewer service connections was adopted by COCWD in December 2006
and lifted in April 2007.
4 The population estimate has been calculated by LAFCO staff based on the number on COCWD’s current number of
service connections (189) and multiplied by the average population per-household estimate for Napa County (2.57)
as determined by the California Department of Finance.
5 In terms of jurisdictional changes, in 1964, LAFCO annexed 843 acres of adjacent land to facilitate a planned
residential subdivision. In 1984, LAFCO detached this area along with 2,174 acres at the request of property owners
after development plans failed to materialize.
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
“To provide areas where the predominant use is agriculturally oriented; where
watershed areas, reservoirs, floodplain tributaries, geologic hazards, soil conditions
and other constraints make the land relatively unsuitable for urban development;
where urban development would adversely impact on all such uses; and where the
protection of agriculture, watersheds, and floodplain tributaries from fire, pollution,
and erosion is essential to the general health, safety, and welfare.”
Development densities for the County are identified under its zoning standards. All land
located within Unit One is zoned Residential Single: B-10 and requires a minimum parcel
size of 10 acres. Based on current lot sizes, this zoning standard precludes additional
subdivision and related growth from occurring in Unit One. All adjacent lands to Unit
One are zoned Agricultural Watershed and requires a minimum parcel size of 160 acres.
In terms of current uses, the majority of land in COCWD consists of single-family
residences. The majority of residential uses are concentrated in Unit One, which includes
a total of 340 quarter-acre circular lots.6 To date, 182 lots in Unit One have been
developed and receive water and sewer services from COCWD.7 Land outside and
adjacent to COCWD is primarily characterized by open-space with limited rural
residential uses.
DISCUSSION
Pursuant to the Cortese-Knox-Hertzberg Local Government Reorganization Act of 2000,
the objective of this report is to identify and evaluate areas that warrant consideration for
inclusion or removal from COCWD’s sphere as part of a comprehensive update.
Underlying this effort is to designate the sphere in a manner that promotes the logical and
orderly development of COCWD in a manner that supports the provisions of California
Government Code and the policies of the Commission.
ANALYSIS
In adopting the sphere in 1985, LAFCO established a set of policies designating COCWD
as an urban service provider and specified that future sphere expansions be limited to
areas that are developed or planned for development at a “suburban density.” The
Commission also specified that sphere expansions be limited to areas that receive an
adequate level of water and sewer services.
The analysis conducted as part of the earlier municipal service reviews of COCWD
identified that the District has generally developed sufficient supply and infrastructure
capacities to adequately meet current water and sewer service demands. However, the
analysis also identified the need for COCWD to prepare facility plans to help inform
future capital improvement plans with respect to effectively accommodating future
service demands.
6 The number of lots in Unit One is based on the County of Napa Geographic Information System.
7 There are additional seven developed single-family residences in COCWD that are outside Unit One.
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
Based on the policies established by the Commission in 1985 along with information
analyzed as part of the earlier municipal service reviews, no changes to the existing
COCWD sphere are warranted at this time. This recommendation recognizes that the
existing sphere designates an appropriate service area for COCWD that generally reflects
the District's present and planned service capacities, supports existing and planned urban
uses, and does not encroach on surrounding agricultural or open-space uses.
Supplemental Analysis: Smaller-Than-Agency Sphere
Staff recognizes that the recommendation to make no changes to the sphere does not
address an existing inconsistency that is drawn from COCWD’s sphere encompassing
less territory than its jurisdictional boundary. This type of designation is referred to as a
“smaller-than-agency sphere” and is occasionally used by LAFCOs to indicate that there
is no need for services from the agency in the affected area. This designation is also
used by LAFCOs to indicate if the area is included in the sphere of another agency.
Although unorthodox, staff believes it is appropriate to maintain the smaller-than-agency
sphere designation for COCWD based on the following factors.
• The majority of areas located in COCWD’s jurisdictional boundary that lie
outside the sphere are owned by the District or the Circle Oaks Homes
Association and are used for utility services or as common open-space,
respectively. These land uses indicate that that there are no present or planned
need for water and sewer services in the affected areas.
• The remaining areas located in COCWD’s jurisdictional boundary that lie outside
the sphere consist of two residential parcels that are non-contiguous to Unit One.
Staff recognizes that including these areas into the sphere would be consistent
with the policy of the Commission to emphasize the delivery of services in
determining the location of special district spheres. However, because of the
location, including these areas into the sphere would require adding additional
land designated and zoned for agricultural and open-space uses or creating more
than one sphere boundary, which is against Commission policy. With these latter
comments in mind and because there are no impacts to COCWD or the affected
property owners, staff believes it is appropriate to keep these areas outside the
sphere at this time.
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Circle Oaks County Water District – Sphere of Influence Review LAFCO of Napa County
RECOMMENDATION
It is recommended that the Commission affirm with no changes COCWD’s existing
sphere. Pursuant to California Government Code §56425(e), the following statements
have been prepared in support of the recommendation:
1. The present and planned land uses in the area, including agricultural and
open-space lands.
The present and future land uses in the area are planned for by the County of
Napa as the affected land use authority. The County General Plan and
associated zoning standards provide for the current and future residential uses
that characterize the majority of the area.
2. The present and probable need for public facilities and services in the area.
The Circle Oaks County Water District provides water and sewer services
within the area. These services are vital in supporting existing and future
residential uses and protect public health and safety in the area.
3. The present capacity of public facilities and adequacy of public services that
the agency provides or is authorized to provide.
The Circle Oaks County Water District has demonstrated its ability to provide
an adequate level of water and sewer service to the area. These services were
comprehensively evaluated by LAFCO as part of recent municipal service
reviews.
4. The existence of any social or economic communities of interest in the area if
the commission determines that they are relevant to the agency.
The area includes the entire Circle Oaks community. This community shares
social and economic interdependences that are distinct from neighboring areas
and enhanced by its relatively isolated location.
Attachments:
1) Map
2) LAFCO Resolution No. 04-19 (Comprehensive Water Service Study)
3) LAFCO Resolution No. 06-08 (Comprehensive Study of Sanitation and Wastewater Treatment Providers)
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