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Reforming the State's Transfer Process: a Progress Report on Senate Bill 1440
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Reforming the State’s Transfer Process:
A Progress Report on
Senate Bill 1440
M A C T A y l o r • l e g i s l A T i v e A n A l y s T • M A y 11, 2 0 12
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2 Legislative Analyst’s Office www.lao.ca.gov
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ExEcuTivE SummARy
Transfer Is a Core—Yet Historically Problematic—Feature of the State’s Higher Education
System. The Legislature has long recognized the importance of facilitating the efficient transfer of
students between the California Community Colleges (CCC) and four-year universities. According
to the Master Plan for Higher Education (originally adopted by the Legislature in 1960 and periodi-
cally reviewed), “The transfer function shall be recognized by the Governor, Legislature, and the
governing boards of each of California’s postsecondary education segments as a central institutional
priority of all segments of higher education.” Despite this emphasis by the state, however, CCC
students often must navigate a complex maze of transfer course requirements, which can make
accessing and completing a baccalaureate program difficult.
Recent Legislation Designed to Streamline Major Transfer Pathways. In an attempt to funda-
mentally reform the state’s primary transfer pipeline from CCC to the California State University
(CSU) system, the Legislature and Governor enacted Chapter 428, Statutes of 2010 (SB 1440,
Padilla). The legislation requires community colleges to create two-year (60 unit) degrees (known as
“associate degrees for transfer”) that are fully transferable to CSU. These degrees require completion
of (1) a minimum of 18 units in a major or area of emphasis, as determined by each community
college, and (2) an approved set of general-education requirements. Students who earn such a degree
are automatically eligible to transfer to the CSU system as an upper-division (junior) student in a
bachelor’s degree program. Though these students are not guaranteed admission to a particular
CSU campus or into a particular degree program, SB 1440 gives them priority admission to a CSU
program that is “similar” to the student’s CCC major or area of emphasis, as determined by the CSU
campus to which the student is admitted. Once admitted, SB 1440 students need only to complete
two additional years (an additional 60 units) of coursework to earn a bachelor’s degree.
Notable Progress Has Been Made . . . The legislation requires the Legislative Analyst’s Office
(LAO) to provide a status report to the Legislature by spring 2012 on the segments’ progress in
implementing SB 1440. This report is in fulfillment of that reporting requirement. Our review finds
that CCC and CSU have made some notable progress on multiple fronts:
• Creation of Transfer Model Curricula (TMC). Though the legislation does not require
it, intersegmental faculty have developed TMC for a number of the most commonly
transferred majors. The TMC identify a set of lower-division courses in a major that will
prepare CCC transfer students for the more-advanced coursework they take as juniors and
seniors at CSU. Once a TMC is approved by faculty, community colleges use it to design
an associate degree for transfer in that particular major. (These degrees are often referred
to as “TMC-aligned associate degrees for transfer.”) To date, CCC and CSU faculty have
approved TMC for 18 majors, with eight additional TMC currently under development.
• Development of Associate Degrees for Transfer. A number of community colleges are
rapidly rolling out TMC-aligned associate degrees for transfer and making them available
to students. According to a recent survey of community colleges by the CCC Chancellor’s
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Office, about 15 colleges have associate degrees for transfer either developed or in the
process of being developed for each major they currently offer with an approved TMC.
• Acceptance of TMC as Similar to Degrees at CSU. The CSU Chancellor’s Office has
set a goal for each CSU campus to offer at least one similar degree for each TMC-aligned
associate degree for transfer (where the CSU campuses offer such programs). To date, six
CSU campuses have achieved this goal, with CSU working to make available more degree
options to SB 1440 transfer students.
. . . But Results Are Falling Short of Legislation’s Intent. While some progress has been made
to implement SB 1440, both segments have much room for improvement. For example, an average
of just four associate degrees for transfer have been developed per community college. In addition,
a number of community colleges have expressed reluctance to create more than a handful of such
degrees despite the CCC Chancellor’s Office goal that, by 2014, each community college have a
TMC-aligned associate degree for transfer in every major it offers. For their part, CSU campuses
and academic programs vary significantly in terms of accepting such CCC degrees for their bache-
lor’s degree programs. We find that for the most part such variation and the resulting complexity
could be reduced. Based on the progress to date in matching TMC to CSU majors, it appears that a
significant number of CCC students with an associate degree for transfer could be denied many of
the benefits of SB 1440.
LAO Recommendations. Our review finds that additional work needs to be done by both
segments to achieve the Legislature’s intended goals. To this end, we recommend the Legislature
provide additional guidance and clarification to CCC and CSU on their responsibilities, as well as
continued oversight to track their progress. Specifically, we recommend the Legislature:
• Statutorily endorse the TMC approach as the preferred basis for associate degrees for
transfer, and consider setting an expectation for the development of additional TMC (such
as that TMC disciplines cover at least 90 percent of CCC transfer enrollments at CSU).
• Clarify in statute that community colleges are expected to create an associate degree for
transfer in every major they offer that has an approved TMC, and consider establishing a
timeline for achievement of full compliance.
• Clarify in statute its expectation that—with limited exceptions—CSU campuses accept
TMC-aligned associate degrees for transfer in each of the CSU degree options within a
given major.
• Begin to identify next steps if the segments fall short of meeting the above goals. These steps
could include involving external entities to address areas of poor compliance and the loss of
some state funding (or increases if goals are exceeded).
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inTRoducTion
In the 1960 Master Plan for Higher Education, develop two-year (60 unit) associate degrees that
the Legislature adopted a number of policies are completely transferrable to CSU. Students who
for ensuring college access to the state’s public earn such a degree are guaranteed admission in
higher education segments. A key provision of the CSU system, and would be required only to
the Master Plan is the transfer function, which complete two additional years (an additional
gives state residents an opportunity to begin their 60 units) of coursework to earn a bachelor’s degree.
postsecondary studies at CCC and eventually move The legislation requires the LAO by spring 2012, to
to the University of California (UC) or CSU to earn provide an update to the Legislature on CCC’s and
a bachelor’s degree. Unfortunately, the transfer CSU’s implementation of SB 1440. The legislation
process from CCC to the public universities has further requires a fuller assessment by 2015 of how
never worked as well as intended. For years, the the reforms actually improve the transfer pathway.
Legislature has sought to make improvements. This report is in fulfillment of the first
Despite these efforts, transfer students still must reporting requirement. Below, we explain the
often navigate a complex maze of requirements purpose and features of the new law, provide an
that vary across campuses. This can make it very assessment of the segments’ progress to date,
difficult for students to transfer successfully. and conclude with recommendations on how to
In an attempt to fundamentally reform the ensure that the segments stay on track and achieve
state’s major transfer pathway—that from CCC the legislation’s intended goals. We begin by
to CSU—the Legislature and Governor enacted including an overview of key issues and concepts
Chapter 428, Statutes of 2010 (SB 1440, Padilla). pertaining to the state’s higher education system
Senate Bill 1440, which passed both houses with and transfer process, which provides the relevant
unanimous support and included a total of background and context for our later analysis and
46 co-authors, requires community colleges to recommendations.
BAckgRound
importance of the Transfer Process students from somewhat larger pools of high school
graduates. In reducing the eligibility pools, the
Three-Tiered System Depends on Transfer to
Legislature sought to protect educational standards
Maintain Access. The Master Plan calls for UC to
at UC and CSU.
draw its entering freshmen from the top one-eighth
At the same time, the Legislature stressed the
(12.5 percent) of public high school graduates, CSU
importance of the transfer process in maintaining
to draw from the top one-third (33.3 percent), and
access to higher education for all California
the junior (community) colleges to admit all high
residents. The Master Plan declares that “so long
school graduates and all persons over 18 years
as any high school graduate can be admitted to
of age capable of benefiting from the instruction
a junior college, it [reducing the eligibility pools]
offered. When the Legislature established these
will not reduce the opportunity for students able
targets in 1960, both UC and CSU were admitting
and willing to meet the requirements for transfer
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to the upper division in the state colleges and the upper-division (junior and senior) enrollment
University of California.” Overall, the Legislature of 60 percent of total undergraduate enrollment.
envisioned the transfer process as an important The expressed intent is to preserve access for
avenue for any student to earn a bachelor’s degree. qualified upper-division transfer students from the
Transfers Given Priority in Undergraduate community colleges.
Admissions. In order to guide the universities in CSU Enrolls Majority of Transfer Students.
their enrollment planning and admission decisions, The majority of students transferring from CCC
the Legislature has adopted statutory admissions enroll at CSU, as shown in Figure 1. In addition,
priorities stating that, to the extent practicable, the transfer students from CCC regularly comprise
two segments should admit and enroll California more than half of CSU’s bachelor’s degree recipients
residents at the undergraduate student level in the and more than one-quarter of those at UC.
following priority order. Because CSU enrolls the majority of community
1. Continuing undergraduate students in good college transfer students, the state’s efforts to
standing. improve the transfer process (including SB 1440)
have tended to focus on transfer pathways from
2. Qualified community college transfer
CCC to CSU.
students who have successfully met all
transfer requirements. Graphic Sign Off
Eligibility for Transfer Admission
3. Other qualified transfer students. Secretary
The admissions process for transfer students
Analyst
consists of two parts: (1) eligibility for admission
4. New students entering as freshmen or
Director
to the segment and (2) selection to a particular
sophomores.
campDues pour taycademic program. Eligibility applies
Within each of these enrollment categories,
to the segment as a whole and does not guarantee
statute directs that the universities give priority
admission to any particular campus. Campuses
consideration to certain applicants (such as
and programs select students for admission from
veterans) above other groups. In addition,
among eligible students.
current law requires that UC and CSU maintain
With few exceptions, a student must complete
Figure 1 60 semester (90 quarter) units of transferable
CSU Is Most Common lower-division (freshman and sophomore) course
Destination for CCC Transfers requirements at a community college with an
Total: 112,237 Transfer Students (2010-11) overall grade point average (GPA) of 2.0 on a
four-point scale to be eligible for transfer admission
Out of State to CSU. Within these units, a student must
complete at least 30 semester (45 quarter) units of
general education courses—including courses in
written communications, oral communication,
In-State CSU
Private critical thinking, and mathematics/quantitative
reasoning—with a “C” grade or better in each
of these four courses. A student who completes
these requirements may be considered for transfer
UC
admission at the junior level.
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ARTWORK #110355
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Selection for Transfer Admission all nonlocal applicants that are stricter
than systemwide minimum eligibility.
Not All Qualified Students Are Admitted.
Campuses may declare impaction at
Although the Master Plan’s eligibility policy
the freshman or transfer level, or both.
promises access to CSU to every eligible applicant
Seventeen campuses are impacted for
who applies, the university’s budgetary resources in
2012-13. Consistent with the Trustees’
any given year are finite. State funding for CSU in
policy of protecting local access, impacted
the annual budget act typically is based on a target
campuses guarantee admission to all local
enrollment level that the university is expected to
applicants who meet systemwide eligibility
serve. The CSU Chancellor’s office must work with
requirements.
campuses to manage enrollment to targeted levels
while still ensuring that all eligible applicants are
• Program Impaction. A campus can declare
offered an enrollment slot. Achieving these twin
program impaction when the number of
goals sometimes has required making it harder
qualified freshman or transfer applicants to
for students to submit eligible applications—for
a particular program—such as mechanical
example, by setting stricter application deadlines
engineering or nursing—exceeds available
or modifying transfer requirements. Until recently,
space at the campus. Impacted programs
a qualified transfer applicant who was attentive to
may establish supplemental admission
(and met) CSU’s general eligibility requirements
criteria for all applicants—local and
could count on admission to his or her local
nonlocal. For example, they can require
campus and most other campuses. In recent years,
completion of specified pre-major
some CSU campuses have denied admission to
courses for transfer applicants, and set
some qualified transfer applicants.
GPA thresholds above the systemwide
Campuses Use Impaction to Manage
requirement of 2.0. As a result, there
Enrollment. An especially powerful enrollment
is no local admission guarantee for
management tool is “impaction,” whereby
impacted programs, although campuses
admissions criteria can be raised above the
may award local students extra points or
systemwide requirements for certain programs
other consideration to help make them
or groups of students. In contrast to most other
more competitive. Historically, only a
enrollment management techniques (which still
relatively small number of programs were
guarantee a spot for all eligible applicants to a
impacted—primarily programs with
campus), impaction allows campuses or programs
unusually high demand or more costly
to deny admission to applicants who do not
programs with enrollment limited by
meet enhanced requirements beyond statewide
resource constraints. While most CSU
eligibility. There are two primary categories of
campuses have some impacted programs,
impaction:
4 of the 23 campuses have now declared all
• Campus Impaction. A campus can declare of their majors impacted (Fullerton, San
campus impaction when the number of Diego, San Jose, and San Luis Obispo).
qualified applicants to a campus exceeds
Students May Enter Campus-to-Campus
campus capacity. An impacted campus
Transfer Agreements. Some CSU campuses
may establish admissions criteria for
provide the opportunity for all students that attend
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certain community colleges to enter into a transfer major Preparation Requirements
admission agreement (sometimes called a transfer
At many CSU campuses, entering transfer
admission guarantee). A transfer agreement
students are required to specify a major on their
works as a contract between the student and the
admissions application. (In other instances,
university campus he or she wishes to attend by
students can apply with an “undeclared” major.)
granting priority or guaranteed admission if the
In order to ensure that students are prepared
student meets certain academic requirements,
for advanced study in a particular major, some
including completing specified courses and
university departments advise or require students
achieving a minimum GPA.
to complete major preparation (also known as
pre-major) courses during their first two years in
general Education Requirements
college. These courses may be prerequisites for
In addition to basic eligibility requirements,
other courses required as part of the major. For
CSU maintains general education and major
instance, an introductory course in statistics is
preparation requirements for all students. While
often a prerequisite for certain upper-division
students who enroll as freshmen at CSU are able
courses required for a baccalaureate degree in
to satisfy these requirements during the course of
psychology. Some majors, particularly in the
their CSU enrollment, transfer students must fulfill
sciences, require significant numbers of pre-major
some of the requirements in advance to qualify for
courses, while others require only a few.
transfer admission.
Courses May Fulfill Both General Education
General Education Requirements
and Major Requirements. A campus may permit
Standardized. General education requirements
a single course to satisfy a general education
are designed to expose students to a broad range
and major requirement. For example, a writing
of subjects and develop their critical thinking,
course could meet (1) the written communication
quantitative reasoning, information literacy,
requirement for GE-Breadth or IGETC and (2) a
communication, and other competencies.
lower-division requirement for the English major.
The CSU has established systemwide general
By selecting courses that serve a dual purpose, a
education requirements called the CSU General
student can fulfill general education and major
Education Breadth, or GE-Breadth, requirements.
preparation requirements in fewer units than
In addition, CSU has collaborated with UC to
otherwise would be possible.
establish the Intersegmental General Education
Major Preparation Varies by CSU Campus.
Transfer Curriculum, or IGETC, with common
Preparatory courses for a particular major have
general education requirements that CCC transfer
historically varied across CSU campuses. For
students can use to fulfill lower-division general
example, the pre-major course requirements for
education requirements at a UC or CSU campus.
physics could differ from one CSU campus to
(The GE-Breadth requirements are more commonly
another. This has meant that a student intending
used by CCC students intending to transfer to
to transfer to a specific campus might complete
CSU.) These requirements are summarized in the
courses that only meet the major requirements
nearby box.
of that campus. If the student later decides to
apply to a different university campus, the student
might need to take more course units at the
community college or university. This is one reason
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california State university (cSu) general Education Requirements Are Standardized
CSU General Education Breadth (GE-Breadth) Pattern. The CSU GE-Breadth pattern consists
of 48 semester (72 quarter) units. For transfer students, at least 30 and no more than 39 semester
units may be transferred from a community college. Students must complete any remaining lower
division units and nine upper division units after transfer. Each community college maintains a list
of courses that have been approved to fulfill specific GE-Breadth requirements. (Units shown are
minimum semester units; quarter unit requirements are higher.) Students must complete at least one
course in each of the specified areas.
• Communication in the English Language and Critical Thinking (nine units)
- Written communication
- Oral communication
- Critical thinking
• Physical Universe and Its Life Forms (six units) at least one course with a lab component
- Physical science
- Life science
• Math and quantitative reasoning (three units)
• Arts, Literature, Philosophy, and Languages Other Than English (nine units)
- Arts (arts, cinema, dance, music, theater)
- Humanities (literature, philosophy, languages other than English)
• Social, Political, and Economic Institutions (nine units)
- Sociology, anthropology, economics, history, political science, psychology, and others
• Lifelong Understanding and Self-Development (three units)
- Courses with sociological, physiological, or psychological content, or physical activity
Intersegmental General Education Transfer Curriculum (IGETC). Similarly, the IGETC is a
general education program that California Community College transfer students can use to fulfill
lower-division general education requirements at a CSU or the University of California campus.
The IGETC requires completion of a minimum of 37 semester (49 quarter) units of lower division
work with a “C” grade or better in each course. The IGETC pattern requires one more science unit
than GE-Breadth, and does not include a lifelong learning requirement. Student completing IGETC
requirements at community college must also complete nine upper division semester units of general
education (12 quarter units) after transfer.
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many students accumulate excess units to earn a inconsistent Requirements a
bachelor’s degree. Longstanding concern
Course Articulation Also Varies. Each
Variation in major preparation courses and
CSU campus department determines which
course articulation across CSU campuses has
courses from each CCC campus it will accept as
been an ongoing concern for transfer students
comparable to its required courses. The process
and policymakers. Despite previous efforts to
of linking CCC courses to CSU campus course
streamline transfer—including legislation requiring
requirements is known as course articulation.
CSU to develop systemwide lower-division
While the business management department
transfer curricula (called Lower-Division Transfer
at one CSU campus may accept a particular
Patterns)—differences persist across campuses.
community college’s statistics course as satisfying
This variation complicates the transfer process by
its introductory statistics requirement, the business
requiring multiple campus-to-campus articulation
management department at another CSU campus
agreements, limiting students’ campus options,
may determine that the same community college
and increasing students’ difficulty in identifying
course does not have the focus, content, and rigor
comparable courses that will satisfy requirements at
necessary to satisfy its corresponding requirement.
different campuses. As a result, the transfer process
has not been as efficient or effective as envisioned in
the Master Plan.
PRoviSionS And PuRPoSE of SB 1440
New Law Designed to Create Clear Degree and Regular Associate Degrees Are Not Necessarily
Transfer Pathways. In response to these concerns Transferable. Currently, community colleges offer
about the transfer process, the Legislature passed associate of arts and associate of science degrees
SB 1440. (The Appendix contains the full text of the in a number of programs. Under CCC regulations,
legislation.) The legislation is designed to accomplish associate degrees must consist of a total of at least
two main goals. First, SB 1440 seeks to create clearer 60 credit units (typically about 20 courses). Of that
pathways from CCC to CSU. In so doing, the intent amount, at least 18 units must be a particular major
is to reduce the number of excess units students take or area of emphasis, and a minimum of
at CCC and CSU in fulfillment of CSU’s transfer and 18 units must be in general education. In addition,
graduation requirements (thereby increasing students’ regulations permit community colleges to require
chances of achieving their educational goals, as well as students to fulfill local course requirements,
freeing up course enrollment slots for other students). such as coursework in ethnic studies or physical
Second, by giving admission priority to transfer education. Degree units do not necessarily have to
students with an associate degree for transfer, the be transferable to a four-year institution. (In fact,
legislation seeks to create a strong incentive for students CCC regulations allow colleges to apply certain
to obtain an associate’s degree while attending CCC, courses toward an associate degree which are not
so that students who transfer to CSU but are unable even college-level, such as Elementary Algebra.)
to complete a baccalaureate program have at least an Students who seek these degrees typically have one
associate’s degree when entering the job market. of two educational goals: to enter the workforce
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directly upon receiving a degree (such as a student major that is similar to what they majored in at
in an Automotive Technology degree program), or the community college. Determination of which
to transfer to a four-year institution. CSU and CCC degree programs are similar is left
Legislation Requires Community Colleges to to the CSU campus to which the transfer student
Create Associate Degrees for Transfer. Senate Bill is admitted. Students with an associate degree
1440 requires community colleges to create a new for transfer who seek to transfer to CSU receive
type of associate degree called associate degrees for priority “over all other” transfer-seeking CCC
transfer. These degrees consist of a total of 60 units students, with the exception of CCC students who
of coursework, all of which must be transferable to entered into a transfer agreement with CSU prior to
CSU. To earn this degree, students must complete fall 2012.
a minimum of 18 units in a major or area of Limit on Number of Units Transfer Students
emphasis “as determined by the community college Must Complete to Earn Bachelor’s Degree. Once
district.” Students also must meet their general- admitted to a CSU campus and program, students
education requirements by completing either the with an associate degree for transfer need to
full IGETC or lower-division CSU GE-Breadth complete 60 additional units to obtain a bachelor’s
pattern. The legislation prohibits CCC from degree. (Students may need to complete more than
imposing additional local requirements. 60 units at CSU if the bachelor’s degree requires
CSU Must Admit SB 1440 Transfer Students more than the standard 120 units.) The statute also
as Juniors Somewhere in the System. Beginning specifies that CSU cannot require students to repeat
in fall 2011, students who earn an associate degree any courses that are similar to what they took as
for transfer (which, like regular associate degrees, part of their coursework leading to an associate
requires a minimum 2.0 GPA) are automatically degree for transfer.
eligible to transfer to the CSU system as an upper- Veterans’ Priority Maintained. The Legislature
division (junior) student in a bachelor’s degree subsequently adopted Chapter 349, Statutes of 2011
program. Because of impaction (discussed in the (SB 940, Committee on Education), to clarify its
previous section), students are not guaranteed intent that priority for SB 1440 students be granted
admission to a particular CSU campus or into a consistent with existing admission priority for
particular program (major). However, CSU must recently released veterans of the armed forces of the
grant SB 1440 students “priority admission” to United States, and other established priorities. (The
(1) their local CSU campus and (2) a program or priority categories are listed in the “Background”
section of this report.)
imPLEmEnTATion of SB 1440
formation of implementation Offices of the respective segments and various
and oversight committee other organizations (such as student groups and
the Academic Senates of CCC and CSU). The
Following enactment of SB 1440, CCC and
IOC is designed to work through details on the
CSU formed the SB 1440 Implementation and
implementation of SB 1440 and ensure coordination
Oversight Committee (IOC). The IOC comprises
between the two segments. For example, as
18 members drawn from the Chancellor’s
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discussed later, members of the committee Role of ccc and cSu faculty
discussed and agreed on how to give priority
Development of Transfer Model Curricula as
admission to SB 1440 transfer students. They also
Basis of New CCC Degrees. The legislation provides
agreed on a marketing and communications plan
individual CCC districts with the authority to
to make students, counselors, campus admissions
choose the courses that are included in the 18-unit
directors, and others aware of the new degree and
requirement for a major/area of emphasis. In
transfer pathway. The IOC had its first meeting in
theory, therefore, there could be considerable
November 2010, and has generally met monthly
variation across the CCC system with regard
since that time.
to the courses that students pursuing the same
Building Statewide Pathways: The Role of the course identification number System (c-id)
In response to Chapter 428, Statutes of 2010 (SB 1440, Padilla), the California Community
College (CCC) and the California State University (CSU) Academic Senates decided to create
statewide Transfer Model Curricula (TMC) for a number of the most commonly transferred majors.
Each TMC includes lower-division courses that intersegmental faculty have determined would
provide transfer students with the necessary content to be ready for coursework in their major at
the upper-division level. To develop TMC, faculty have relied on infrastructure that was already
in place to support the C-ID. The C-ID, which was created in 2007, is a system that simplifies the
identification of comparable courses at different college and universities. Through C-ID, faculty
representing their respective disciplines identify the courses that should be included in each TMC.
Faculty groups then develop and review “C-ID descriptors” for each course in the TMC. (Often,
faculty work off of course descriptors that were developed as part of the earlier cross-segmental
articulation efforts, such as Lower Division Transfer Pattern.) Both the draft course descriptors
and the draft TMC are vetted statewide for CCC and CSU faculty input before they are finalized.
These descriptors include basic information about the course, such as the topics that are covered,
the knowledge and skills that students should be able to demonstrate as a result of taking it (course
objectives), how students are evaluated (such as through essay exams and research papers), and
sample textbooks or other instructional materials that are commonly used.
Once a descriptor is fully vetted by faculty, it is given a unique course identifier. (“College
Algebra,” for example, is designated C-ID MATH 150.) At that point, community colleges are able
to submit their course outlines of record to a team of CCC and CSU faculty, who review the submis-
sions. Courses that match a particular descriptor are assigned that same C-ID course identifier. (So
regardless of a local college’s course number, a math course at a community college that matches
the College Algebra descriptor would also carry the additional designation of C-ID MATH 150.)
The C-ID process facilitates the ability of faculty to build their own associate degrees for transfer
that align with the approved TMC in that discipline. The C-ID also makes it easy for students,
counselors, and others to identify courses that are comparable across campuses and segments
(thus reducing uncertainty around whether transfer students at CSU are being required to repeat
coursework they already took at CCC, which is prohibited by SB 1440).
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associate degree for transfer are required to take. To process of creating these degrees is very similar
ensure that all students who complete their lower- to that of regular associate degrees. First, CCC
division major coursework at CCC have the proper department faculty must decide on the courses that
foundation to succeed in upper-division major will make up the 18 units required for the major or
coursework at CSU, the Academic Senates of CCC area of emphasis. The proposed degrees are then
and CSU opted to promote a statewide, rather than vetted by the college’s interdisciplinary curriculum
a local approach, to implementing SB 1440. Toward committee. After that, the district’s governing
that end, intersegmental groups of faculty have board must approve the degree during a public
developed TMC for the most commonly transferred hearing. Finally, the district submits the proposed
majors. The TMC identify a set of courses that degree to the systemwide Chancellor’s Office for
will prepare CCC students for the more-advanced review. Once approved, the degree program is
courses they take as juniors and seniors at CSU. The added to the college catalog.
TMC typically include at least six units of “core” CCC Chancellor’s Office Has Set Expectations
coursework that are required of all students seeking for Local Compliance With Law. Though SB 1440
an associate degree for transfer in their major. In requires community colleges to develop associate
addition, TMC include a list of other courses (in degrees for transfer, the legislation does not
that major or a related discipline) that community specify the number of degrees that a college must
colleges can select to design their local associate create. Absent an explicit statutory goal, the CCC
degrees for transfer. (Faculty use a common course Chancellor’s Office determined that, by the end of
numbering system to help them develop these TMC, 2011, a college must develop at least two associate
as discussed in the nearby box.) degrees for transfer in order to be in compliance.
Eighteen TMC Have Been Developed, With
Some More in the Pipeline. As Figure 2 shows,
Figure 2
the first four TMC—in communication studies,
Approved Transfer Model Curricula
mathematics, psychology, and sociology—were
As of March 30, 2012
approved by faculty in early 2011. Faculty finalized
Discipline Date Approved
12 other TMC in 2011, and recently approved
2 additional TMC (in elementary education and Communication Studies January 2011
Psychology January 2011
music). According to the CCC and CSU Academic
Sociology January 2011
Senates, faculty expect to finalize at least eight more Mathematics March 2011
TMC in 2012. (As explained in the box on page 14, Administration of Justice May 2011
Early Childhood Education May 2011
intersegmental faculty and IOC members are also
Geology May 2011
discussing ways of streamlining transfer pathways History May 2011
for the nursing major, which has unique curricular Physics May 2011
Theatre May 2011
requirements.)
Art History June 2011
Business Administration June 2011
Rolling out Associate degrees for Transfer
English June 2011
Kinesiology June 2011
Multistep Review and Approval Process for
Political Science June 2011
Associate Degrees. Once a TMC is approved,
Studio Arts June 2011
community colleges may use it to design an Music February 2012
Elementary Education March 2012
associate degree for transfer in that program. The
www.lao.ca.gov Legislative Analyst’s Office 13
An LAO RepORt
Segments considering different Approach for nursing
The requirements for a nursing license in California, largely prescribed by the Board of
Registered Nursing, include 36 units of nursing content—far exceeding the 18-unit major
requirement in Chapter 428, Statutes of 2010 (SB 1440, Padilla). When combined with general-
education requirements, associate degrees in nursing typically total more than 60 units, and thus fall
outside of SB 1440. To facilitate transfer to Bachelor of Science in Nursing (BSN) programs, faculty
in both systems are discussing the possibility of a 70-unit core associate degree curriculum that
would transfer to the California State University (CSU) for full credit. The CSU nursing programs,
in turn, would develop a 50-unit model curriculum or other mechanisms to permit associate degree
for transfer students to complete a BSN degree within a total of 50 units after transfer.
Going forward, the Chancellor’s Office has set the Initially, several CSU campuses determined that in
goal that, by the end of 2014, community colleges will some majors, none of their degree programs were
have an associate degree for transfer in all programs similar to the approved TMC. In other words, they
in which (1) they currently offer a regular associate could not ensure baccalaureate completion within
degree and (2) where a TMC exists. As an interim 60 additional units to students transferring with
goal, the Chancellor’s Office expects that each college TMC-aligned associate degrees in those majors given
offer an associate degree for transfer in at least the CSU program’s existing course requirements.
80 percent of such programs by the end of 2013. While CSU campuses based their initial
reviews on their existing degree programs, the CSU
designating Similar Programs
Chancellor’s Office directed them to consider changes
Each CSU Campus Determines Which to their degree programs with the goal of turning “not
CCC Majors Are Similar to Its Own Majors. As similar” determinations to “similar.” To that end, the
described above, SB 1440 gives a student with an Chancellor’s Office suggested a number of strategies
associate degree for transfer priority admission for campuses to consider, including:
to a CSU program that is similar to the student’s
• Reducing the number of elective units.
community college major or area of emphasis,
as determined by the CSU campus to which the • Reducing the number of units required in the
student is admitted. To implement this provision, major.
CSU developed the following definition:
• Moving required major courses from upper
An associate degree for transfer is similar
to lower division.
to a CSU baccalaureate degree “when
a specific CSU campus by its processes • Requiring double-counting of American
Institutions with major course requirements,
determines that a student so prepared can
upper-division general education require-
successfully complete the bachelor’s degree
ments, or campus-specific requirements.
within 60 additional units.” (See nearby box for an explanation of CSU
American Institutions requirements.)
The CSU Chancellor’s Office asked each
campus to identify its similar degrees for each of • Reducing the number of units required in
the first 16 approved TMC by September 15, 2011. American Institutions.
14 Legislative Analyst’s Office www.lao.ca.gov
An LAO RepORt
• Reducing the number of units required in students who complete an associate degree for
general education (for campuses that require transfer, however, the IOC agreed that the only
more than the systemwide minimum). permissible supplemental criteria will be GPA.
As shown in Figure 3 (next page), students
• Reducing the number of units required in
from outside a campus’ local admission area
campus-specific graduation requirements
applying to an impacted campus (for programs
(for example, technological proficiency, cross-
that are not impacted) are awarded an additional
cultural competence, or language other than
two-tenths (0.2) of a GPA point on a four-point
English).
scale to make them more competitive for admission
to the campus. (Local students are guaranteed
• Requesting a waiver of the American
admission to these programs.) Local and nonlocal
Institutions requirements.
students applying to impacted programs (at any
The CSU Chancellor’s Office has set a goal
campus) are awarded an additional 0.1 GPA point
of offering at least one similar degree option in
in programs admitting 20 or more students. No
each TMC discipline in which a campus offers
priority is awarded in impacted programs with
a bachelor’s degree. A degree option can be a
fewer than 20 slots.
concentration, emphasis, or particular track within
Highest Priority Granted for Spring 2013
a major (such as a teacher education focus within
Admission. In response to budget concerns, CSU
the history major) leading to a bachelor’s degree.
will not accept applications for admission in the
spring 2013 term, with very limited exceptions.
defining Priority Admission
The primary exception is for CCC graduates
System Awards Modest GPA Bonus for
with associate degrees for transfer applying to
SB 1440 Applicants. As described earlier, CSU
similar CSU programs. This CSU policy decision
may impose supplemental criteria for admission
highlights the extent to which the university
to impacted programs and campuses, including
system is prioritizing SB 1440 implementation.
additional required courses and GPAs above the
The policy provides a strong incentive for CCC
systemwide eligibility requirement of 2.0. For
california State university (cSu) American institutions Requirements
The CSU’s regulations require campuses to provide instruction in United States history
(including California history and local government), the Constitution, and American ideals; and
require students to demonstrate competence in these areas. This requirement is sometimes referred
to as the “American Institutions” or “AI” requirement. While some campuses allow students to
demonstrate their knowledge through comprehensive examinations, other campuses require
students to successfully complete up to two courses to meet this requirement. These additional
courses could result in degree requirements exceeding 60 additional units, rendering the degree
“not similar” to a Transfer Model Curriculum (TMC). On July 12, 2011, the CSU Board of Trustees
amended its regulations to include a provision for granting—under specified conditions—exceptions
to this requirement. This change allows more flexibility as campuses develop their TMC. To date,
however, no campus has requested a waiver of American Institutions requirements.
www.lao.ca.gov Legislative Analyst’s Office 15
An LAO RepORt
Segments Agree on
Figure 3
Student Identification
Summary of CSU Admission Priority Policy
and Verification Plan.
Campus
For the short-term, IOC
Program Not Impacted Impacted
members have agreed on
Not impacted All eligible students Eligible local students guaranteed admission.
a plan for CCC transfer
guaranteed admission. Eligible nonlocal students must compete
for limited slots. applicants to complete
SB 1440 Bonus = 0.2 GPA points an “intent to earn an
Impacted All eligible students (local and nonlocal) must compete for limited slots. associate degree for
Campus may award bonus points to local students.
transfer” form within a
SB 1440 bonus = 0.1 GPA points
certain timeframe (by
GPA = grade point average.
February 15, 2012 for
fall 2012 applicants to
campuses to offer associate degrees for transfer,
CSU) and to submit it to both their community
for students to complete them, and for CSU
college and the CSU to which they applied. The
campuses to identify similar majors to which
community college is responsible for reviewing
these students can transfer.
students’ academic records and informing them
identifying SB 1440 Applicants whether they are, in fact, on track to receive
an associate degree for transfer. Students
CSU Needs Student Information for
then forward this notification to CSU. After
Planning and Admissions Purposes. Given that
admission but before enrolling at CSU, students
CSU must reserve an enrollment slot and provide
will request that their community college send
priority admission for SB 1440 transfer students,
a final transcript (typically by mailing a paper
IOC has considered ways for the segments
copy) to CSU. In the longer term, both segments
to identify these students and their major—
acknowledge the need for obtaining earlier
preferably as early as possible. By accurately
identification of SB 1440 students, as well as
identifying which students are on a SB 1440
replacing CCC’s largely paper-based degree
pathway, CSU can plan accordingly and make
verification methods with electronic solutions
informed admissions decisions.
(such as e-transcripts).
LAo ASSESSmEnT of imPLEmEnTATion To dATE
S egmentS H ave m ade S ome emphasis to earn an associate degree for transfer.
n otable P rogreSS . . . Immediately after the bill was passed, though, CCC
and CSU agreed that it was in students’ best interest
The Tmc Approach Has Been a key—and if department faculty from both segments could
Highly collaborative—innovation agree on the general composition of requirements
for the major. Doing so would provide greater
As noted above, SB 1440 gives each community
assurance that students with an associate degree
college wide discretion with regard to the courses
for transfer are adequately prepared for upper-
students must take in their major or area of
division coursework in that major—regardless of
16 Legislative Analyst’s Office www.lao.ca.gov
An LAO RepORt
which CSU campus they end up attending. At the colleges by the CCC Chancellor’s Office, about
same time, there was a desire to provide a certain 15 community colleges have associate degrees
level of flexibility so that CCC faculty could design for transfer either developed or in the process of
a degree that took into account factors such as being developed for each academic program they
local curricular preferences and existing course currently offer that has an approved TMC.
offerings. Most CSU Campuses Accepting Most TMC as
We find that over the past 18 months CCC and Similar. Six CSU campuses have identified at least
CSU faculty have created a productive and strong one—and often several—similar degree option(s) in
working relationship. Under the leadership of every TMC in which they offer a bachelor’s degree.
the Academic Senates of CCC and CSU, between In some cases, this has required that the campus
October 2010 and March 2012, over 1,000 CCC and adjust its degree requirements to accommodate
CSU faculty have participated in meetings across the TMC. Another nine campuses have identified
the state as part of the effort to develop TMC. at least one similar degree option in all but one or
Thousands of additional faculty have provided their two TMC, and are working to resolve issues in the
input (online or through another medium) on the remaining disciplines. By deeming their majors
content and courses that should be included in the similar to TMC, these campuses are opening the
TMC. The 18 TMC that have been approved thus door to priority admission and a 60-unit guarantee
far are the product of tens of thousands of hours of for any community college graduate statewide with
faculty time. a corresponding associate degree for transfer, as
envisioned in SB 1440.
many ccc and cSu campuses
. . . b I F
Are on Right Track ut mPlementatIon allIng
S Sb 1440’ I
Hort oF S ntent
A Number of Community Colleges Are Off
to a Fast Start in Developing New Degrees. The
Roll-out Process for new Associate
first associate degree for transfer (created by
degrees Has a Ways to go
College of the Desert) was approved by the CCC
Chancellor’s Office in March 2011. Since that Most Community Colleges Have Developed
time, community colleges have received approval Four or Fewer Degrees. While some community
for a total of more than 300 associate degrees for colleges are rapidly developing new degrees (as
transfer in 16 different disciplines. (Because two discussed above), overall progress systemwide is
TMC, in music and elementary teacher education, mixed. As of March 30, 2012, three community
were just recently approved, no community college colleges still offered fewer than two associate
currently has an associate degree for transfer in degrees for transfer, which falls short of the CCC
those programs.) As of March 30, 2012, Pasadena Chancellor’s Office’s expectations for 2011. (Two
City College (Los Angeles County) had 13 associate of these colleges, however, had at least one degree
degrees for transfer developed and either approved at the Chancellor’s Office for review—the final
or under review by the CCC Chancellor’s Office— step in the approval process.) Figure 4 details
the most in the CCC system. (Moorpark College the distribution of degrees by college. As the
[Ventura County] is second among community figure shows, 37 of the system’s 112 colleges have
colleges with 11 such degrees though March 20, two associate degrees for transfer that are either
2012.) According to a recent survey of community approved or under review at the Chancellor’s
www.lao.ca.gov Legislative Analyst’s Office 17
An LAO RepORt
Office. Another 30 colleges have three degrees • Faculty preference for the college’s current
either approved or nearly approved. This means associate degree over a TMC-aligned
that 60 percent of community colleges have four or degree.
fewer associate degrees for transfer thus far. And
Some community colleges also have indicated
while collectively the system has over 400 associate
that they do not intend to develop any additional
degrees for transfer either approved or under
TMC-aligned associate degrees until they can be
review at the Chancellor’s Office, this represents
assured that their local CSU campus will deem
less than four degrees per college.
them similar. The issue of similarity is discussed in
Some Community Colleges Reluctant
more detail below.
to Embrace New Degrees. Despite the CCC
Chancellor’s Office goal of 100 percent participation Associate degrees for Transfer not
by fall 2014, about a dozen community colleges universally Accepted at cSu campuses
have indicated they are planning to develop only
While all CSU campuses have deemed at least
a handful of associate degrees for transfer at this
some of their degree options similar to certain
time. Colleges have provided several reasons for
TMC-aligned associate degrees, acceptance is
their reluctance to create additional associate
far fGrorma punhivicer sSali.g Rnes pOofnfses have varied across
degree for transfer, including:
campuses and majors, as illustrated in Figure 5 (see
Secretary
• Lack of sufficient faculty and staff to page 20).
support the development of the new degree. Analyst
• Variation Across Campuses. As of April
Director
• Lack of funding to offer courses in a new 2012, five campuses have identified no
Deputy
similar degree options in five or more TMC
degree.
disciplines in which they offer bachelor’s
• Not enough students in the discipline to degrees. Together, these campuses offer
justify offering the degree. more than 100 degree options in these
disciplines, all of which they have deemed
“not similar” to the corresponding TMC.
Figure 4
Mixed Progress Among Community • Variation Across Disciplines. In sociology,
Colleges in Rolling Out New Degreesa art history, and political science, every CSU
campus offering bachelor’s degrees in the
40
discipline deemed at least one of its degree
35
options similar to the TMC. In contrast,
30
about one-third of campuses offering
25
Number
geology and kinesiology degrees, and
of Colleges
20
about one-fourth offering early childhood
15
education, business administration, and
10
math degrees deemed all of their degree
5
options in these disciplines not similar to
0 1 2 3 4 5 6+ the corresponding TMC.
Degrees Developed
a Associate degrees for transfer that are, as of March 30, 2012, either approved
or in review at the systemwide Chancellor’s Office.
18 Legislative Analyst’s Office www.lao.ca.gov
ARTWORK #110355
An LAO RepORt
• Variation Within Major at a Campus. Some degree options are very specialized and can
Many campuses have deemed one or reasonably require more than the standard
more degree options similar to a TMC 60 units to complete. For example, some campuses
while deeming other options within the offer a bachelor’s degree in mathematics with a
same major not similar. This may not be computer science option, which requires students
problematic if the similar option(s) includes to complete major coursework in mathematics as
common concentrations or the general well as physics and computing. In addition, some
concentration. In these cases, a student majors have two or more major strands leading
could earn a general degree within 60 CSU to different careers. Degrees in kinesiology, for
units or take a few more units for a more example, can lead to careers in sports and fitness
specialized degree. In some cases, however, or physical therapy, among others. Kinesiology
it appears the similar option in a major is a students planning to attend graduate school for
less common, specialized one. For example, physical therapy may require a different curriculum
one campus with 12 business degree (even at the lower-division level) that those entering
options has deemed only a corporate various fitness fields, and it is unlikely a single
management option similar to the TMC could accommodate the requirements of all
TMC, limiting SB 1440 benefits (priority strands.
admission to the major and the 60-unit Other reasons some campuses have deemed
guarantee) to students who apply for that degrees not similar have more to do with
specific business concentration. Another internal campus or departmental policies. Both
campus has deemed two art-degree options departments and campuses have specific lower-
(in design and history) as similar to the division and upper-division course requirements
studio-arts TMC, but not its degree option students must satisfy to earn a bachelor’s degree.
in studio arts. If these requirements are not well-aligned with
the TMC, a transfer student could be required
In all of these cases, this variation means that
to complete more than 60 units at CSU to earn a
students with associate degrees for transfer may not
degree in the major. By definition, therefore, the
be granted priority admission or a 60-unit cap on
degree would be deemed not similar to the TMC.
additional required courses.
Other reasons campuses have given for
Campuses continue to work toward turning not
not accepting TMC-aligned degrees include
similar designations to similar. Several campuses
systemwide and campus graduation requirements
have already identified solutions that will require
that take up course units, and potential
time to implement, such as developing a new degree
accreditation issues for professional programs.
option in a major that aligns with a TMC. Sixteen
For example, accreditors may require that certain
campuses, however, have reported that they cannot
courses currently included in the TMC be taught
yet honor the TMC in one or more majors in which
at the upper-division level. (Not all programs
they offer bachelor’s degrees, as shown in Figure 5
in a given discipline have the same professional
(see page 20).
accreditation. As a result, a TMC may be acceptable
Reasons for Misalignment. There are several
for some programs and not for others.)
legitimate reasons some potentially similar degrees
could be deemed not similar by CSU campuses.
www.lao.ca.gov Legislative Analyst’s Office 19
An LAO RepORt
Figure 5
Acceptance of TMC Varies by CSU Campus and Major
Indicates campus has deemed at least one degree option within the major similar to the Transfer Model Curriculum (TMC).
- Indicates the campus does not offer the major, as determined by the CSU Chancellor’s Office.
Indicates campus has deemed all degree options within the major not similar to the TMC.
CSU Campusa S o ci ol o g y Art Hi st or y P oliti c al S ci e n P c e h y si c s Hi st or y C o m m u ni c. St u d T i e h s e at er Art s A d mi n. of J u st E i c n e gli s h P s y c h ol o g y St u di o Art B u s. A d mi n. M u si b c El e m e nt ar y E d M b . at h E arl y C hil d h o o G d e E o d l o . g y Ki n e si ol o g y
East Bay
Fullerton
Humboldt -
San Francisco
San Jose
Sonoma - - -
Bakersfield
Chico
Long Beach
Sacramento
Channel Islands - - - - - - -
Fresno
Monterey Bay - - - - -
Northridge -
San Luis Obispo - - - - -
Pomona - - - -
Stanislaus
San Marcos - - - -
Dominguez Hills - -
Los Angeles
San Bernardino - -
San Diego
a
Data as of April 2012. Excludes Maritime Academy, which generally does not offer bachelor’s degrees in majors with a TMC.
bResponses for recently developed elementary education and music TMC are still in process.
Adopted Definition of Similar Programs Campus faculty would need to work within the
Fails to Protect SB 1440 Guarantees. In our view, 60-unit limit, even if they preferred to maintain
CSU’s definition of similar programs falls short requirements that could cause students to exceed
of the intent behind SB 1440. As envisioned by the unit cap. However, CSU has reversed the
the bill’s authors, campuses would (1) identify sequence: campuses are (1) determining which
similar programs for purposes of granting priority TMC they can accommodate given the faculty’s
admission, and (2) provide a pathway in those curricular choices, and (2) calling programs similar
programs for SB 1440 students to earn bachelor’s or not similar based on this determination. This
degrees within 60 additional semester units. logic runs counter to the intent of the legislation.
20 Legislative Analyst’s Office www.lao.ca.gov
An LAO RepORt
While many academic departments have made students’ lower-division preparation for a given
adjustments to their degree programs to meet the major. This would still allow individual campuses
intent of SB 1440, others are choosing to maintain to distinguish and specialize their programs in
most of their existing programs intact. As a result, the junior and senior years. The development of
many degrees students would reasonably perceive TMC is a commendable step toward common
as similar are deemed not similar. understanding. The current process for
We have several concerns about this approach. determining similar CSU programs, however, could
It further complicates, rather than simplifies, frustrate efforts to achieve a broader consensus.
the transfer process for some community college Students Could Be Denied Benefits. Based on
students. It permits CSU campuses to maintain the progress to date in matching TMC developed
campus-specific requirements for graduation of last year to CSU majors, it appears that a significant
transfer students. More fundamentally, it raises number of community college graduates with
questions about the meaning of majors when associate degrees for transfer could be denied many
campuses are unable to agree on their content or of the benefits of SB 1440 at some CSU campuses.
necessary preparation. These students could find that SB 1440’s guarantee
Variation Could Be Reduced. Representatives of priority admission and a 60-unit cap at CSU
from CSU contend that the richness and comes with a long line of asterisks and a short list
complexity of academic disciplines requires a of degree options within their major to which it
more nuanced definition of similar programs applies. Students will have to weigh the conditional
than the Legislature may have anticipated. While guarantees of SB 1440 (as implemented at some
we agree there may be some valid reasons for CSU campuses) against existing articulation and
distinctions within majors, for the most part we transfer agreements and other transfer pathways.
find this variation and the resulting complexity
unclear Whether cSu’s Admission Policy
could be reduced, especially in the first two years of
Sufficiently Prioritizes SB 1440 Students
instruction, without sacrificing academic breadth.
Impedes Efforts to Develop Common Although the GPA bonuses of 0.1 and 0.2
Understanding. Numerous international provide some advantage to SB 1440 students, it is
organizations and states are engaged in efforts to unclear to what extent they meet the requirement
define what a degree in a given field means, on the of SB 1440 to grant students with associate degrees
principle that degrees have more value when they for transfer “priority over all other community
reflect a common understanding about graduates’ college transfer students.” Following three or
knowledge and skills. They reason that this better four admission cycles, we will be able to evaluate
serves students, colleges, graduate schools, and the effectiveness of this policy in ensuring these
employers. Senate Bill 1440 could move California students access to the CSU system and to their
toward greater consensus on the meaning of preferred campuses and majors.
degrees by creating common expectations about
LAo REcommEndATionS
In 1960, California adopted a unique and promised universal access to a baccalaureate
framework that sought to forge the state’s higher education. In adopting the Master Plan, the
education segments into a coordinated system Legislature envisioned an efficient process
www.lao.ca.gov Legislative Analyst’s Office 21
An LAO RepORt
for students to transfer from the community intersegmental faculty have made considerable
colleges to the state’s four-year institutions. progress in developing TMC. As a result of these
Notwithstanding this core principle, however, collaborations, CCC students who successfully
transfer course requirements for years have created complete their lower-division major requirements
significant obstacles for students. as part of an associate degree for transfer should
Since enactment of SB 1440 in 2010, both have confidence that they will be prepared for
CCC and CSU have taken a number of positive more-advanced major coursework at CSU. Yet,
steps toward creating streamlined transfer while the approximately 25 TMC that are either
pathways between the segments. Looking forward, finalized or planned would cover a large share of
our review finds that additional work needs to students, that does not help thousands of other
be done—by both segments—to achieve the CCC-to-CSU transfer students. We recognize that
Legislature’s intended goals. To help ensure that it may be neither feasible nor necessary to develop a
happens, we recommend the Legislature provide TMC in every discipline. (In 2010-11, about 70 CSU
additional guidance and clarification to CCC majors had ten or fewer CCC students transfer into
and CSU on what is expected of them, as well them—8 majors had just one CCC transfer student.)
as continued oversight to track their progress. Nevertheless, our review finds that there are still
Figure 6 summarizes our recommendations. disciplines with fairly large enrollments without
an existing or planned TMC. For example, majors
clarify Segmental Responsibilities
such as graphic design and public administration
under SB 1440
each had more than 200 students transfer into
Students Would Benefit From Development them from CCC in 2010-11 (a larger number than
of Additional TMC. In less than two years, geology, physics, and art history, each of which has
Figure 6
Summary of LAO Recommendations
9
Goal 1: Expand the Number of Majors Covered by Transfer Model Curricula (TMC)
• Recommend the Legislature statutorily endorse the TMC approach as the preferred basis for associate
degrees for transfer. Consider setting an expectation for the development of additional TMC (such as
that TMC disciplines cover at least 90 percent of CCC transfer enrollments at CSU).
9
Goal 2: Increase the Number of TMC-Aligned Associate Degrees for Transfer
• Recommend the Legislature clarify in statute that community colleges create an associate degree
for transfer in every major they offer that has an approved TMC. Consider establishing a timeline for
achievement of full compliance.
9
Goal 3: Maximize the Number of Degree Opportunities at CSU for Students With a TMC-Aligned
Associate Degree for Transfer
• Recommend the Legislature clarify in statute its expectation that—with limited exceptions—CSU
campuses accept TMC-aligned associate degrees for transfer in each of the CSU degree options within
a given major.
9
Begin Exploring Potential Next Steps if Legislature’s Goals Are Not Met
• Recommend the Legislature begin identifying next steps if the segments fall short of meeting the above
goals. Potential actions could include involving external entities to address areas of poor compliance and
the loss of some state funding (or increases if goals are exceeded).
22 Legislative Analyst’s Office www.lao.ca.gov
An LAO RepORt
a TMC). We recommend the Legislature statutorily which a campus offers a bachelor’s degree. As our
endorse the TMC approach as the preferred basis analysis has shown, thus far the CSU system is
for associate degrees for transfer, and perhaps even falling short of realizing that goal. Even if CSU
set an expectation for future TMC development— campuses were to achieve one degree option for
such as that TMC cover at least 90 percent of every TMC, however, this still could be problematic
CCC-to-CSU transfer students. for students. This is because the degree option
In cases where there are justified differences might not be one a student is interested in (such
within a major based on distinct strands within as corporate management in a business major).
a discipline, we believe that developing separate In addition, a degree option that is honored at
TMC would be reasonable. These should be very one campus might not be honored at another
limited in number, however, to avoid unnecessarily campus with the same concentration—resulting
complicating transfer pathways for students, and in confusion and limiting flexibility for students.
CCC campuses should clearly identify the strand in We recommend the Legislature clarify its own
the resulting TMC. expectation that not just one but—except in limited
Define Legislature’s Expectations of instances—every degree option within a major
Community Colleges for Degree Creation. While should fit to a TMC. Under this approach, CSU
some community colleges are rapidly developing campuses still would have two full academic years
associate degrees for transfer, the CCC system still of coursework at the upper-division level to provide
has a considerable amount of work to do before students with more-specialized instruction in a
the degrees become a widely available option for given discipline.
students. Earlier this year, the CCC Chancellor’s Begin Exploring Potential Next Steps if
Office expressed its goal that, by the end of 2014, Legislature’s Goals Not Met. We believe that by
every community college have an associate clarifying its intent and establishing goals, the
degree for transfer in each major it offers where Legislature could help the segments fully realize
a TMC exists. We believe that this is consistent what SB 1440 sought to accomplish. In the event
with legislative expectations for SB 1440 and that either or both segments fail to stay on track,
recommend the Legislature clarify in statute its however, we recommend the Legislature consider
intent that community colleges achieve this goal. potential next steps or consequences. This might
The Legislature also might consider expressing include commissioning an external academic
additional interim goals (such as 90 percent of review of program requirements in areas with
majors having an associate degree for transfer by poor compliance and/or limiting state funding
mid-2014), so that colleges’ progress can be tracked for campuses or departments that fall short of
more closely along the way. expectations. In addition, the Legislature could
Establish Expectations for Determination identify potential ways of rewarding colleges for
of Similar CSU Degrees. As discussed earlier, the exceeding goals, such as providing additional
CSU Chancellor’s Office has set a goal to have at program funding.
least one similar degree option in each TMC in
www.lao.ca.gov Legislative Analyst’s Office 23
An LAO RepORt
24 Legislative Analyst’s Office www.lao.ca.gov
An LAO RepORt
APPEndix
Senate Bill No. 1440
CHAPTER 428
An act to add Article 3 (commencing with Section 66745) to Chapter 9.2 of Part
40 of Division 5 of Title 3 of the Education Code, relating to public postsecondary
education.
[Approved by Governor September 29, 2010. Filed with Secretary of State September 29, 2010.]
LEGISLATIVE COUNSEL’S DIGEST
SB 1440, Padilla. California Community Colleges: student transfer. Existing law
establishes the 3 segments of public postsecondary education in this state. These
segments include the California State University, the campuses of which are adminis-
tered by the Trustees of the California State University, the University of California,
which is administered by the Regents of the University of California, and the California
Community Colleges, which are administered by the Board of Governors of the
California Community Colleges.
Existing law establishes community college districts throughout the state, and autho-
rizes them to provide instruction to students at community college campuses.
Existing law, known as the Donahoe Higher Education Act, authorizes the community
colleges to grant associate in arts and associate in science degrees. The act also requires
the regents, the trustees, and the board of governors to have as a fundamental policy
the maintenance of a healthy and expanded program to increase the number of
transfer students from community colleges.
This bill would enact the Student Transfer Achievement Reform Act, which,
commencing with the 2011–12 academic year, would require a student that receives an
associate degree for transfer to be deemed eligible for transfer into a California State
University baccalaureate program when the student meets prescribed requirements.
The bill would condition a community college district’s receipt of state apportionment
funds on its development and granting of associate degrees for transfer, unless each of
the state’s community college districts waives reimbursement for specified state-
mandated costs of implementing the bill in accordance with a prescribed procedure.
This bill would prohibit a community college district from imposing any requirements,
in addition to these requirements, for a student to be eligible for the associate degree for
transfer, and would prohibit remedial noncollegiate level coursework from being
counted towards the units required for the associate degree for transfer.
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This bill would require the California State University to guarantee admission with
junior status to any community college student who meets the requirements for the
associate degree for transfer. This bill would not guarantee a student admission for
specified majors or campuses, but would require the California State University to
grant a student priority admission to his or her local California State University
campus and to a program or major that is similar to his or her community college
major or area of emphasis, as determined by the California State University campus
to which the student is admitted. This bill would authorize the California State
University to require a transferring student to take additional coursework at the
California State University in specified circumstances, and would prohibit the
California State University from requiring a transferring student to repeat courses
that are similar to those taken at the community college that counted towards the
units required for the associate degree for transfer.
This bill would also require the Legislative Analyst’s Office to review and report to
specified legislative committees and subcommittees, within a prescribed time period,
on specified outcomes and recommendations related to this act.
By requiring a community college district to grant the associate degree for transfer in
exchange for receipt of state apportionment funds, this bill would impose a state-
mandated local program.
The California Constitution requires the state to reimburse local agencies and school
districts for certain costs mandated by the state. Statutory provisions establish proce-
dures for making that reimbursement.
This bill would provide that, if the Commission on State Mandates determines that
the bill contains costs mandated by the state, reimbursement for those costs shall be
made pursuant to these statutory provisions.
The people of the State of California do enact as follows:
SECTION 1. The Legislature finds and declares all of the following:
(a) Since the enactment of the Master Plan for Higher Education in 1960, preparing
students to transfer to a four-year university has been a core function of the
California Community Colleges.
(b) Successful progression from lower division coursework to degree completion is a
basic principle of California higher education and is critical to the future of the state’s
economy.
(c) Currently, the coursework necessary to transfer to a campus of the California
State University or the University of California differs from the coursework needed to
earn an associate degree. As a result, many transfer students leave the community
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college system having completed transfer requirements, but are unable to participate
in community college graduation ceremonies, do not have a degree to show for their
work, and are ineligible for some awards and scholarships because they did not fulfill
current requirements for an associate degree.
(d) Today, one in every four jobs requires an associate degree or higher. In the near
future, one in every three jobs will require an associate degree or higher.
(e) The Public Policy Institute of California projects that California will have one
million fewer graduates than it needs in 2025, and that increasing transfer rates from
community colleges to four-year postsecondary educational institutions would
dramatically reduce the education skills gap.
(f) The community college system allows the state to address the serious projected
shortage of educated workers.
(g) To meet workforce demands in a cost-effective way, incentivizing students to earn
an associate degree while preparing for transfer to a four-year college or university,
and recognizing that they have completed a transfer preparation course pattern,
provides students encouragement and support to complete their overall educational
pursuits.
SEC. 2. Article 3 (commencing with Section 66745) is added to Chapter 9.2 of Part 40
of Division 5 of Title 3 of the Education Code, to read:
Article 3. Student Transfer Achievement Reform Act
66745. This article shall be known, and may be cited as the Student Transfer
Achievement Reform Act.
66746. (a) Commencing with the fall term of the 2011–12 academic year, a student
who earns an associate degree for transfer granted pursuant to subdivision (b) shall
be deemed eligible for transfer into a California State University baccalaureate
program when the student meets both of the following requirements:
(1) Completion of 60 semester units or 90 quarter units that are eligible for transfer to
the California State University, including both of the following:
(A) The Intersegmental General Education Transfer Curriculum (IGETC) or the
California State University General Education-Breadth Requirements.
(B) A minimum of 18 semester units or 27 quarter units in a major or area of
emphasis, as determined by the community college district.
(2) Obtainment of a minimum grade point average of 2.0.
(b) (1) As a condition of receipt of state apportionment funds, a community college
district shall develop and grant associate degrees for transfer that meet the require-
ments of subdivision (a). A community college district shall not impose any require-
ments in addition to the requirements of this section, including any local college or
district requirements, for a student to be eligible for the associate degree for transfer
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and subsequent admission to the California State University pursuant to Section
66747.
(2) The condition of receipt of state apportionment funding contained in paragraph
(1) shall become inoperative if, by December 31, 2010, each of the state’s 72
community college districts has submitted to the Chancellor of the California
Community Colleges, for transmission to the Director of Finance, signed certifi-
cation waiving, as a local agency request within the meaning of paragraph (1) of
subdivision (a) of Section 6 of Article XIII B of the California Constitution, any claim
of reimbursement related to the implementation of this article.
(c) A community college district is encouraged to consider the local articulation
agreements and other work between the respective faculties from the affected
community college and California State University campuses in implementing the
requirements of this section.
(d) Community colleges are encouraged to facilitate the acceptance of credits earned
at other community colleges toward the associate degree for transfer pursuant to this
section.
(e) This section shall not preclude students who are assessed below collegiate level
from acquiring remedial noncollegiate level coursework in preparation for obtaining
the associate degree. Remedial noncollegiate level coursework shall not be counted as
part of the transferable units required pursuant to paragraph (1) of subdivision (a).
66747. Notwithstanding Chapter 4 (commencing with Section 66201), the California
State University shall guarantee admission with junior status to any community
college student who meets all of the requirements of
Section 66746. Admission to the California State University, as provided under this
article, does not guarantee admission for specific majors or campuses.
Notwithstanding Chapter 4 (commencing with Section 66201), the California State
University shall grant a student priority admission to his or her local California State
University campus and to a program or major that is similar to his or her community
college major or area of emphasis, as determined by the California State University
campus to which the student is admitted. A student admitted under this article shall
receive priority over all other community college transfer students, excluding
community college students who have entered into a transfer agreement between a
community college and the California State University prior to the fall term of the
2012–13 academic year.
66748. (a) The California State University may require a student transferring
pursuant to this article to take additional courses at the California State University so
long as the student is not required to take any more than 60 additional semester units
or 90 quarter units at the California State University for majors requiring 120
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semester units or 180 quarter units. Specified high unit majors shall be exempt from
this subdivision upon agreement by the Chancellors of the California State University
and the California Community Colleges and their respective academic senates. (b)
Community college transfer units shall not be applicable to upper division require-
ments at the California State University, unless agreed upon by the local Academic
Senates of the California State University and the California Community Colleges
and the transferred units do not exceed the required 60 semester units or 90 quarter
units required pursuant to paragraph (1) of subdivision (a) of Section 66746.
(c) The California State University shall not require students transferring pursuant to
this article to repeat courses that are similar to those taken at the community college
that counted toward the associate degree for transfer granted pursuant to Section
66746.
66749. (a) The Legislative Analyst’s Office shall review and report to the Assembly
Committee on Higher Education, the Senate Committee on Education, and the
respective education finance budget subcommittees of the Assembly and the Senate
in the spring of 2012, an update on the implementation of this article.
(b) The Legislative Analyst’s Office shall also review and report to the Assembly
Committee on Higher Education, the Senate Committee on Education, and the
respective education finance budget subcommittees of the Assembly and the Senate,
within four years of implementation of this article, on both of the following:
(1) The outcomes of implementation of this article, including, but not limited to, all of
the following:
(A) The number and percentage of community college students who transferred to
the California State University and earned an associate degree for transfer pursuant
to this article.
(B) The average amount of time and units it takes a community college student
earning an associate degree for transfer pursuant to this article to transfer to and
graduate from the California State University, as compared to the average amount of
time and units it took community college transfer students prior to enactment of this
article, and compared to students using other transfer processes available.
(C) Student progression and completion rates.
(D) Other relevant indicators of student success.
(E) The degree to which the requirements for an associate degree for transfer take
into account existing articulation agreements and the degree to which community
colleges facilitate the acceptance of credits between community college districts, as
outlined in subdivisions (c) and (d) of Section 66746.
(F) It is the intent of the Legislature that student outcome data provided under this
subdivision include the degree to which the California State University was able to
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accommodate students admitted under this article to a campus of their choice and a
major that is similar to their community college major.
(2) Recommendations for statutory changes necessary to facilitate the goal of a clear
and transparent transfer process, including whether this article should be made
applicable to students transferring from community colleges to the University of
California.
SEC. 3. It is the intent of the Legislature that the requirements placed on community
college districts pursuant to this act shall be carried out in the normal course of
program development and approval, course scheduling, and degree issuance and
shall not represent any new activities or a higher level of service on the part of
community college districts.
SEC. 4. If the Commission on State Mandates determines that this act contains costs
mandated by the state, reimbursement to local agencies and school districts for those
costs shall be made pursuant to Part 7 (commencing with Section 17500) of Division
4 of Title 2 of the Government Code.
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LAo Publications
This report was prepared by Judy Heiman and Paul steenhausen, and reviewed by steve Boilard. The legislative
Analyst’s office (lAo) is a nonpartisan office that provides fiscal and policy information and advice to the legislature.
To request publications call (916) 445-4656. This report and others, as well as an e-mail subscription service,
are available on the lAo’s website at www.lao.ca.gov. The lAo is located at 925 l street, suite 1000,
sacramento, CA 95814.
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